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Report of Organizational Actions Affecting Basis of Securities

 

The following are required filings under Treasury regulations for cost basis reporting that began in 2012. Examples of organization actions that could affect basis are nontaxable distributions or reorganizations. Information on Form 8937 is not to be used for tax reporting. Any impact to your account will be provided on Form 1099-DIV.

 

Return of Capital Distributions

 

Hartford Multifactor REIT ETF

2019 - FORM 8937     2018 - FORM 8937

 

Hartford Schroders Emerging Markets Multi-Sector Bond Fund

2020 - FORM 8937     2019 - FORM 8937     2018 - FORM 8937

 

Hartford Schroders Global Strategic Bond Fund

2017 - FORM 8937

 

Hartford Schroders Income Builder Fund

2017 - fORM 8937

 

Emerging Markets Local Debt Fund

2020 - FORM 8937     2019 - FORM 8937    2016 - FORM 8937    2015 - FORM 8937    2014 - FORM 8937

 

Floating Rate Fund

2019 - FORM 8937    2017 - FORM 8937    2015 - FORM 8937

 

Floating Rate High Income Fund

2019 - FORM 8937     2016 - FORM 8937     2015 - FORM 8937    

 

High Yield Bond Fund

2017 - FORM 8937   2015 - FORM 8937

 

Multi-Asset Income Fund

2016 - FORM 8937    2015 - FORM 8937

 

Total Return Bond Fund

2016 - FORM 8937

 

Unconstrained Bond Fund

2017 - FORM 8937    2016 - FORM 8937    2015 - FORM 8937    2014 - FORM 8937

 

World Bond Fund

2016 - FORM 8937

 


Corporate Actions

 


09/25/2020 – Hartford High Yield HLS Fund was acquired by Hartford Total Return Bond HLS Fund

FORM 8937


09/25/2020 – Hartford U.S. Government Securities HLS Fund was acquired by Hartford Ultrashort Bond HLS Fund

FORM 8937


09/18/2020 – Hartford Value HLS Fund was acquired by Hartford Dividend and Growth HLS Fund

FORM 8937


09/18/2020 – Hartford Global Growth HLS Fund was acquired by Hartford Disciplined Equity HLS Fund

FORM 8937


09/18/2020 – Hartford Growth Opportunities HLS Fund was acquired by Hartford Disciplined Equity HLS Fund

FORM 8937


09/18/2020 – Hartford MidCap Growth HLS Fund was acquired by Hartford MidCap HLS Fund

FORM 8937


09/18/2020 – Hartford MidCap Value HLS Fund was acquired by Hartford MidCap HLS Fund

FORM 8937


07/24/2020 – The Hartford Quality Bond Fund was acquired by The Hartford Total Return Bond Fund

FORM 8937


11/22/19 – Hartford International Small Company Fund was acquired by Hartford Global Impact Fund

FORM 8937


9/20/19 – Hartford Global All-Asset Fund was acquired by Hartford AARP Balanced Retirement Fund

FORM 8937


10/26/2018 – Hartford Global Capital Appreciation Fund was acquired by Hartford International Equity Fund

FORM 8937


07/16/2018 – Hartford Municipal Real Return fund was acquired by The Hartford Municipal Opportunities Fund

FORM 8937


07/02/2018 – Hartford Schroders Emerging Markets Debt & Currency Fund was acquired by Hartford Schroders Emerging Markets Multi-Sector Bond Fund

FORM 8937


06/25/2018 – Hartford Global Equity Income Fund was acquired by Hartford International Equity Fund

FORM 8937


09/25/17 – The Hartford Unconstrained Bond Fund was acquired by the Hartford Strategic Income Fund

FORM 8937


4/7/14 - The Hartford Global Growth Fund was acquired by Hartford Global Capital Appreciation Fund 

FORM 8937


4/7/14 - The Hartford Growth Fund was acquired by The Hartford Growth Opportunities Fund 

FORM 8937


4/7/14 - The Hartford Value Fund was acquired by The Hartford Value Opportunities Fund 

FORM 8937


1/9/14 - The Hartford International Value Fund announced a partial reallocation of a previously paid cash distribution to be considered a return of capital 

FORM 8937


2/22/13 - The Hartford Fundamental Growth Fund was acquired by the Hartford Growth Opportunities Fund

FORM 8937    ATTACHMENT

 

 

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