The Hartford Growth Opportunities Fund

 

  Schedule of Investments

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount        Market Value    

Common Stocks - 98.2%

 

           Automobiles & Components - 1.6%     

951,773

   

Thor Industries, Inc.

  $      115,174,051  
        

 

 

 
    Capital Goods - 1.9%     

926,558

   

Fortive Corp.

       61,226,952  

591,072

   

Middleby Corp.*

       80,220,292  
        

 

 

 
           141,447,244  
        

 

 

 
    Commercial & Professional Services - 2.8%     

603,830

   

Copart, Inc.*

       66,270,342  

148,443

   

CoStar Group, Inc.*

       133,555,652  
        

 

 

 
           199,825,994  
        

 

 

 
    Consumer Durables & Apparel - 4.2%     

877,162

   

Lennar Corp. Class A

       72,936,020  

505,326

   

Lululemon Athletica, Inc.*

       166,090,550  

566,561

   

Polaris, Inc.

       66,100,672  
        

 

 

 
           305,127,242  
        

 

 

 
    Consumer Services - 8.9%     

836,098

   

Chegg, Inc.*

       79,646,695  

3,377,657

   

DraftKings, Inc. Class A*

       182,765,020  

882,159

   

McDonald’s Corp.

       183,347,927  

974,526

   

Penn National Gaming, Inc.*

       101,077,837  

1,061,661

   

Starbucks Corp.

       102,779,401  
        

 

 

 
           649,616,880  
        

 

 

 
    Diversified Financials - 0.9%     

1,001,559

   

Blackstone Group, Inc. Class A

       67,294,749  
        

 

 

 
    Food, Beverage & Tobacco - 3.0%     

587,996

   

Constellation Brands, Inc. Class A

       124,025,996  

1,116,796

   

Monster Beverage Corp.*

       96,971,397  
        

 

 

 
           220,997,393  
        

 

 

 
    Health Care Equipment & Services - 9.6%     

272,887

   

ABIOMED, Inc.*

       95,032,898  

342,057

   

Align Technology, Inc.*

       179,709,907  

464,397

   

Danaher Corp.

       110,452,182  

455,764

   

DexCom, Inc.*

       170,843,135  

308,176

   

Insulet Corp.*

       82,338,464  

7,292,874

   

Multiplan Corp.*(1)

       58,197,135  
        

 

 

 
           696,573,721  
        

 

 

 
    Media & Entertainment - 14.3%     

214,750

   

Alphabet, Inc. Class A*

       392,425,560  

560,446

   

Facebook, Inc. Class A*

       144,780,015  

891,345

   

Match Group, Inc.*

       124,663,512  

3,190,619

   

Snap, Inc. Class A*

       168,911,370  

332,225

   

Spotify Technology S.A.*

       104,650,875  

2,148,588

   

Twitter, Inc.*

       108,568,151  
        

 

 

 
           1,043,999,483  
        

 

 

 
    Pharmaceuticals, Biotechnology & Life Sciences - 7.1%     

209,083

   

Ascendis Pharma A/S ADR*

       31,393,812  

1,024,331

   

AstraZeneca plc ADR(1)

       51,831,149  

2,093,739

   

Elanco Animal Health, Inc.*

       60,781,243  

742,549

   

Exact Sciences Corp.*

       101,848,021  

557,100

   

Galapagos N.V.*

       58,257,170  

16,322

   

Galapagos N.V. ADR*

       1,702,385  

87,462

   

Illumina, Inc.*

       37,297,295  

178,650

   

Kodiak Sciences, Inc.*

       22,565,282  

121,360

   

Reata Pharmaceuticals, Inc. Class A*

       12,571,682  

278,526

   

Thermo Fisher Scientific, Inc.

       141,964,702  
        

 

 

 
           520,212,741  
        

 

 

 

 

  The Hartford Growth Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount

       Market Value    
           Real Estate - 0.0%     

29,564

   

We Co. Class A(2)(3)(4)

  $      111,161  
        

 

 

 
    Retailing - 15.6%     

218,115

   

Amazon.com, Inc.*

       699,320,313  

80,783

   

Booking Holdings, Inc.*

       157,068,810  

123,196

   

JAND, Inc. Class A(2)(3)(4)

       2,844,596  

938,243

   

Ross Stores, Inc.

       104,417,063  

2,555,947

   

TJX Cos., Inc.

       163,682,846  

171,581

   

Tory Burch LLC(2)(3)(4)

       9,371,753  
        

 

 

 
           1,136,705,381  
        

 

 

 
    Semiconductors & Semiconductor Equipment - 5.9%     

2,671,330

   

Advanced Micro Devices, Inc.*

       228,772,701  

2,364,525

   

Marvell Technology Group Ltd.

       121,678,457  

475,971

   

MKS Instruments, Inc.

       75,236,736  
        

 

 

 
           425,687,894  
        

 

 

 
    Software & Services - 16.6%     

311,902

   

Fair Isaac Corp.*

       140,390,209  

1,043,152

   

GoDaddy, Inc. Class A*

       81,970,884  

729,119

   

Guidewire Software, Inc.*

       83,659,114  

875,064

   

Leidos Holdings, Inc.

       92,809,288  

224,380

   

Paycom Software, Inc.*

       85,206,061  

273,856

   

RingCentral, Inc. Class A*

       102,126,380  

882,668

   

Splunk, Inc.*

       145,666,700  

992,740

   

Square, Inc. Class A*

       214,392,131  

258,968

   

Varonis Systems, Inc.*

       45,777,773  

945,460

   

Workday, Inc. Class A*

       215,120,514  
        

 

 

 
           1,207,119,054  
        

 

 

 
    Technology Hardware & Equipment - 4.9%     

2,631,610

   

Apple, Inc.

       347,267,256  

292,906

   

Vontier Corp.*

       9,498,941  
        

 

 

 
           356,766,197  
        

 

 

 
    Transportation - 0.9%     

266,369

   

FedEx Corp.

       62,687,280  
        

 

 

 
   

Total Common Stocks
(cost $5,264,837,649)

  $      7,149,346,465  
        

 

 

 

Convertible Preferred Stocks - 1.3%

    
    Commercial & Professional Services - 0.1%     

470,535

   

Rubicon Global Holdings LLC Series C(2)(3)(4)

       7,034,498  
        

 

 

 
    Real Estate - 0.1%     

404,267

   

We Co. Series D1(2)(3)(4)

       2,550,924  

317,638

   

We Co. Series D2(2)(3)(4)

       2,004,296  
        

 

 

 
           4,555,220  
        

 

 

 
    Retailing - 0.8%     

4,434,460

   

Coupang LLC (2)(3)(4)

       45,719,283  

272,032

   

Honest Co., Inc. Series C(2)(3)(4)

       9,689,780  

275,096

   

JAND, Inc. Series D(2)(3)(4)

       6,437,246  
        

 

 

 
           61,846,309  
        

 

 

 
    Software & Services - 0.3%     

5,668,755

   

Essence Group Holdings Corp. Series 3(2)(3)(4)

       13,038,137  

743,470

   

Lookout, Inc. Series F(2)(3)(4)

       7,003,487  
        

 

 

 
           20,041,624  
        

 

 

 
   

Total Convertible Preferred Stocks
(cost $63,194,426)

  $      93,477,651  
        

 

 

 

Escrows - 0.0%(5)

    
    Consumer Durables & Apparel - 0.0%     

923,832

   

One Kings Lane, Inc.(2)(3)(4)

       147,813  
        

 

 

 
    Software & Services - 0.0%     

1,078,374

   

Marklogic Corp.(2)(3)(4)

       289,005  

 

  The Hartford Growth Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount          Market Value    

566,228

     Veracode, Inc.(2)(3)(4)      $      27,292  
            

 

 

 
               316,297  
            

 

 

 
    

Total Escrows
(cost $—)

    

$

     464,110  
            

 

 

 
    

Total Long-Term Investments
(cost $5,328,119,897)

    

$

     7,243,288,226  
            

 

 

 

Short-Term Investments - 1.2%

       
     Repurchase Agreements - 0.7%        

51,262,039

    

Fixed Income Clearing Corp. Repurchase Agreement dated 01/29/2021 at 0.020%, due on 02/01/2021 with a maturity value of $51,262,124; collateralized by U.S. Treasury Bond at 2.500%, maturing 02/15/2045, with a market value of $52,287,382

          51,262,039  
            

 

 

 
     Securities Lending Collateral - 0.5%        

19,689,529

    

Fidelity Investments Money Market Funds, Government Portfolio,
Institutional Class, 0.01%(6)

          19,689,529  

17,040,918

    

Goldman Sachs Financial Square Funds, Government Fund, Institutional
Class, 0.02%(6)

          17,040,918  
            

 

 

 
               36,730,447  
            

 

 

 
    

Total Short-Term Investments
(cost $87,992,486)

    

$

     87,992,486  
            

 

 

 
    

Total Investments
(cost $5,416,112,383)

     100.7%    

$

     7,331,280,712  
     Other Assets and Liabilities      (0.7)%          (48,069,276
       

 

 

      

 

 

 
    

Total Net Assets

     100.0%    

$

     7,283,211,436  
       

 

 

      

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(2)

Investment valued using significant unobservable inputs.

(3)

These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At January 31, 2021, the aggregate fair value of these securities was $106,269,271, which represented 1.5% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors.

(4)

Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $106,269,271 or 1.5% of net assets.

 

             Period Acquired    Security Name      Shares/Par Value                Total Cost                      Market Value          
11/2014   

Coupang LLC Convertible Preferred

       4,434,460        $             13,805,010      $             45,719,283  
05/2014   

Essence Group Holdings Corp. Series 3 Convertible Preferred

       5,668,755          8,964,002        13,038,137  
08/2014   

Honest Co., Inc. Series C Convertible Preferred

       272,032          7,360,452        9,689,780  
04/2015   

JAND, Inc. Class A

       123,196          1,414,943        2,844,596  

 

  The Hartford Growth Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

             Period Acquired    Security Name      Shares/Par Value                Total Cost                    Market Value        
04/2015   

JAND, Inc. Series D Convertible Preferred

       275,096          3,159,560      $ 6,437,246  
07/2014   

Lookout, Inc. Series F Convertible Preferred

       743,470          8,492,732        7,003,487  
01/2021   

Marklogic Corp.

       1,078,374                 289,005  
08/2014   

One Kings Lane, Inc.

       923,832                 147,813  
09/2015   

Rubicon Global Holdings LLC Series C Convertible Preferred

       470,535          9,392,114        7,034,498  
11/2013   

Tory Burch LLC

       171,581          13,447,917        9,371,753  
08/2014   

Veracode, Inc.

       566,228                 27,292  
12/2014   

We Co. Class A

       29,564          492,275        111,161  
12/2014   

We Co. Series D1 Convertible Preferred

       404,267          6,731,515        2,550,924  
12/2014   

We Co. Series D2 Convertible Preferred

       317,638          5,289,041        2,004,296  
            

 

 

 

  

 

 

 

             $             78,549,561       $             106,269,271   
            

 

 

 

  

 

 

 

 

(5)

Share amount represents shares of the issuer previously held that resulted in receipt of the escrow.

(6)

Current yield as of period end.

 

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Other Abbreviations:

    

ADR

   American Depositary Receipt

 

  The Hartford Growth Opportunities Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Fair Value Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2021 in valuing the Fund’s investments.

 

Description            Total                      Level 1                      Level 2                  Level 3(1)      

Assets

           

Common Stocks

           

Automobiles & Components

   $ 115,174,051      $ 115,174,051      $      $  

Capital Goods

     141,447,244        141,447,244                

Commercial & Professional Services

     199,825,994        199,825,994                

Consumer Durables & Apparel

     305,127,242        305,127,242                

Consumer Services

     649,616,880        649,616,880                

Diversified Financials

     67,294,749        67,294,749                

Food, Beverage & Tobacco

     220,997,393        220,997,393                

Health Care Equipment & Services

     696,573,721        696,573,721                

Media & Entertainment

     1,043,999,483        1,043,999,483                

Pharmaceuticals, Biotechnology & Life Sciences

     520,212,741        461,955,571        58,257,170         

Real Estate

     111,161                      111,161  

Retailing

     1,136,705,381        1,124,489,032               12,216,349  

Semiconductors & Semiconductor Equipment

     425,687,894        425,687,894                

Software & Services

     1,207,119,054        1,207,119,054                

Technology Hardware & Equipment

     356,766,197        356,766,197                

Transportation

     62,687,280        62,687,280                

Convertible Preferred Stocks

     93,477,651                      93,477,651  

Escrows

     464,110                      464,110  

Short-Term Investments

     87,992,486        36,730,447        51,262,039         
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $     7,331,280,712      $ 7,115,492,232      $ 109,519,209      $ 106,269,271  
  

 

 

    

 

 

    

 

 

    

 

 

 

 

(1)

For the period ended January 31, 2021, there were no transfers in and out of Level 3.

The following is a rollforward of the Fund’s investments that were valued using unobservable inputs (Level 3) for the period ended January 31, 2021:

 

     Common Stocks     

Convertible
Preferred
Stocks

 

     Escrows     Total
  

 

 

 

Beginning balance

       $ 9,954,711      $ 86,607,191      $ 527,752     $ 97,089,654   

Purchases

     -        -        -       -  

Sales

     -        -        -       -  

Total realized gain/(loss)

     -        -        -       -  

Net change in unrealized appreciation/(depreciation)

     2,372,799        6,870,460        (63,642     9,179,617  

Transfers into Level 3

     -        -        -       -  

Transfers out of Level 3

     -        -        -       -  
  

 

 

 

Ending balance

       $ 12,327,510      $     93,477,651      $     464,110     $     106,269,271  
  

 

 

 

The change in net unrealized appreciation/depreciation relating to the Level 3 investments held at January 31, 2021 was $9,179,617.

 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount        Market Value    

Common Stocks - 99.1%

 

            Automobiles & Components - 2.8%     

68,188

    

Fox Factory Holding Corp.*

 

$

     8,158,012  

104,511

    

Patrick Industries, Inc.

       7,217,530  

86,351

    

Thor Industries, Inc.

       10,449,335  
         

 

 

 
            25,824,877  
         

 

 

 
     Banks - 2.3%     

466,508

    

MGIC Investment Corp.

       5,467,474  

131,708

    

Synovus Financial Corp.

       4,899,538  

107,907

    

Triumph Bancorp, Inc.*

       6,187,387  

74,072

    

Western Alliance Bancorp

       5,050,229  
         

 

 

 
            21,604,628  
         

 

 

 
     Capital Goods - 10.6%     

73,502

    

Altra Industrial Motion Corp.

       3,778,738  

78,170

    

Applied Industrial Technologies, Inc.

       5,502,386  

44,465

    

Armstrong World Industries, Inc.

       3,477,608  

26,266

    

Axon Enterprise, Inc.*

       4,311,826  

85,395

    

Bloom Energy Corp. Class A*

       2,981,139  

102,895

    

Boise Cascade Co.

       4,900,889  

160,088

    

Builders FirstSource, Inc.*

       6,123,366  

101,981

    

BWX Technologies, Inc.

       5,498,815  

45,923

    

Curtiss-Wright Corp.

       4,766,348  

41,653

    

EnerSys

       3,425,126  

145,337

    

FuelCell Energy, Inc.*

       3,017,196  

81,246

    

ITT, Inc.

       6,069,889  

67,250

    

John Bean Technologies Corp.

       7,792,930  

51,601

    

Mercury Systems, Inc.*

       3,666,767  

194,576

    

Plug Power, Inc.*

       12,291,366  

147,831

    

Rexnord Corp.

       5,596,882  

105,473

    

SPX Corp.*

       5,454,009  

104,014

    

SPX FLOW, Inc.*

       5,509,622  

54,280

    

Trex Co., Inc.*

       4,981,276  
         

 

 

 
            99,146,178  
         

 

 

 
     Commercial & Professional Services - 3.5%     

94,378

    

ASGN, Inc.*

       7,824,880  

68,470

    

Clean Harbors, Inc.*

       5,303,686  

74,245

    

Exponent, Inc.

       6,131,152  

66,040

    

Insperity, Inc.

       5,183,480  

68,580

    

Tetra Tech, Inc.

       8,337,271  
         

 

 

 
            32,780,469  
         

 

 

 
     Consumer Durables & Apparel - 5.4%     

33,531

    

Deckers Outdoor Corp.*

       9,790,381  

91,146

    

PVH Corp.

       7,771,108  

171,366

    

Smith & Wesson Brands, Inc.

       2,837,821  

62,448

    

TopBuild Corp.*

       12,486,478  

430,900

    

Under Armour, Inc. Class C*

       6,450,573  

140,821

    

Wolverine World Wide, Inc.

       4,033,113  

112,758

    

YETI Holdings, Inc.*

       7,421,732  
         

 

 

 
            50,791,206  
         

 

 

 
     Consumer Services - 3.4%     

85,809

    

BJ’s Restaurants, Inc.*

       4,010,713  

43,548

    

Churchill Downs, Inc.

       8,163,072  

112,510

    

Penn National Gaming, Inc.*

       11,669,537  

53,916

    

Wingstop, Inc.

       8,090,096  
         

 

 

 
            31,933,418  
         

 

 

 
     Diversified Financials - 1.4%     

123,072

    

OneMain Holdings, Inc.

       5,730,232  

56,614

    

StepStone Group, Inc. Class A*

       1,988,284  

111,320

    

Stifel Financial Corp.

       5,768,602  
         

 

 

 
            13,487,118  
         

 

 

 

 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount        Market Value    
           

Food & Staples Retailing - 0.9%

    

173,343

    

Performance Food Group Co.*

  $      8,126,320  
         

 

 

 
    

Food, Beverage & Tobacco - 2.1%

    

62,499

    

Freshpet, Inc.*

       8,706,736  

367,183

    

Hostess Brands, Inc.*

       5,636,259  

179,422

    

Simply Good Foods Co.*

       5,120,704  
         

 

 

 
            19,463,699  
         

 

 

 
    

Health Care Equipment & Services - 11.9%

    

120,089

    

AdaptHealth Corp.*

       4,595,806  

53,307

    

Addus HomeCare Corp.*

       5,999,703  

18,108

    

Amedisys, Inc.*

       5,202,610  

93,829

    

AtriCure, Inc.*

       5,463,663  

91,058

    

Cardiovascular Systems, Inc.*

       4,096,699  

61,281

    

Glaukos Corp.*

       5,435,012  

107,184

    

Globus Medical, Inc. Class A*

       6,612,181  

134,188

    

Health Catalyst, Inc.*

       6,666,460  

10,830

    

ICU Medical, Inc.*

       2,214,518  

84,683

    

Integer Holdings Corp.*

       6,249,605  

127,682

    

Integra LifeSciences Holdings Corp.*

       8,432,119  

12,609

    

iRhythm Technologies, Inc.*

       2,123,608  

36,125

    

LHC Group, Inc.*

       7,196,823  

61,344

    

ModivCare, Inc.*

       9,727,318  

100,680

    

Omnicell, Inc.*

       11,860,104  

190,493

    

OraSure Technologies, Inc.*

       2,901,208  

454,565

    

R1 RCM, Inc.*

       11,468,675  

60,891

    

Tandem Diabetes Care, Inc.*

       5,641,551  
         

 

 

 
            111,887,663  
         

 

 

 
    

Household & Personal Products - 0.5%

    

184,655

    

BellRing Brands, Inc. Class A*

       4,295,075  
         

 

 

 
    

Insurance - 1.0%

    

112,788

    

James River Group Holdings Ltd.

       5,016,810  

61,631

    

Kemper Corp.

       4,335,741  
         

 

 

 
            9,352,551  
         

 

 

 
    

Materials - 1.9%

    

191,761

    

Axalta Coating Systems Ltd.*

       5,175,629  

94,499

    

Graphic Packaging Holding Co.

       1,479,854  

69,205

    

Ingevity Corp.*

       4,546,077  

180,298

    

Louisiana-Pacific Corp.

       6,853,127  
         

 

 

 
            18,054,687  
         

 

 

 
    

Media & Entertainment - 1.3%

    

78,195

    

Cardlytics, Inc.*(1)

       9,560,903  

94,585

    

Cargurus, Inc.*

       2,766,611  
         

 

 

 
            12,327,514  
         

 

 

 
    

Pharmaceuticals, Biotechnology & Life Sciences - 20.5%

    

275,190

    

Adverum Biotechnologies, Inc.*

       3,393,093  

47,632

    

Allakos, Inc.*

       6,350,775  

47,132

    

ALX Oncology Holdings, Inc.*(1)

       3,735,211  

341,175

    

Amicus Therapeutics, Inc.*

       6,451,619  

118,681

    

Apellis Pharmaceuticals, Inc.*

       5,254,008  

58,023

    

Arena Pharmaceuticals, Inc.*

       4,307,627  

63,880

    

Arrowhead Pharmaceuticals, Inc.*

       4,929,620  

51,763

    

Arvinas, Inc.*

       3,905,001  

70,147

    

Biohaven Pharmaceutical Holding Co., Ltd.*

       5,977,927  

92,662

    

ChemoCentryx, Inc.*

       5,282,661  

121,862

    

Constellation Pharmaceuticals, Inc.*

       4,017,790  

180,039

    

Dicerna Pharmaceuticals, Inc.*

       4,045,476  

132,695

    

Dyne Therapeutics, Inc.*

       2,564,994  

32,898

    

Fate Therapeutics, Inc.*

       2,981,546  

260,772

    

Heron Therapeutics, Inc.*

       4,527,002  

219,587

    

Homology Medicines, Inc.*

       2,667,982  

504,499

    

ImmunoGen, Inc.*

       3,597,078  

 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount        Market Value    

253,526

           

Karyopharm Therapeutics, Inc.*

 

$

     3,861,201  

46,131

    

Kodiak Sciences, Inc.*

       5,826,807  

132,825

    

Kura Oncology, Inc.*

       3,978,109  

50,586

    

Kymera Therapeutics, Inc.*

       3,133,803  

38,310

    

Madrigal Pharmaceuticals, Inc.*

       4,549,696  

155,894

    

Mersana Therapeutics, Inc.*

       2,971,340  

30,975

    

Mirati Therapeutics, Inc.*

       6,360,097  

89,141

    

NanoString Technologies, Inc.*

       6,242,544  

84,221

    

NeoGenomics, Inc.*

       4,465,397  

44,560

    

Nkarta, Inc.*

       1,767,250  

28,220

    

Novavax, Inc.*

       6,234,927  

9,575

    

Pacira BioSciences, Inc.*

       632,716  

97,023

    

PTC Therapeutics, Inc.*

       5,609,870  

210,600

    

Radius Health, Inc.*

       3,938,220  

102,698

    

RAPT Therapeutics, Inc.*

       2,045,744  

19,673

    

Reata Pharmaceuticals, Inc. Class A*

       2,037,926  

159,626

    

Revance Therapeutics, Inc.*

       4,060,885  

31,224

    

Revolution Medicines, Inc.*

       1,315,779  

131,528

    

Rhythm Pharmaceuticals, Inc.*

       4,036,594  

90,492

    

Rocket Pharmaceuticals, Inc.*

       4,984,299  

156,731

    

Syndax Pharmaceuticals, Inc.*

       3,140,889  

127,821

    

TCR2 Therapeutics, Inc.*

       3,288,834  

148,350

    

TG Therapeutics, Inc.*

       7,160,854  

216,231

    

Theravance Biopharma, Inc.*

       4,030,546  

53,331

    

Turning Point Therapeutics, Inc.*

       6,692,507  

46,583

    

Ultragenyx Pharmaceutical, Inc.*

       6,455,938  

105,697

    

Veracyte, Inc.*

       5,993,020  

94,364

    

Y-mAbs Therapeutics, Inc.*

       3,964,232  
         

 

 

 
            192,769,434  
         

 

 

 
    

Real Estate - 3.1%

    

205,818

    

Columbia Property Trust, Inc. REIT

       2,799,125  

34,332

    

Coresite Realty Corp. REIT

       4,615,594  

130,971

    

Corporate Office Properties Trust REIT

       3,440,608  

218,820

    

Essential Properties Realty Trust, Inc. REIT

       4,555,832  

362,406

    

Independence Realty Trust, Inc. REIT

       4,812,752  

141,444

    

JBG SMITH Properties REIT

       4,223,518  

32,807

    

PS Business Parks, Inc. REIT

       4,465,689  
         

 

 

 
            28,913,118  
         

 

 

 
    

Retailing - 2.7%

    

79,682

    

Floor & Decor Holdings, Inc. Class A*

       7,336,322  

143,161

    

Foot Locker, Inc.

       6,273,315  

19,905

    

Lithia Motors, Inc. Class A

       6,343,325  

60,386

    

Shutterstock, Inc.

       3,924,486  

5,889

    

Stamps.com, Inc.*

       1,344,518  
         

 

 

 
            25,221,966  
         

 

 

 
    

Semiconductors & Semiconductor Equipment - 4.6%

    

167,765

    

Axcelis Technologies, Inc.*

       5,744,273  

67,578

    

Cirrus Logic, Inc.*

       6,331,383  

74,187

    

Cohu, Inc.

       3,017,927  

50,492

    

First Solar, Inc.*

       5,006,282  

170,141

    

FormFactor, Inc.*

       6,953,663  

30,200

    

Lattice Semiconductor Corp.*

       1,211,322  

104,503

    

Power Integrations, Inc.

       8,417,717  

69,974

    

Synaptics, Inc.*

       6,942,820  
         

 

 

 
            43,625,387  
         

 

 

 
    

Software & Services - 15.6%

    

83,311

    

Alarm.com Holdings, Inc.*

       7,741,258  

76,804

    

Blackbaud, Inc.

       5,106,698  

30,391

    

CACI International, Inc. Class A*

       7,330,917  

55,353

    

Concentrix Corp.*

       5,918,343  

106,148

    

Digital Turbine, Inc.*

       6,072,727  

41,410

    

Everbridge, Inc.*

       5,504,631  

 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount          Market Value    

82,744

           

ExlService Holdings, Inc.*

    

$

     6,344,810  

35,754

    

Five9, Inc.*

          5,944,102  

94,329

    

LiveRamp Holdings, Inc.*

          7,141,649  

53,992

    

Manhattan Associates, Inc.*

          6,113,514  

175,559

    

Medallia, Inc.*

          7,285,698  

105,646

    

Mimecast Ltd.*

          4,549,117  

21,849

    

Paylocity Holding Corp.*

          4,095,814  

155,218

    

Perficient, Inc.*

          8,476,455  

66,331

    

Q2 Holdings, Inc.*

          8,489,705  

107,422

    

Rapid7, Inc.*

          9,326,378  

220,501

    

Repay Holdings Corp.*

          4,884,097  

64,651

    

Science Applications International Corp.

          6,208,435  

108,137

    

Sprout Social, Inc. Class A*

          7,137,042  

249,627

    

SVMK, Inc.*

          6,293,097  

48,567

    

Varonis Systems, Inc.*

          8,585,189  

629,873

    

Verra Mobility Corp.*

          8,062,374  
            

 

 

 
               146,612,050  
            

 

 

 
    

Technology Hardware & Equipment - 2.8%

       

118,224

    

CTS Corp.

          3,605,832  

111,672

    

II-VI, Inc.*

          9,388,265  

76,330

    

Insight Enterprises, Inc.*

          5,808,713  

74,783

    

Lumentum Holdings, Inc.*

          7,014,645  
            

 

 

 
               25,817,455  
            

 

 

 
    

Telecommunication Services - 0.5%

       

77,786

    

ArcLight Clean Transition Corp. Class A*(1)

          1,864,530  

17,335

    

Bandwidth, Inc. Class A*

          3,088,057  
            

 

 

 
               4,952,587  
            

 

 

 
    

Transportation - 0.3%

       

179,279

    

Marten Transport Ltd.

          2,841,572  
            

 

 

 
    

Total Common Stocks
(cost $603,423,169)

     $      929,828,972  
            

 

 

 

Short-Term Investments - 1.0%

       
    

Repurchase Agreements - 0.2%

       

2,154,817

    

Fixed Income Clearing Corp. Repurchase Agreement dated 01/29/2021 at 0.020%, due on 02/01/2021 with a maturity value of $2,154,821; collateralized by U.S. Treasury Bond at 1.000%, maturing 02/15/2048, with a market value of $2,197,964

          2,154,817  
            

 

 

 
    

Securities Lending Collateral - 0.8%

       

3,913,661

    

Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.01%(2)

          3,913,661  

3,387,200

    

Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.03%(2)

          3,387,200  
            

 

 

 
               7,300,861  
            

 

 

 
    

Total Short-Term Investments
(cost $9,455,678)

     $      9,455,678  
            

 

 

 
    

Total Investments
(cost $612,878,847)

     100.1%     $      939,284,650  
    

Other Assets and Liabilities

     (0.1)%          (495,541
       

 

 

      

 

 

 
    

Total Net Assets

     100.0%     $      938,789,109  
       

 

 

      

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

*

Non-income producing.

(1)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(2)

Current yield as of period end.

 

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Other Abbreviations:

    

REIT

   Real Estate Investment Trust

 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Fair Value Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2021 in valuing the Fund’s investments.

 

Description            Total                      Level 1                      Level 2                   Level 3(1)       

Assets

           

Common Stocks

           

Automobiles & Components

   $ 25,824,877      $ 25,824,877      $      $  

Banks

     21,604,628        21,604,628                

Capital Goods

     99,146,178        99,146,178                

Commercial & Professional Services

     32,780,469        32,780,469                

Consumer Durables & Apparel

     50,791,206        50,791,206                

Consumer Services

     31,933,418        31,933,418                

Diversified Financials

     13,487,118        13,487,118                

Food & Staples Retailing

     8,126,320        8,126,320                

Food, Beverage & Tobacco

     19,463,699        19,463,699                

Health Care Equipment & Services

     111,887,663        111,887,663                

Household & Personal Products

     4,295,075        4,295,075                

Insurance

     9,352,551        9,352,551                

Materials

     18,054,687        18,054,687                

Media & Entertainment

     12,327,514        12,327,514                

Pharmaceuticals, Biotechnology & Life Sciences

     192,769,434        192,769,434                

Real Estate

     28,913,118        28,913,118                

Retailing

     25,221,966        25,221,966                

Semiconductors & Semiconductor Equipment

     43,625,387        43,625,387                

Software & Services

     146,612,050        146,612,050                

Technology Hardware & Equipment

     25,817,455        25,817,455                

Telecommunication Services

     4,952,587        4,952,587                

Transportation

     2,841,572        2,841,572                

Short-Term Investments

     9,455,678        7,300,861        2,154,817         
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $ 939,284,650      $ 937,129,833      $ 2,154,817      $  
  

 

 

    

 

 

    

 

 

    

 

 

 

(1) For the period ended January 31, 2021, there were no transfers in and out of Level 3.

 

  Hartford Quality Value Fund

 

  Schedule of Investments

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount          Market Value    

Common Stocks - 98.4%

 

 

  

  Banks - 12.1%     

259,086

    Bank of America Corp.     $        7,681,900  

31,461

    Bank of Nova Scotia        1,676,557  

71,974

    JP Morgan Chase & Co.        9,260,894  

29,688

    PNC Financial Services Group, Inc.        4,260,822  
        

 

 

 
           22,880,173  
        

 

 

 
    Capital Goods - 11.4%     

9,137

    Deere & Co.        2,638,766  

21,822

    Eaton Corp. plc        2,568,449  

15,460

 

  

  Honeywell International, Inc.        3,020,420  

78,497

    Johnson Controls International plc        3,910,721  

8,275

    Lockheed Martin Corp.        2,663,060  

59,033

    Raytheon Technologies Corp.        3,939,272  

39,651

    Westinghouse Air Brake Technologies Corp.        2,942,501  
        

 

 

 
           21,683,189  
        

 

 

 
    Commercial & Professional Services - 0.3%     

4,338

    Waste Management, Inc.        482,906  
        

 

 

 
    Consumer Services - 2.6%     

17,222

    Hilton Worldwide Holdings, Inc.        1,746,138  

15,539

    McDonald’s Corp.        3,229,626  
        

 

 

 
           4,975,764  
        

 

 

 
    Diversified Financials - 2.7%     

29,407

    American Express Co.        3,418,858  

1,054

    BlackRock, Inc.        739,128  

17,494

    Charles Schwab Corp.        901,641  
        

 

 

 
           5,059,627  
        

 

 

 
    Energy - 6.5%     

53,328

    Chevron Corp.        4,543,546  

50,251

    EOG Resources, Inc.        2,560,791  

54,730

    Exxon Mobil Corp.        2,454,093  

67,818

    Total S.A. ADR        2,853,781  
        

 

 

 
           12,412,211  
        

 

 

 
    Food & Staples Retailing - 1.4%     

37,980

    Sysco Corp.        2,715,950  
        

 

 

 
    Food, Beverage & Tobacco - 4.4%     

17,927

    Coca-Cola Co.        863,185  

25,344

    General Mills, Inc.        1,472,486  

48,926

    Mondelez International, Inc. Class A        2,712,458  

41,391

    Philip Morris International, Inc.        3,296,793  
        

 

 

 
           8,344,922  
        

 

 

 
    Health Care Equipment & Services - 7.4%     

10,474

    Becton Dickinson and Co.        2,741,989  

21,529

    Hill-Rom Holdings, Inc.        2,067,645  

39,397

    Koninklijke Philips N.V. ADR*        2,138,863  

39,372

    Medtronic plc        4,383,285  

8,340

    UnitedHealth Group, Inc.        2,782,057  
        

 

 

 
           14,113,839  
        

 

 

 
    Insurance - 7.4%     

61,701

    American International Group, Inc.        2,310,086  

24,656

    Chubb Ltd.        3,591,640  

20,705

    Marsh & McLennan Cos., Inc.        2,275,687  

39,336

    MetLife, Inc.        1,894,028  

38,630

    Principal Financial Group, Inc.        1,903,300  

26,873

    Prudential Financial, Inc.        2,103,618  
        

 

 

 
           14,078,359  
        

 

 

 
    Materials - 4.0%     

26,562

    Celanese Corp.        3,244,548  

17,489

    FMC Corp.        1,893,884  

 

  Hartford Quality Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount       Market Value    

18,047

    PPG Industries, Inc.   $     2,431,112  
       

 

 

 
          7,569,544  
       

 

 

 
    Media & Entertainment - 2.4%    

89,995

    Comcast Corp. Class A       4,461,052  
       

 

 

 
    Pharmaceuticals, Biotechnology & Life Sciences - 6.0%    

44,004

    AstraZeneca plc ADR       2,226,602  

30,588

    Merck & Co., Inc.       2,357,417  

21,640

 

  

  Novartis AG ADR       1,957,771  

135,842

    Pfizer, Inc.       4,876,728  
       

 

 

 
          11,418,518  
       

 

 

 
    Real Estate - 4.1%    

6,904

    American Tower Corp. REIT       1,569,693  

137,954

    Host Hotels & Resorts, Inc. REIT       1,869,277  

8,333

    Public Storage REIT       1,896,757  

96,670

    VICI Properties, Inc. REIT       2,443,818  
       

 

 

 
          7,779,545  
       

 

 

 
    Retailing - 5.0%    

571,800

    Allstar Co.(1)(2)       709,032  

16,261

    Lowe’s Cos., Inc.       2,713,148  

19,616

    Target Corp.       3,553,831  

39,711

    TJX Cos., Inc.       2,543,092  
       

 

 

 
          9,519,103  
       

 

 

 
    Semiconductors & Semiconductor Equipment - 7.0%    

9,106

    Broadcom, Inc.       4,102,253  

46,306

    Intel Corp.       2,570,446  

8,148

    KLA Corp.       2,282,011  

9,087

    QUALCOMM, Inc.       1,420,116  

17,930

    Texas Instruments, Inc.       2,970,822  
       

 

 

 
          13,345,648  
       

 

 

 
    Software & Services - 2.4%    

11,080

    Accenture plc Class A       2,680,473  

15,244

    International Business Machines Corp.       1,815,713  
       

 

 

 
          4,496,186  
       

 

 

 
    Technology Hardware & Equipment - 1.6%    

68,789

    Cisco Systems, Inc.       3,066,614  
       

 

 

 
    Telecommunication Services - 3.1%    

108,455

    Verizon Communications, Inc.       5,937,911  
       

 

 

 
    Transportation - 1.1%    

15,950

    J.B. Hunt Transport Services, Inc.       2,147,827  
       

 

 

 
    Utilities - 5.5%    

43,730

    Alliant Energy Corp.       2,127,464  

40,465

    Avangrid, Inc.       1,872,316  

28,156

    Dominion Energy, Inc.       2,052,291  

26,621

    Eversource Energy       2,329,337  

16,579

    Sempra Energy       2,051,817  
       

 

 

 
          10,433,225  
       

 

 

 
   

Total Common Stocks
(cost $161,224,388)

  $     186,922,113  
       

 

 

 

Short-Term Investments - 1.1%

 

    Repurchase Agreements - 1.1%    

2,052,735

   

Fixed Income Clearing Corp. Repurchase Agreement dated 01/29/2021 at 0.020%, due on 02/01/2021 with a maturity value of $2,052,738; collateralized by U.S. Treasury Bond at 1.000%, maturing 02/15/2048, with a market value of $2,093,834

      2,052,735  
       

 

 

 
   

Total Short-Term Investments
(cost $2,052,735)

  $     2,052,735  
       

 

 

 

 

  Hartford Quality Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount              Market Value    
   

Total Investments
(cost $163,277,123)

     99.5%     $     188,974,848  

    

 

  

 

Other Assets and Liabilities

     0.5%         1,037,193  
      

 

 

     

 

 

 
   

Total Net Assets

     100.0%     $     190,012,041  
      

 

 

     

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

This security is valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At January 31, 2021, the aggregate fair value of this security was $709,032, which represented 0.4% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors.

(2)

Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $709,032 or 0.4% of net assets.

 

                Period Acquired    Security Name    Shares/Par Value                Total Cost                      Market Value        
                08/2011   

Allstar Co.

     571,800      $                    248,744    $                      709,032

 

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Other Abbreviations:        

    

ADR

   American Depositary Receipt

REIT

   Real Estate Investment Trust

 

  Hartford Quality Value Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Fair Value Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2021 in valuing the Fund’s investments.

 

Description        Total              Level 1              Level 2              Level 3(1)      

Assets

           

Common Stocks

           

Banks

   $ 22,880,173      $ 22,880,173      $      $  

Capital Goods

     21,683,189        21,683,189                

Commercial & Professional Services

     482,906        482,906                

Consumer Services

     4,975,764        4,975,764                

Diversified Financials

     5,059,627        5,059,627                

Energy

     12,412,211        12,412,211                

Food & Staples Retailing

     2,715,950        2,715,950                

Food, Beverage & Tobacco

     8,344,922        8,344,922                

Health Care Equipment & Services

     14,113,839        14,113,839                

Insurance

     14,078,359        14,078,359                

Materials

     7,569,544        7,569,544                

Media & Entertainment

     4,461,052        4,461,052                

Pharmaceuticals, Biotechnology & Life Sciences

     11,418,518        11,418,518                

Real Estate

     7,779,545        7,779,545                

Retailing

     9,519,103        8,810,071        709,032         

Semiconductors & Semiconductor Equipment

     13,345,648        13,345,648                

Software & Services

     4,496,186        4,496,186                

Technology Hardware & Equipment

     3,066,614        3,066,614                

Telecommunication Services

     5,937,911        5,937,911                

Transportation

     2,147,827        2,147,827                

Utilities

     10,433,225        10,433,225                

Short-Term Investments

     2,052,735               2,052,735         
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $       188,974,848      $ 186,213,081      $ 2,761,767      $  
  

 

 

    

 

 

    

 

 

    

 

 

 

 

(1)

For the period ended January 31, 2021, there were no transfers in and out of Level 3.

 

  Hartford Schroders China A Fund

 

  Schedule of Investments

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount        Market Value    

Common Stocks - 87.5%

 

    

Automobiles & Components - 2.8%

    

25,800

 

  

  

Huayu Automotive Systems Co., Ltd. Class A

 

$

     118,613  

6,900

    

Keboda Technology Co., Ltd.

       79,100  

11,127

    

Streamax Technology Co., Ltd.

       87,708  

400

    

Streamax Technology Co., Ltd. Class A

       3,152  
         

 

 

 
            288,573  
         

 

 

 
    

Banks - 4.7%

    

44,200

    

China Merchants Bank Co., Ltd. Class A

       348,420  

39,400

    

Industrial Bank Co., Ltd. Class A

       140,557  
         

 

 

 
            488,977  
         

 

 

 
    

Capital Goods - 12.7%

    

18,897

    

Eve Energy Co., Ltd. Class A

       310,017  

30,400

    

Hongfa Technology Co., Ltd. Class A

       259,341  

4,308

    

Jiangsu Hengli Hydraulic Co., Ltd. Class A

       77,890  

4,600

    

Shanghai Kelai Mechatronics Engineering Co., Ltd. Class A

       24,619  

7,800

    

Shenzhen Inovance Technology Co., Ltd. Class A

       114,577  

46,300

    

Weichai Power Co., Ltd. Class A

       151,026  

203,800

    

XCMG Construction Machinery Co., Ltd. Class A

       168,621  

18,500

    

Xuji Electric Co., Ltd. Class A

       37,237  

48,800

    

Zhejiang Sanhua Intelligent Controls Co., Ltd. Class A

       172,704  
         

 

 

 
            1,316,032  
         

 

 

 
    

Consumer Durables & Apparel - 9.5%

    

11,582

    

Huizhou Desay Sv Automotive Co., Ltd. Class A

       200,449  

27,800

    

Midea Group Co., Ltd. Class A

       413,153  

16,091

    

Oppein Home Group, Inc. Class A

       371,651  
         

 

 

 
            985,253  
         

 

 

 
    

Diversified Financials - 1.1%

    

6,200

    

Hithink RoyalFlush Information Network Co., Ltd. Class A

       113,342  
         

 

 

 
    

Food, Beverage & Tobacco - 7.3%

    

18,808

    

Anhui Kouzi Distillery Co., Ltd. Class A

       185,548  

25,300

    

Chacha Food Co., Ltd. Class A

       243,362  

700

    

Kweichow Moutai Co., Ltd. Class A

       228,769  

11,400

    

Toly Bread Co., Ltd. Class A

       98,248  
         

 

 

 
            755,927  
         

 

 

 
    

Health Care Equipment & Services - 1.4%

    

43,800

    

Shanghai Kinetic Medical Co., Ltd. Class A

       84,685  

26,000

    

Winning Health Technology Group Co., Ltd. Class A

       60,985  
         

 

 

 
            145,670  
         

 

 

 
    

Household & Personal Products - 2.3%

    

27,500

    

C&S Paper Co., Ltd. Class A

       99,563  

29,700

    

Opple Lighting Co., Ltd. Class A

       141,236  
         

 

 

 
            240,799  
         

 

 

 
    

Insurance - 6.5%

    

54,700

    

Ping An Insurance Group Co., of China Ltd. Class A

       667,595  
         

 

 

 
    

Materials - 15.6%

    

74,500

    

China Jushi Co., Ltd. Class A

       258,740  

47,264

    

Chongqing Zaisheng Technology Co., Ltd. Class A

       83,311  

44,100

    

Citic Pacific Special Steel Group Co., Ltd. Class A

       190,055  

37,480

    

Hengli Petrochemical Co., Ltd. Class A

       223,180  

39,500

    

Lomon Billions Group Co., Ltd. Class A

       242,428  

32,200

    

Shandong Sinocera Functional Material Co., Ltd. Class A

       238,330  

23,100

    

Shenzhen YUTO Packaging Technology Co., Ltd. Class A

       117,183  

5,260

    

Skshu Paint Co., Ltd. Class A

       120,493  

8,200

    

Wanhua Chemical Group Co., Ltd. Class A

       141,342  
         

 

 

 
            1,615,062  
         

 

 

 
    

Media & Entertainment - 2.3%

    

19,400

    

Mango Excellent Media Co., Ltd. Class A

       242,642  
         

 

 

 

 

  Hartford Schroders China A Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount        Market Value    
 

  

  

Pharmaceuticals, Biotechnology & Life Sciences - 3.7%

    

8,480

    

Jiangsu Hengrui Medicine Co., Ltd. Class A

  $      135,702  

22,889

    

Livzon Pharmaceutical Group, Inc. Class A

       125,562  

4,800

    

WuXi AppTec Co., Ltd. Class A

       123,172  
         

 

 

 
            384,436  
         

 

 

 
    

Real Estate - 1.7%

    

84,200

    

Poly Developments and Holdings Group Co., Ltd. Class A

       179,356  
         

 

 

 
    

Software & Services - 2.6%

    

16,600

    

Beijing Sinnet Technology Co., Ltd. Class A

       42,009  

23,000

    

Venustech Group, Inc. Class A

       117,474  

12,900

    

Wondershare Technology Group Co., Ltd. Class A

       108,473  
         

 

 

 
            267,956  
         

 

 

 
    

Technology Hardware & Equipment - 11.9%

    

28,600

    

GoerTek, Inc. Class A

       145,847  

5,300

    

Guangzhou Shiyuan Electronic Technology Co., Ltd. Class A

       111,680  

5,700

    

Quectel Wireless Solutions Co., Ltd. Class A

       187,631  

40,100

    

Shenzhen Sunlord Electronics Co., Ltd. Class A

       189,359  

30,380

    

Unisplendour Corp. Ltd. Class A

       96,424  

7,350

    

Wuhan Raycus Fiber Laser Technologies Co., Ltd. Class A

       104,248  

30,600

    

WUS Printed Circuit Kunshan Co., Ltd. Class A

       80,846  

13,600

    

Wuxi Lead Intelligent Equipment Co., Ltd. Class A

       187,412  

7,900

    

Xiamen Faratronic Co., Ltd. Class A

       123,928  
         

 

 

 
            1,227,375  
         

 

 

 
    

Transportation - 1.4%

    

9,400

    

SF Holding Co., Ltd. Class A

       143,536  
         

 

 

 
    

Total Common Stocks (cost $6,357,000)

  $      9,062,531  
         

 

 

 

Warrants - 8.5%

 

    

Consumer Durables & Apparel - 3.1%

    

912

    

Beijing Roborock Technology Co., Ltd.*

       170,516  

7,700

    

Qingdao Richen Food Co., Ltd.*

       94,625  

6,400

    

Shanghai Milkground Food Tech Co., Ltd.*

       61,664  
         

 

 

 
            326,805  
         

 

 

 
    

Diversified Financials - 1.2%

    

9,800

    

Qingdao Haier Biomedical Co., Ltd.*

       119,906  
         

 

 

 
    

Materials - 1.7%

    

26,252

    

Chongqing Zaisheng Technology Corp. Ltd. Expires 04/30/2021*

       46,413  

1,221

    

Micro-Tech Nanjing Co., Ltd.*

       33,624  

14,100

    

Sinoseal Holding Co., Ltd.*

       93,596  
         

 

 

 
            173,633  
         

 

 

 
    

Semiconductors & Semiconductor Equipment - 0.8%

    

3,200

    

Wuxi NCE Power Co., Ltd.*

       85,478  
         

 

 

 
    

Technology Hardware & Equipment - 1.7%

    

2,850

    

Gongniu Group Co., Ltd.*

       95,984  

5,100

    

Wuxi Xinje Electric Co., Ltd.*

       80,988  
         

 

 

 
            176,972  
         

 

 

 
    

Total Warrants
(cost $682,592)

  $      882,794  
         

 

 

 
    

Total Long-Term Investments
(cost $7,039,592)

  $      9,945,325  
         

 

 

 

Short-Term Investments - 4.2%

 

    

Other Investment Pools & Funds - 4.2%

    

430,238

    

Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(1)

       430,238  
         

 

 

 
    

Total Short-Term Investments
(cost $430,238)

  $      430,238  
         

 

 

 

 

  Hartford Schroders China A Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount              Market Value    

    

 

  

 

Total Investments
(cost $7,469,830)

     100.2%     $     10,375,563  
   

Other Assets and Liabilities

     (0.2)%         (20,111
      

 

 

     

 

 

 
   

Total Net Assets

     100.0%     $         10,355,452  
      

 

 

     

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Current yield as of period end.

 

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

  Hartford Schroders China A Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Fair Value Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2021 in valuing the Fund’s investments.

 

Description            Total                      Level 1                      Level 2                   Level 3(1)       

Assets

           

Common Stocks

           

Automobiles & Components

   $ 288,573      $      $ 288,573      $  

Banks

     488,977               488,977         

Capital Goods

     1,316,032               1,316,032         

Consumer Durables & Apparel

     985,253               985,253         

Diversified Financials

     113,342               113,342         

Food, Beverage & Tobacco

     755,927               755,927         

Health Care Equipment & Services

     145,670               145,670         

Household & Personal Products

     240,799               240,799         

Insurance

     667,595               667,595         

Materials

     1,615,062               1,615,062         

Media & Entertainment

     242,642               242,642         

Pharmaceuticals, Biotechnology & Life Sciences

     384,436               384,436         

Real Estate

     179,356               179,356         

Software & Services

     267,956               267,956         

Technology Hardware & Equipment

     1,227,375               1,227,375         

Transportation

     143,536               143,536         

Warrants

     882,794        882,794                

Short-Term Investments

     430,238        430,238                
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $ 10,375,563      $ 1,313,032      $ 9,062,531      $  
  

 

 

    

 

 

    

 

 

    

 

 

 

 

(1)

For the period ended January 31, 2021, there were no transfers in and out of Level 3.

 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments

  January 31, 2021 (Unaudited)

 

 

 

Shares or Principal Amount       Market Value    

Common Stocks - 96.6%

 

        Argentina - 0.5%    

15,401

       

MercadoLibre, Inc.*

 

$

    27,406,233  
        Brazil - 7.1%    

3,529,335

       

B3 S.A. - Brasil Bolsa Balcao

      38,574,082  

4,364,843

       

Duratex S.A.

      15,851,415  

7,356,014

       

Equatorial Energia S.A.

      30,276,974  

20,437,815

       

Itau Unibanco Holding S.A. ADR

      106,685,394  

3,167,929

       

Klabin S.A.

      16,269,840  

489,541

       

Lojas Americanas S.A.

      2,155,398  

5,762,738

       

Lojas Renner S.A.

      43,678,171  

622,224

       

Pagseguro Digital Ltd. Class A*

      30,457,865  

7,460,892

       

Raia Drogasil S.A.

      33,981,326  

3,460,596

       

Vale S.A. ADR

      55,888,625  

1,840,087

       

WEG S.A.

      28,179,422  

1,198,354

       

YDUQS Participacoes S.A.

      7,348,170  
              409,346,682  
        Cayman Islands - 1.0%    

162,100

       

Kuaishou Technology Co., Ltd.*

      2,428,575  

3,860,500

       

Wuxi Biologics Cayman, Inc.*(1)

      54,054,415  
              56,482,990  
        Chile - 0.5%    

1,397,633

       

Banco Santander Chile ADR

      28,218,210  
        China - 31.1%    

150,582

       

51job, Inc. ADR*

      9,917,331  

741,500

       

Alibaba Group Holding Ltd.*

      23,531,134  

1,011,603

       

Alibaba Group Holding Ltd. ADR*

      256,775,189  

6,123,479

       

Centre Testing International Group Co., Ltd. Class A

      27,875,270  

17,353,000

       

China Mengniu Dairy Co., Ltd.

      103,197,439  

10,033,600

       

China Pacific Insurance Group Co., Ltd. Class H

      41,326,045  

2,481,600

       

ENN Energy Holdings Ltd.

      38,272,278  

2,193,640

       

JD.com, Inc. ADR*

      194,553,932  

275,850

       

JD.com, Inc. Class A*

      12,232,802  

7,497,500

       

Li Ning Co., Ltd.

      46,707,957  

8,046,656

       

Midea Group Co., Ltd. Class A

      119,586,263  

182,224

       

New Oriental Education & Technology Group, Inc. ADR*

      30,522,520  

1,674,812

       

Oppein Home Group, Inc. Class A

      38,682,862  

55,224,000

       

PICC Property & Casualty Co., Ltd. Class H

      40,115,149  

10,171,000

       

Ping An Insurance Group Co., of China Ltd. Class H

      119,791,794  

3,777,900

       

Shenzhou International Group Holdings Ltd.

      73,674,726  

5,108,300

       

Tencent Holdings Ltd.

      455,166,253  

2,175,851

       

Tencent Music Entertainment Group ADR*

      57,877,637  

4,631,900

       

Weichai Power Co., Ltd. Class A

      15,108,812  

7,507,000

       

Weichai Power Co., Ltd. Class H

      22,140,703  

628,144

       

Yum China Holdings, Inc.

      35,630,383  

1,755,787

       

Zhejiang Supor Co., Ltd. Class A

      21,604,558  
              1,784,291,037  
        Colombia - 0.1%    

178,610

       

Bancolombia S.A. ADR

      6,285,286  
        Egypt - 0.3%    

4,034,201

       

Commercial International Bank Egypt S.A.E. GDR

      15,911,748  
        Greece - 0.2%    

888,574

       

Hellenic Telecommunications Organization S.A.

      12,915,991  
        Hong Kong - 3.0%    

8,001,800

       

AIA Group Ltd.

      96,475,672  

6,248,000

       

China Resources Beer Holdings Co., Ltd.

      55,087,450  

6,987,000

       

Hang Lung Properties Ltd.

      18,567,300  
              170,130,422  
        Hungary - 1.3%    

1,024,949

       

OTP Bank Nyrt*

      46,733,344  

 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

 

Shares or Principal Amount       Market Value    

1,046,945

       

Richter Gedeon Nyrt

 

$

    29,491,902  
              76,225,246  
        India - 4.6%    

4,041,922

       

Bharti Airtel Ltd.

      30,609,717  

3,304,761

       

HDFC Bank Ltd.*

      63,066,682  

11,726,345

       

ICICI Bank Ltd.*

      86,674,851  

859,063

       

Reliance Industries Ltd.

      21,619,089  

1,397,674

       

Tata Consultancy Services Ltd.

      59,466,399  
              261,436,738  
        Indonesia - 0.3%    

20,688,400

       

Bank Mandiri Persero Tbk PT

      9,679,086  

34,451,200

       

Bank Rakyat Indonesia Persero Tbk PT

      10,213,639  
              19,892,725  
        Luxembourg - 0.3%    

746,189

       

Ternium S.A. ADR*

      19,736,699  
        Mexico - 1.1%    

2,535,530

       

Cemex S.A.B. de C.V. ADR*

      14,528,587  

8,274,211

       

Cemex S.A.B. de C.V.*

      4,754,876  

8,829,693

       

Grupo Financiero Banorte S.A.B. de C.V. Class O*

      43,978,324  
              63,261,787  
        Pakistan - 0.1%    

3,442,700

       

Habib Bank Ltd.

      3,056,881  

2,668,800

       

United Bank Ltd.

      2,279,876  
              5,336,757  
        Poland - 0.5%    

565,394

       

KGHM Polska Miedz S.A.*

      28,457,791  

317,272

       

Powszechna Kasa Oszczednosci Bank Polski S.A.*

      2,449,674  
              30,907,465  
        Russia - 5.0%    

779,552

       

LUKOIL PJSC ADR

      55,315,508  

190,214

       

Magnit PJSC

      12,395,947  

398,251

       

Novatek PJSC GDR

      66,455,717  

105,632

       

Polyus PJSC*

      20,159,508  

74,118

       

Polyus PJSC GDR

      6,985,642  

4,611,886

       

Rosneft Oil Co. PJSC

      29,046,377  

4,737,234

       

Sberbank of Russia PJSC ADR

      64,814,679  

347,743

       

X5 Retail Group N.V. GDR

      12,260,542  

339,045

       

Yandex N.V. Class A*

      21,237,779  
              288,671,699  
        Singapore - 0.4%    

101,355

       

Sea Ltd. ADR*

      21,964,642  
        South Africa - 5.2%    

2,191,023

       

Aspen Pharmacare Holdings Ltd.*

      20,683,562  

2,436,804

       

AVI Ltd.

      12,170,326  

24,003,361

       

FirstRand Ltd.

      75,388,612  

1,854,972

       

Foschini Group Ltd.*

      12,517,810  

4,189,202

       

Impala Platinum Holdings Ltd.

      56,573,276  

1,900,746

       

MultiChoice Group Ltd.

      16,186,585  

445,039

       

Naspers Ltd. Class N

      102,950,514  
              296,470,685  
        South Korea - 17.0%    

1,013,503

       

Hana Financial Group, Inc.

      29,548,085  

240,240

       

Hyundai Mobis Co., Ltd.

      68,081,384  

77,478

       

Korea Zinc Co., Ltd.

      27,955,997  

79,967

       

LG Chem Ltd.

      65,225,315  

177,441

       

LG Electronics, Inc.

      24,224,855  

277,452

       

NAVER Corp.

      84,659,233  

8,149

       

NCSoft Corp.

      6,904,239  

4,122,535

       

Samsung Electronics Co., Ltd.

      301,386,025  

 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

 

Shares or Principal Amount         Market Value    

182,741

       

Samsung Fire & Marine Insurance Co., Ltd.

     $     27,431,432  

117,667

       

Samsung SDI Co., Ltd.

         76,871,932  

2,193,082

       

SK Hynix, Inc.

         239,441,804  

76,690

       

SK Materials Co., Ltd.

         21,080,969  
                 972,811,270  
        Taiwan - 14.3%       

2,708,000

       

Accton Technology Corp.

         25,994,411  

13,752,036

       

ASE Technology Holding, Co., Ltd.

         45,284,240  

40,239,000

       

CTBC Financial Holding Co., Ltd.

         27,260,224  

4,408,000

       

Delta Electronics, Inc.

         44,369,011  

26,070,000

       

Hon Hai Precision Industry Co., Ltd.

         103,683,121  

2,256,000

       

MediaTek, Inc.

         70,463,112  

21,880,139

       

Taiwan Semiconductor Manufacturing Co., Ltd.

         462,401,550  

9,487,000

       

Uni-President Enterprises Corp.

         23,029,092  

4,139,000

       

Zhen Ding Technology Holding Ltd.

         16,789,259  
                 819,274,020  
        Thailand - 0.3%       

4,191,600

       

Kasikornbank PCL NVDR

         17,697,438  
        Turkey - 1.4%       

1,986,867

       

BIM Birlesik Magazalar A.S.

         19,553,387  

7,199,768

       

KOC Holding AS

         19,715,898  

30,428,545

       

Turkiye Garanti Bankasi AS*

         38,544,518  
                 77,813,803  
        United Arab Emirates - 0.6%       

33,322,581

       

Emaar Properties PJSC*

         34,387,309  
        United Kingdom - 0.4%       

3,275,726

       

Avast plc(1)

         21,120,968  
       

Total Common Stocks
(cost $3,367,839,398)

     $     5,537,997,850  

Preferred Stocks - 0.7%

      
        Brazil - 0.7%       

9,723,128

       

Gerdau S.A.

         41,317,163  
       

Total Preferred Stocks
(cost $41,714,638)

     $     41,317,163  
       

Total Long-Term Investments
(cost $3,409,554,036)

    

 

$

    5,579,315,013  

Short-Term Investments - 2.9%

      
        Other Investment Pools & Funds - 2.9%       

162,761,812

       

Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio,
Institutional Class, 0.01%(2)

         162,761,812  
       

Total Short-Term Investments
(cost $162,761,812)

     $     162,761,812  
       

Total Investments
(cost $3,572,315,848)

     100.2%     $     5,742,076,825  
       

Other Assets and Liabilities

     (0.2)%         (9,380,678
          

 

 

     

 

 

 
       

Total Net Assets

     100.0%     $     5,732,696,147  
          

 

 

     

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.

 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

 

(1)

Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At January 31, 2021, the aggregate value of these securities was $75,175,383, representing 1.3% of net assets.

(2)

Current yield as of period end.

 

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Other Abbreviations:

ADR

   American Depositary Receipt

GDR

   Global Depositary Receipt

NVDR

   Non-Voting Depositary Receipt

PJSC

   Private Joint Stock Company

PT

   Perseroan Terbatas

 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Fair Value Summary

The following is a summary of the fair valuations according to the inputs used as of January 31, 2021 in valuing the Fund’s investments.

 

Description    Total      Level 1      Level 2      Level 3(1)  

Assets

           

Common Stocks

           

Argentina

   $ 27,406,233      $ 27,406,233      $      $  

Brazil

     409,346,682        409,346,682                

Cayman Islands

     56,482,990        2,428,575        54,054,415         

Chile

     28,218,210        28,218,210                

China

     1,784,291,037        576,129,839        1,208,161,198         

Colombia

     6,285,286        6,285,286                

Egypt

     15,911,748               15,911,748         

Greece

     12,915,991               12,915,991         

Hong Kong

     170,130,422               170,130,422         

Hungary

     76,225,246               76,225,246         

India

     261,436,738               261,436,738         

Indonesia

     19,892,725               19,892,725         

Luxembourg

     19,736,699        19,736,699                

Mexico

     63,261,787        63,261,787                

Pakistan

     5,336,757        5,336,757                

Poland

     30,907,465               30,907,465         

Russia

     288,671,699        36,830,377        251,841,322         

Singapore

     21,964,642        21,964,642                

South Africa

     296,470,685        12,170,326        284,300,359         

South Korea

     972,811,270               972,811,270         

Taiwan

     819,274,020               819,274,020         

Thailand

     17,697,438               17,697,438         

Turkey

     77,813,803               77,813,803         

United Arab Emirates

     34,387,309               34,387,309         

United Kingdom

     21,120,968               21,120,968         

Preferred Stocks

     41,317,163        41,317,163                

Short-Term Investments

     162,761,812        162,761,812                
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $     5,742,076,825      $     1,413,194,388      $     4,328,882,437      $                 —  
  

 

 

    

 

 

    

 

 

    

 

 

 
(1)

For the period ended January 31, 2021, there were no transfers in and out of Level 3.

 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount       Market Value    

Corporate Bonds - 45.4%

 

    Argentina - 1.5%    
   

YPF Energia Electrica S.A.

   

$        237,000

   

10.00%, 07/25/2026(1)

  $     185,452  
   

YPF S.A.

   

400,000

   

8.50%, 07/28/2025(2)

      275,000  

700,000

   

8.50%, 06/27/2029(1)

      434,000  
       

 

 

 
          894,452  
       

 

 

 
    Brazil - 0.4%    
   

Banco do Brasil S.A.

   

210,000

   

9.00%, 06/18/2024, (9.00% fixed rate until 06/18/2024; 10 year USD CMT + 6.362% thereafter)(1)(3)(4)

      235,375  
       

 

 

 
    British Virgin Islands - 1.9%    
   

China Great Wall International Holdings Ltd.

   

380,000

   

3.88%, 08/31/2027(2)

      419,661  
   

China Railway Xunjie Co., Ltd.

   

285,000

 

 

 

3.25%, 07/28/2026(2)

      304,562  
   

Greenland Global Investment Ltd.

   

200,000

   

5.88%, 07/03/2024(2)

      174,708  
   

Rongshi International Finance Ltd.

   

200,000

   

3.63%, 05/04/2027(2)

      217,766  
       

 

 

 
          1,116,697  
       

 

 

 
    Canada - 1.3%    
   

Canacol Energy Ltd.

   

290,000

   

7.25%, 05/03/2025(1)

      308,128  
   

First Quantum Minerals Ltd.

   

200,000

   

7.25%, 04/01/2023(1)

      204,276  
   

MEGlobal Canada ULC

   

200,000

   

5.88%, 05/18/2030(1)

      248,400  
       

 

 

 
          760,804  
       

 

 

 
    Cayman Islands - 4.0%    
   

Baidu, Inc.

   

340,000

   

4.38%, 05/14/2024

      374,600  
   

Central China Real Estate Ltd.

   

300,000

   

7.25%, 04/24/2023(2)

      299,603  
   

CIFI Holdings Group Co., Ltd.

   

200,000

   

6.45%, 11/07/2024(2)

      214,100  
   

CSN Islands Corp.

   

370,000

   

6.75%, 01/28/2028(1)

      398,268  
   

Dar Al-Arkan Sukuk Co., Ltd.

   

200,000

   

6.75%, 02/15/2025(2)

      199,754  
   

MAF Sukuk Ltd.

   

340,000

   

4.64%, 05/14/2029(2)

      386,770  
   

Meituan

   

305,000

   

3.05%, 10/28/2030(1)

      316,992  
   

Tencent Holdings Ltd.

   

200,000

   

2.39%, 06/03/2030(1)

      201,804  
       

 

 

 
          2,391,891  
       

 

 

 
    Chile - 1.6%    
   

AES Gener S.A.

   

290,000

   

7.13%, 03/26/2079, (7.13% fixed rate until 04/07/2024; 5 year USD Swap + 4.644% thereafter)(1)(4)

      318,637  
   

Chile Electricity PEC S.p.A.

   

200,000

   

0.00%, 01/25/2028(1)

      165,000  
   

Empresa de los Ferrocarriles del Estado

   

200,000

   

3.07%, 08/18/2050(1)

      183,730  
   

Empresa Electrica Cochrane S.p.A.

   

288,896

   

5.50%, 05/14/2027(1)(5)

      306,381  
       

 

 

 
          973,748  
       

 

 

 

 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount       Market Value    
    Colombia - 1.0%    
   

Ecopetrol S.A.

   

$        485,000

   

6.88%, 04/29/2030

  $     603,825  
       

 

 

 
    Hong Kong - 1.1%    
   

Beijing State-Owned Assets Management Hong Kong Co., Ltd.

   

200,000

   

4.13%, 05/26/2025(2)

      214,924  
   

Lenovo Group Ltd.

   

200,000

   

3.42%, 11/02/2030(1)

      212,855  
   

Xiaomi Best Time International Ltd.

   

230,000

   

3.38%, 04/29/2030(1)

      237,742  
       

 

 

 
          665,521  
       

 

 

 
    India - 0.7%    
   

Adani Ports & Special Economic Zone Ltd.

   

200,000

   

4.38%, 07/03/2029(1)

      219,033  
   

ReNew Power Pvt Ltd.

   

200,000

   

5.88%, 03/05/2027(1)

      211,854  
       

 

 

 
          430,887  
       

 

 

 
    Indonesia - 4.3%    
   

Bukit Makmur Mandiri Utama PT

   

200,000

   

7.75%, 02/10/2026(1)

      196,604  
   

Indonesia Asahan Aluminium Persero PT

   

280,000

   

5.45%, 05/15/2030(1)

      329,946  

200,000

   

5.80%, 05/15/2050(1)

      242,750  

250,000

   

6.76%, 11/15/2048(1)

      334,797  
   

Pelabuhan Indonesia PT

   

270,000

   

5.38%, 05/05/2045(1)

      324,000  
   

Pertamina Persero PT

   

360,000

   

6.00%, 05/03/2042(1)(5)

      456,209  
   

Perusahaan Listrik Negara PT

   

400,000

   

5.25%, 10/24/2042(1)

      463,300  

200,000

   

5.25%, 05/15/2047(1)

      233,662  
       

 

 

 
          2,581,268  
       

 

 

 
    Jersey - 0.3%    
   

Galaxy Pipeline Assets Bidco Ltd.

   

200,000

   

2.63%, 03/31/2036(1)

      201,923  
       

 

 

 
    Kazakhstan - 0.9%    
   

KazMunayGas National Co. JSC

   

485,000

   

3.50%, 04/14/2033(1)

      522,956  
       

 

 

 
    Luxembourg - 3.0%    
   

Aegea Finance S.a.r.l.

   

200,000

   

5.75%, 10/10/2024(1)

      209,400  
   

Amaggi Luxembourg International Sarl

   

200,000

   

5.25%, 01/28/2028(1)

      203,116  
   

FEL Energy VI Sarl

   

300,000

   

5.75%, 12/01/2040(1)

      312,150  
   

Kenbourne Invest S.A.

   

200,000

   

4.70%, 01/22/2028(1)

      201,560  
   

Puma International Financing S.A.

   

200,000

   

5.00%, 01/24/2026(1)

      192,500  
   

Simpar Europe S.A.

   

200,000

   

5.20%, 01/26/2031(1)

      200,580  
   

Unigel Luxembourg S.A.

   

470,000

   

8.75%, 10/01/2026(1)

      498,562  
       

 

 

 
          1,817,868  
       

 

 

 
    Malaysia - 0.4%    
   

Petronas Capital Ltd.

   

220,000

   

3.50%, 04/21/2030(1)

      247,775  
       

 

 

 
    Mauritius - 0.4%    
   

India Green Energy Holdings

   

250,000

   

5.38%, 04/29/2024(1)

      263,178  
       

 

 

 

 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  January 31, 2021 (Unaudited)

 

 

Shares or Principal Amount       Market Value    
    Mexico - 10.6%    
   

Alpha Holding S.A. de C.V.

   

$        260,000

   

10.00%, 12/19/2022(1)

  $     209,953  
   

Banco Mercantil del Norte S.A.

   

200,000

   

7.63%, 01/10/2028, (7.63% fixed rate until 01/10/2028; 10 year CMT + 5.353% thereafter)(1)(3)(4)

      220,000  
   

BBVA Bancomer S.A.

   

300,000

   

5.88%, 09/13/2034, (5.88% fixed rate until 09/13/2029; 5 year USD CMT + 4.308% thereafter)(1)(4)

      336,000  
   

Cemex S.A.B. de C.V.

   

200,000

   

3.88%, 07/11/2031(1)

      200,300  

200,000

   

7.38%, 06/05/2027(1)

      225,700  
   

Cometa Energia S.A. de C.V.

   

224,880

   

6.38%, 04/24/2035(1)

      263,447  
   

Docuformas SAPI de C.V.

   

200,000

   

10.25%, 07/24/2024(1)

      182,752  
   

Grupo Televisa S.A.B.

   

MXN    31,610,000

   

7.25%, 05/14/2043

      1,187,052  
   

Infraestructura Energetica Nova S.A.B. de C.V.

   

$         200,000

   

4.88%, 01/14/2048(1)

      214,750  
   

Petroleos Mexicanos

   

130,000

   

3.50%, 01/30/2023

      131,885  

605,000

   

6.49%, 01/23/2027

      622,394  

1,360,000

   

6.50%, 01/23/2029

      1,355,104  

470,000

   

7.69%, 01/23/2050

      444,375  
   

Sixsigma Networks Mexico S.A. de C.V.

   

350,000

   

7.50%, 05/02/2025(1)

      313,250  
   

Total Play Telecomunicaciones S.A. de C.V.

   

200,000

   

7.50%, 11/12/2025(1)

      197,620  
   

Trust Fibra Uno

   

230,000

   

6.39%, 01/15/2050(1)

      269,330  
       

 

 

 
      6,373,912