The Hartford Growth Opportunities Fund
|
Schedule of Investments
July 31, 2020 (Unaudited)
Shares or Principal Amount | Market Value | |||||||
Common Stocks - 94.0% |
||||||||
Automobiles & Components - 1.6% |
| |||||||
32,082 | Tesla, Inc.* | $ | 45,901,642 | |||||
412,895 | Thor Industries, Inc. | 47,065,901 | ||||||
|
|
|||||||
92,967,543 | ||||||||
|
|
|||||||
Capital Goods - 1.9% | ||||||||
713,242 | Fortive Corp. | 50,062,456 | ||||||
591,286 | Trane Technologies plc | 66,147,165 | ||||||
|
|
|||||||
116,209,621 | ||||||||
|
|
|||||||
Commercial & Professional Services - 3.0% | ||||||||
588,141 | Copart, Inc.* | 54,844,148 | ||||||
146,614 | CoStar Group, Inc.* | 124,586,713 | ||||||
|
|
|||||||
179,430,861 | ||||||||
|
|
|||||||
Consumer Durables & Apparel - 2.3% | ||||||||
1,210,157 | Peloton Interactive, Inc. Class A* | 82,556,911 | ||||||
551,840 | Polaris, Inc. | 57,187,179 | ||||||
|
|
|||||||
139,744,090 | ||||||||
|
|
|||||||
Consumer Services - 2.5% | ||||||||
1,989,401 | Aramark | 42,016,149 | ||||||
1,501,787 | DraftKings, Inc.(1)(2) | 49,003,310 | ||||||
25,527 | DraftKings, Inc. Class A* | 851,964 | ||||||
284,402 | Vail Resorts, Inc. | 54,613,716 | ||||||
|
|
|||||||
146,485,139 | ||||||||
|
|
|||||||
Diversified Financials - 0.9% | ||||||||
975,537 | Blackstone Group, Inc. Class A | 51,976,611 | ||||||
|
|
|||||||
Food, Beverage & Tobacco - 3.2% |
| |||||||
580,750 | Constellation Brands, Inc. Class A | 103,489,650 | ||||||
1,087,780 | Monster Beverage Corp.* | 85,368,974 | ||||||
|
|
|||||||
188,858,624 | ||||||||
|
|
|||||||
Health Care Equipment & Services - 9.1% | ||||||||
265,797 | ABIOMED, Inc.* | 79,723,152 | ||||||
196,289 | Align Technology, Inc.* | 57,673,634 | ||||||
458,674 | Danaher Corp. | 93,477,761 | ||||||
174,852 | DexCom, Inc.* | 76,155,040 | ||||||
507,095 | Insulet Corp.* | 103,122,839 | ||||||
123,475 | Intuitive Surgical, Inc.* | 84,634,704 | ||||||
574,058 | Novocure Ltd.* | 43,507,856 | ||||||
|
|
|||||||
538,294,986 | ||||||||
|
|
|||||||
Media & Entertainment - 8.5% | ||||||||
553,540 | Facebook, Inc. Class A* | 140,416,492 | ||||||
233,188 | Live Nation Entertainment, Inc.* | 10,915,530 | ||||||
880,360 | Match Group, Inc.* | 90,412,972 | ||||||
121,120 | Netflix, Inc.* | 59,213,146 | ||||||
2,319,948 | Snap, Inc. Class A* | 52,013,234 | ||||||
390,429 | Spotify Technology S.A.* | 100,660,405 | ||||||
416,879 | Walt Disney Co. | 48,749,830 | ||||||
|
|
|||||||
502,381,609 | ||||||||
|
|
|||||||
Pharmaceuticals, Biotechnology & Life Sciences - 7.9% | ||||||||
160,971 | Argenx SE ADR* | 37,044,256 | ||||||
161,306 | Ascendis Pharma A/S ADR* | 22,197,319 | ||||||
997,717 | AstraZeneca plc ADR | 55,652,654 | ||||||
102,819 | Biogen, Inc.* | 28,243,351 | ||||||
2,039,339 | Elanco Animal Health, Inc.* | 48,189,581 | ||||||
894,829 | Exact Sciences Corp.* | 84,785,048 | ||||||
312,516 | Galapagos N.V.* | 58,040,653 | ||||||
16,322 | Galapagos N.V. ADR*(3) | 3,005,533 | ||||||
118,207 | Reata Pharmaceuticals, Inc. Class A* | 17,459,174 |
The Hartford Growth Opportunities Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Shares or Principal Amount | Market Value | |||||||
275,093 | Thermo Fisher Scientific, Inc. | $ | 113,874,747 | |||||
|
|
|||||||
468,492,316 | ||||||||
|
|
|||||||
Real Estate - 0.0% |
| |||||||
29,564 | We Co. Class A(1)(2)(4) | 149,594 | ||||||
|
|
|||||||
Retailing - 13.6% |
| |||||||
149,991 | Amazon.com, Inc.* | 474,673,518 | ||||||
48,583 | Booking Holdings, Inc.* | 80,751,262 | ||||||
123,196 | JAND, Inc. Class A(1)(2)(4) | 2,137,451 | ||||||
860,862 | Lowes Cos., Inc. | 128,190,960 | ||||||
2,193,881 | TJX Cos., Inc. | 114,059,873 | ||||||
171,581 | Tory Burch LLC(1)(2)(4) | 6,530,372 | ||||||
|
|
|||||||
806,343,436 | ||||||||
|
|
|||||||
Semiconductors & Semiconductor Equipment - 8.0% |
| |||||||
2,029,967 | Advanced Micro Devices, Inc.* | 157,180,345 | ||||||
2,335,383 | Marvell Technology Group Ltd. | 85,171,418 | ||||||
550,393 | NVIDIA Corp. | 233,691,364 | ||||||
|
|
|||||||
476,043,127 | ||||||||
|
|
|||||||
Software & Services - 19.5% |
| |||||||
876,554 | 2U, Inc.* | 41,281,311 | ||||||
108,769 | Fair Isaac Corp.* | 47,770,257 | ||||||
1,016,049 | GoDaddy, Inc. Class A* | 71,407,924 | ||||||
710,175 | Guidewire Software, Inc.* | 83,559,190 | ||||||
366,147 | Leidos Holdings, Inc. | 34,842,548 | ||||||
31,114 | Paycom Software, Inc.* | 8,847,888 | ||||||
1,203,737 | PayPal Holdings, Inc.* | 236,016,714 | ||||||
95,510 | RingCentral, Inc. Class A* | 27,723,688 | ||||||
158,721 | ServiceNow, Inc.* | 69,710,263 | ||||||
780,622 | Splunk, Inc.* | 163,790,108 | ||||||
1,538,335 | Square, Inc. Class A* | 199,752,800 | ||||||
933,808 | Workday, Inc. Class A* | 168,944,543 | ||||||
|
|
|||||||
1,153,647,234 | ||||||||
|
|
|||||||
Technology Hardware & Equipment - 10.3% |
| |||||||
1,440,156 | Apple, Inc. | 612,123,906 | ||||||
|
|
|||||||
Telecommunication Services - 0.9% |
| |||||||
4,762,681 | Churchill Capital Corp. Class A*(3) | 49,341,375 | ||||||
569,183 | Digital Landscape Group, Inc.* | 4,285,948 | ||||||
|
|
|||||||
53,627,323 | ||||||||
|
|
|||||||
Transportation - 0.8% |
| |||||||
1,509,637 | Uber Technologies, Inc.* | 45,681,616 | ||||||
|
|
|||||||
Total Common Stocks |
$ | 5,572,457,636 | ||||||
|
|
|||||||
Exchange-Traded Funds - 0.7% |
||||||||
Other Investment Pools & Funds - 0.7% |
| |||||||
183,990 | iShares Russell 1000 Growth ETF | 38,063,851 | ||||||
|
|
|||||||
Total Exchange-Traded Funds |
$ | 38,063,851 | ||||||
|
|
|||||||
Convertible Preferred Stocks - 1.6% |
||||||||
Commercial & Professional Services - 0.1% |
| |||||||
470,535 | Rubicon Global Holdings LLC Series C(1)(2)(4) | 7,966,158 | ||||||
|
|
|||||||
Real Estate - 0.1% |
| |||||||
404,267 | We Co. Series D1(1)(2)(4) | 3,165,411 | ||||||
317,638 | We Co. Series D2(1)(2)(4) | 2,487,105 | ||||||
|
|
|||||||
5,652,516 | ||||||||
|
|
|||||||
Retailing - 0.9% |
| |||||||
4,434,460 | Coupang LLC (1)(2)(4) | 35,963,471 | ||||||
272,032 | Honest Co., Inc. Series C(1)(2)(4) | 9,507,518 | ||||||
275,096 | JAND, Inc. Series D(1)(2)(4) | 4,918,716 | ||||||
|
|
|||||||
50,389,705 | ||||||||
|
|
The Hartford Growth Opportunities Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Shares or Principal Amount | Market Value | |||||||||||
Software & Services - 0.5% | ||||||||||||
5,668,755 | Essence Group Holdings Corp. Series 3(1)(2)(4) | $ | 13,605,012 | |||||||||
743,470 | Lookout, Inc. Series F(1)(2)(4) | 6,326,930 | ||||||||||
1,078,374 | MarkLogic Corp. Series F(1)(2)(4) | 10,018,094 | ||||||||||
|
|
|||||||||||
29,950,036 | ||||||||||||
|
|
|||||||||||
Total Convertible Preferred Stocks |
$ | 93,958,415 | ||||||||||
|
|
|||||||||||
Escrows - 0.0%(5) |
||||||||||||
Consumer Durables & Apparel - 0.0% | ||||||||||||
923,832 | One Kings Lane, Inc.(1)(2)(4) | 147,813 | ||||||||||
|
|
|||||||||||
Software & Services - 0.0% | ||||||||||||
566,228 | Veracode, Inc.(1)(2)(4) | 308,028 | ||||||||||
|
|
|||||||||||
Total Escrows |
$ | 455,841 | ||||||||||
|
|
|||||||||||
Warrants - 0.0% |
||||||||||||
Consumer Services - 0.0% | ||||||||||||
10,530 | DraftKings, Inc. Expires 04/23/2025(1)(2) | 225,237 | ||||||||||
|
|
|||||||||||
Diversified Financials - 0.0% | ||||||||||||
1,609,100 | Digital Landscape Group, Inc. Expires 2/10/23* | 241,365 | ||||||||||
|
|
|||||||||||
Total Warrants |
$ | 466,602 | ||||||||||
|
|
|||||||||||
Total Long-Term Investments |
$ | 5,705,402,345 | ||||||||||
|
|
|||||||||||
Short-Term Investments - 1.8% |
||||||||||||
Repurchase Agreements - 1.7% | ||||||||||||
104,224,065 | Fixed Income Clearing Corp. Repurchase Agreement dated 07/31/2020 at 0.070%, due on 08/03/2020 with a maturity value of $104,224,673; collateralized by U.S. Treasury Note at 1.375%, maturing 08/31/2026, with a market value of $12,739,448 and U.S. Treasury Note at 2.625%, maturing 01/31/2026, with a market value of $22,539,840 and U.S. Treasury Note at 2.625%, maturing 12/31/2025, with a market value of $71,029,328 |
$ | 104,224,065 | |||||||||
|
|
|||||||||||
Securities Lending Collateral - 0.1% | ||||||||||||
300,207 | Citibank NA DDCA, 0.09%, 8/3/2020(6) | 300,207 | ||||||||||
350,308 | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.08%(6) | 350,308 | ||||||||||
5,353,628 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.13%(6) | 5,353,628 | ||||||||||
|
|
|||||||||||
6,004,143 | ||||||||||||
|
|
|||||||||||
Total Short-Term Investments |
$ | 110,228,208 | ||||||||||
|
|
|||||||||||
Total Investments |
98.1% | $ | 5,815,630,553 | |||||||||
Other Assets and Liabilities |
1.9% | 109,851,636 | ||||||||||
|
|
|
|
|||||||||
Total Net Assets |
100.0% | $ | 5,925,482,189 | |||||||||
|
|
|
|
Note: Percentage of investments as shown is the ratio of the total market value to total net assets.
Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.
Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poors.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
The Hartford Growth Opportunities Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
* | Non-income producing. |
(1) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $152,460,220 or 2.6% of net assets. |
Period Acquired | Security Name |
Shares/Par Value | Base Total Cost | Base Market Value | ||||||||||||
11/2014 | Coupang LLC Convertible Preferred |
4,434,460 | $ | 13,805,010 | $ | 35,963,471 | ||||||||||
02/2014 | DraftKings, Inc. |
1,501,787 | 6,038,788 | 49,003,310 | ||||||||||||
12/2014 | DraftKings, Inc. Warrants |
10,530 | | 225,237 | ||||||||||||
05/2014 | Essence Group Holdings Corp. Series 3 Convertible Preferred |
5,668,755 | 8,964,002 | 13,605,012 | ||||||||||||
08/2014 | Honest Co., Inc. Series C Convertible Preferred |
272,032 | 7,360,452 | 9,507,518 | ||||||||||||
04/2015 | JAND, Inc. Class A |
123,196 | 1,414,943 | 2,137,451 | ||||||||||||
04/2015 | JAND, Inc. Series D Convertible Preferred |
275,096 | 3,159,560 | 4,918,716 | ||||||||||||
07/2014 | Lookout, Inc. Series F Convertible Preferred |
743,470 | 8,492,732 | 6,326,930 | ||||||||||||
04/2015 | MarkLogic Corp. Series F Convertible Preferred |
1,078,374 | 12,524,451 | 10,018,094 | ||||||||||||
08/2014 | One Kings Lane, Inc. |
923,832 | | 147,813 | ||||||||||||
09/2015 | Rubicon Global Holdings LLC Series C Convertible Preferred |
470,535 | 9,392,114 | 7,966,158 | ||||||||||||
11/2013 | Tory Burch LLC |
171,581 | 13,447,917 | 6,530,372 | ||||||||||||
08/2014 | Veracode, Inc. |
566,228 | | 308,028 | ||||||||||||
12/2014 | We Co. Class A |
29,564 | 492,275 | 149,594 | ||||||||||||
12/2014 | We Co. Series D1 Convertible Preferred |
404,267 | 6,731,515 | 3,165,411 | ||||||||||||
12/2014 | We Co. Series D2 Convertible Preferred |
317,638 | 5,289,041 | 2,487,105 | ||||||||||||
|
|
|
|
|||||||||||||
$ | 97,112,800 | $ | 152,460,220 | |||||||||||||
|
|
|
|
(2) | These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At July 31, 2020, the aggregate fair value of these securities was $152,460,220, which represented 2.6% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors. |
(3) | Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information. |
(4) | Investment valued using significant unobservable inputs. |
(5) | Share amount represents shares of the issuer previously held that resulted in receipt of the escrow. |
(6) | Current yield as of period end. |
| For information regarding the Funds significant accounting policies, please refer to the Funds most recent shareholder report. |
GLOSSARY: (abbreviations used in preceding Schedule of Investments) |
||||
Other Abbreviations: |
||||
ADR |
American Depositary Receipt | |||
DDCA |
Dollars on Deposit in Custody Account | |||
ETF |
Exchange-Traded Fund |
The Hartford Growth Opportunities Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of July 31, 2020 in valuing the Funds investments.
Description | Total | Level 1 | Level 2 | Level 3(1) | ||||||||||||
Assets |
| |||||||||||||||
Common Stocks |
| |||||||||||||||
Automobiles & Components |
$ | 92,967,543 | $ | 92,967,543 | $ | | $ | | ||||||||
Capital Goods |
116,209,621 | 116,209,621 | | | ||||||||||||
Commercial & Professional Services |
179,430,861 | 179,430,861 | | | ||||||||||||
Consumer Durables & Apparel |
139,744,090 | 139,744,090 | | | ||||||||||||
Consumer Services |
146,485,139 | 97,481,829 | 49,003,310 | | ||||||||||||
Diversified Financials |
51,976,611 | 51,976,611 | | | ||||||||||||
Food, Beverage & Tobacco |
188,858,624 | 188,858,624 | | | ||||||||||||
Health Care Equipment & Services |
538,294,986 | 538,294,986 | | | ||||||||||||
Media & Entertainment |
502,381,609 | 502,381,609 | | | ||||||||||||
Pharmaceuticals, Biotechnology & Life Sciences |
468,492,316 | 410,451,663 | 58,040,653 | | ||||||||||||
Real Estate |
149,594 | | | 149,594 | ||||||||||||
Retailing |
806,343,436 | 797,675,613 | | 8,667,823 | ||||||||||||
Semiconductors & Semiconductor Equipment |
476,043,127 | 476,043,127 | | | ||||||||||||
Software & Services |
1,153,647,234 | 1,153,647,234 | | | ||||||||||||
Technology Hardware & Equipment |
612,123,906 | 612,123,906 | | | ||||||||||||
Telecommunication Services |
53,627,323 | 53,627,323 | | | ||||||||||||
Transportation |
45,681,616 | 45,681,616 | | | ||||||||||||
Exchange-Traded Funds |
38,063,851 | 38,063,851 | | | ||||||||||||
Convertible Preferred Stocks |
93,958,415 | | | 93,958,415 | ||||||||||||
Escrows |
455,841 | | | 455,841 | ||||||||||||
Warrants |
466,602 | 241,365 | 225,237 | | ||||||||||||
Short-Term Investments |
110,228,208 | 6,004,143 | 104,224,065 | | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Total |
$ | 5,815,630,553 | $ | 5,500,905,615 | $ | 211,493,265 | $ | 103,231,673 | ||||||||
|
|
|
|
|
|
|
|
(1) | For the period ended July 31, 2020, investments valued at $7,040,846 were transferred out of Level 3 due to the initiation of a vendor providing prices that are based on market activity which has been determined to be significant observable input and there were no transfers in to Level 3. |
The following is a rollforward of the Funds investments that were valued using unobservable inputs (Level 3) for the period ended July 31, 2020:
Common Stocks | Convertible Preferred Stocks |
Escrows | Total | |||||||||||||
Beginning balance |
$ | 81,651,451 | $ | 86,994,121 | $ | 576,266 | $ | 169,221,838 | ||||||||
Purchases |
- | - | - | - | ||||||||||||
Sales |
(56,946,138 | ) | - | (193,442 | ) | (57,139,580 | ) | |||||||||
Total realized gain/(loss) |
9,576,536 | - | 193,442 | 9,769,978 | ||||||||||||
Net change in unrealized appreciation/(depreciation) |
(18,423,586 | ) | 6,964,294 | (120,425 | ) | (11,579,717 | ) | |||||||||
Transfers out of Level 3 |
(7,040,846 | ) | - | - | (7,040,846 | ) | ||||||||||
Ending balance |
$ | 8,817,417 | $ | 93,958,415 | $ | 455,841 | $ | 103,231,673 |
The change in net unrealized appreciation/depreciation relating to the Level 3 investments held at July 31, 2020 was $4,627,646
The Hartford Small Cap Growth Fund
|
Schedule of Investments
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value | |||||
Common Stocks - 99.9% |
| |||||
Automobiles & Components - 1.7% |
| |||||
81,732 |
Fox Factory Holding Corp.* | $ | 7,274,148 | |||
73,687 |
Thor Industries, Inc. | 8,399,581 | ||||
|
|
|||||
15,673,729 | ||||||
|
|
|||||
Banks - 2.5% |
| |||||
169,470 |
First Hawaiian, Inc. | 2,945,389 | ||||
598,328 |
MGIC Investment Corp. | 4,948,172 | ||||
321,428 |
Sterling Bancorp | 3,616,065 | ||||
167,551 |
Synovus Financial Corp. | 3,376,153 | ||||
196,272 |
Triumph Bancorp, Inc.* | 5,142,326 | ||||
93,963 |
Western Alliance Bancorp | 3,377,970 | ||||
|
|
|||||
23,406,075 | ||||||
|
|
|||||
Capital Goods - 10.8% |
| |||||
169,762 |
Aerojet Rocketdyne Holdings, Inc.* | 7,002,682 | ||||
143,711 |
Altra Industrial Motion Corp. | 4,919,228 | ||||
132,351 |
Applied Industrial Technologies, Inc. | 8,353,995 | ||||
50,294 |
Armstrong World Industries, Inc. | 3,582,945 | ||||
49,337 |
Axon Enterprise, Inc.* | 4,101,385 | ||||
116,023 |
BWX Technologies, Inc. | 6,325,574 | ||||
45,446 |
Curtiss-Wright Corp. | 4,050,147 | ||||
81,679 |
EnerSys | 5,493,730 | ||||
96,872 |
Hexcel Corp. | 3,613,326 | ||||
111,879 |
ITT, Inc. | 6,458,775 | ||||
99,226 |
John Bean Technologies Corp. | 9,303,430 | ||||
69,617 |
Mercury Systems, Inc.* | 5,390,444 | ||||
131,722 |
Patrick Industries, Inc. | 8,423,622 | ||||
216,026 |
Rexnord Corp. | 6,258,273 | ||||
167,454 |
SPX Corp.* | 7,033,068 | ||||
136,828 |
SPX FLOW, Inc.* | 5,484,066 | ||||
34,650 |
Trex Co., Inc.* | 4,827,784 | ||||
|
|
|||||
100,622,474 | ||||||
|
|
|||||
Commercial & Professional Services - 3.8% |
| |||||
118,210 |
ASGN, Inc.* | 8,092,657 | ||||
89,884 |
Clean Harbors, Inc.* | 5,357,086 | ||||
114,796 |
Exponent, Inc. | 9,649,752 | ||||
78,061 |
Insperity, Inc. | 5,219,158 | ||||
79,829 |
Tetra Tech, Inc. | 7,076,841 | ||||
|
|
|||||
35,395,494 | ||||||
|
|
|||||
Consumer Durables & Apparel - 6.7% |
| |||||
51,429 |
Carters, Inc. | 4,048,491 | ||||
47,315 |
Deckers Outdoor Corp.* | 9,900,664 | ||||
106,704 |
PVH Corp. | 5,192,217 | ||||
228,774 |
Smith & Wesson Brands, Inc.* | 5,465,411 | ||||
251,754 |
Steven Madden Ltd. | 5,332,150 | ||||
90,448 |
TopBuild Corp.* | 11,931,900 | ||||
558,993 |
Under Armour, Inc. Class C* | 5,304,843 | ||||
247,851 |
Wolverine World Wide, Inc. | 5,958,338 | ||||
186,044 |
YETI Holdings, Inc.* | 9,095,691 | ||||
|
|
|||||
62,229,705 | ||||||
|
|
|||||
Consumer Services - 3.2% |
| |||||
63,836 |
Churchill Downs, Inc. | 8,842,563 | ||||
65,303 |
Dunkin Brands Group, Inc. | 4,488,275 | ||||
206,259 |
Penn National Gaming, Inc.* | 6,981,867 | ||||
62,481 |
Wingstop, Inc. | 9,762,656 | ||||
|
|
|||||
30,075,361 | ||||||
|
|
|||||
Diversified Financials - 1.4% |
| |||||
137,121 |
OneMain Holdings, Inc. | 3,935,372 | ||||
650,214 |
SLM Corp. | 4,401,949 |
The Hartford Small Cap Growth Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value | |||||
93,006 |
Stifel Financial Corp. | $ | 4,508,931 | |||
|
|
|||||
12,846,252 | ||||||
|
|
|||||
Food & Staples Retailing - 0.7% |
| |||||
241,860 |
Performance Food Group Co.* | 6,776,917 | ||||
|
|
|||||
Food, Beverage & Tobacco - 2.7% |
| |||||
5,509 |
Boston Beer Co., Inc. Class A* | 4,464,714 | ||||
92,113 |
Freshpet, Inc.* | 8,847,454 | ||||
475,561 |
Hostess Brands, Inc.* | 6,030,113 | ||||
252,733 |
Simply Good Foods Co.* | 6,075,701 | ||||
|
|
|||||
25,417,982 | ||||||
|
|
|||||
Health Care Equipment & Services - 12.5% |
| |||||
54,364 |
Addus HomeCare Corp.* | 5,241,233 | ||||
24,588 |
Amedisys, Inc.* | 5,757,526 | ||||
119,664 |
AtriCure, Inc.* | 4,883,488 | ||||
111,434 |
Cardiovascular Systems, Inc.* | 3,396,508 | ||||
159,938 |
Globus Medical, Inc. Class A* | 7,705,813 | ||||
154,968 |
Health Catalyst, Inc. | 5,408,383 | ||||
249,637 |
HMS Holdings Corp.* | 8,113,203 | ||||
14,006 |
ICU Medical, Inc.* | 2,573,322 | ||||
106,389 |
Integer Holdings Corp.* | 6,997,205 | ||||
115,828 |
Integra LifeSciences Holdings Corp.* | 5,530,787 | ||||
41,127 |
iRhythm Technologies, Inc.* | 5,119,489 | ||||
9,400 |
iTeos Therapeutics, Inc.* | 184,992 | ||||
53,856 |
LHC Group, Inc.* | 10,507,844 | ||||
88,923 |
NuVasive, Inc.* | 5,081,060 | ||||
155,713 |
Omnicell, Inc.* | 10,945,067 | ||||
241,644 |
OraSure Technologies, Inc.* | 4,385,839 | ||||
81,614 |
Providence Service Corp.* | 6,611,550 | ||||
623,929 |
R1 RCM, Inc.* | 8,529,110 | ||||
87,305 |
Tandem Diabetes Care, Inc.* | 9,119,880 | ||||
|
|
|||||
116,092,299 | ||||||
|
|
|||||
Household & Personal Products - 0.6% |
| |||||
263,501 |
BellRing Brands, Inc. Class A* | 5,235,765 | ||||
|
|
|||||
Insurance - 1.5% |
| |||||
161,059 |
James River Group Holdings Ltd. | 7,460,253 | ||||
80,430 |
Kemper Corp. | 6,315,364 | ||||
|
|
|||||
13,775,617 | ||||||
|
|
|||||
Materials - 3.4% |
| |||||
217,588 |
Axalta Coating Systems Ltd.* | 4,830,454 | ||||
155,348 |
Boise Cascade Co. | 7,237,663 | ||||
430,860 |
Graphic Packaging Holding Co. | 6,006,188 | ||||
89,260 |
Ingevity Corp.* | 5,219,925 | ||||
253,657 |
Louisiana-Pacific Corp. | 8,033,317 | ||||
|
|
|||||
31,327,547 | ||||||
|
|
|||||
Media & Entertainment - 1.2% |
| |||||
113,690 |
Cardlytics, Inc.* | 7,551,290 | ||||
119,878 |
Cargurus, Inc.* | 3,463,275 | ||||
|
|
|||||
11,014,565 | ||||||
|
|
|||||
Pharmaceuticals, Biotechnology & Life Sciences - 20.2% |
| |||||
181,109 |
Adverum Biotechnologies, Inc.* | 3,037,198 | ||||
406,380 |
Akebia Therapeutics, Inc.* | 4,539,265 | ||||
15,100 |
Akero Therapeutics, Inc.* | 530,161 | ||||
19,000 |
Akouos, Inc.* | 371,450 | ||||
73,998 |
Allakos, Inc.*(1) | 5,555,030 | ||||
454,323 |
Amicus Therapeutics, Inc.* | 6,564,967 | ||||
159,950 |
Apellis Pharmaceuticals, Inc.* | 4,141,105 | ||||
38,947 |
Arena Pharmaceuticals, Inc.* | 2,390,956 | ||||
58,353 |
Arrowhead Pharmaceuticals, Inc.* | 2,513,264 | ||||
96,220 |
Biohaven Pharmaceutical Holding Co., Ltd.* | 6,161,929 | ||||
108,999 |
ChemoCentryx, Inc.* | 5,745,337 | ||||
132,733 |
Constellation Pharmaceuticals, Inc.* | 3,569,190 |
The Hartford Small Cap Growth Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value | |||||
203,428 |
Cytokinetics, Inc.* | $ | 4,398,113 | |||
203,490 |
Dicerna Pharmaceuticals, Inc.* | 4,375,035 | ||||
64,303 |
Emergent BioSolutions, Inc.* | 7,153,066 | ||||
36,600 |
Forma Therapeutics Holdings, Inc.* | 1,279,536 | ||||
33,900 |
Generation Bio Co.* | 665,796 | ||||
273,963 |
Heron Therapeutics, Inc.* | 4,462,857 | ||||
177,997 |
Homology Medicines, Inc.* | 2,340,661 | ||||
620,876 |
ImmunoGen, Inc.* | 2,551,800 | ||||
261,573 |
Karyopharm Therapeutics, Inc.* | 4,198,247 | ||||
81,891 |
Kodiak Sciences, Inc.* | 3,794,010 | ||||
31,941 |
Madrigal Pharmaceuticals, Inc.* | 3,277,466 | ||||
173,742 |
Mersana Therapeutics, Inc.* | 3,453,991 | ||||
66,051 |
Mirati Therapeutics, Inc.* | 8,012,647 | ||||
215,555 |
Momenta Pharmaceuticals, Inc.* | 6,356,717 | ||||
80,149 |
MyoKardia, Inc.* | 7,223,829 | ||||
154,689 |
NanoString Technologies, Inc.* | 5,585,820 | ||||
17,665 |
Novavax, Inc.* | 2,527,861 | ||||
37,400 |
Nurix Therapeutics, Inc.* | 725,186 | ||||
38,432 |
Oyster Point Pharma, Inc.* | 859,724 | ||||
82,582 |
Pacira BioSciences, Inc.* | 4,344,639 | ||||
74,437 |
Principia Biopharma, Inc.* | 6,222,933 | ||||
133,447 |
PTC Therapeutics, Inc.* | 6,182,600 | ||||
206,281 |
Radius Health, Inc.* | 2,588,827 | ||||
128,195 |
RAPT Therapeutics, Inc.* | 2,769,012 | ||||
23,529 |
Reata Pharmaceuticals, Inc. Class A* | 3,475,233 | ||||
38,111 |
Repligen Corp.* | 5,751,331 | ||||
182,218 |
Revance Therapeutics, Inc.* | 4,278,479 | ||||
170,048 |
Rhythm Pharmaceuticals, Inc.* | 3,268,323 | ||||
240,083 |
TG Therapeutics, Inc.* | 4,700,825 | ||||
206,181 |
Theravance Biopharma, Inc.* | 4,004,035 | ||||
141,752 |
Tricida, Inc.* | 1,896,642 | ||||
79,184 |
Turning Point Therapeutics, Inc.* | 4,690,068 | ||||
59,115 |
Ultragenyx Pharmaceutical, Inc.* | 4,620,428 | ||||
174,895 |
Veracyte, Inc.* | 6,238,505 | ||||
127,393 |
Y-mAbs Therapeutics, Inc.* | 4,475,316 | ||||
|
|
|||||
187,869,410 | ||||||
|
|
|||||
Real Estate - 2.9% |
| |||||
218,394 |
Columbia Property Trust, Inc. REIT | 2,611,992 | ||||
43,588 |
Coresite Realty Corp. REIT | 5,625,032 | ||||
168,902 |
Corporate Office Properties Trust REIT | 4,472,525 | ||||
254,232 |
Essential Properties Realty Trust, Inc. REIT | 4,093,135 | ||||
414,998 |
Independence Realty Trust, Inc. REIT | 4,772,477 | ||||
41,536 |
PS Business Parks, Inc. REIT | 5,729,891 | ||||
|
|
|||||
27,305,052 | ||||||
|
|
|||||
Retailing - 1.5% |
| |||||
126,424 |
Floor & Decor Holdings, Inc. Class A* | 8,331,342 | ||||
185,283 |
Foot Locker, Inc. | 5,445,467 | ||||
|
|
|||||
13,776,809 | ||||||
|
|
|||||
Semiconductors & Semiconductor Equipment - 4.8% |
| |||||
150,709 |
Axcelis Technologies, Inc.* | 4,433,859 | ||||
84,138 |
Cirrus Logic, Inc.* | 5,765,977 | ||||
234,531 |
Cohu, Inc. | 4,416,219 | ||||
10,091 |
Entegris, Inc. | 725,644 | ||||
96,991 |
First Solar, Inc.* | 5,775,814 | ||||
237,804 |
FormFactor, Inc.* | 6,858,267 | ||||
132,733 |
Onto Innovation, Inc.* | 5,019,962 | ||||
66,208 |
Power Integrations, Inc. | 8,079,362 | ||||
48,500 |
Synaptics, Inc.* | 3,880,970 | ||||
|
|
|||||
44,956,074 | ||||||
|
|
|||||
Software & Services - 14.3% |
| |||||
81,028 |
Blackbaud, Inc. | 5,067,491 | ||||
25,854 |
CACI International, Inc. Class A* | 5,372,978 | ||||
68,493 |
Everbridge, Inc.* | 9,780,800 |
The Hartford Small Cap Growth Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value | |||||||||||||
72,632 |
ExlService Holdings, Inc.* |
|
$ | 4,652,806 | ||||||||||
71,805 |
Five9, Inc.* |
|
8,675,480 | |||||||||||
133,080 |
LiveRamp Holdings, Inc.* |
|
6,064,456 | |||||||||||
58,326 |
Manhattan Associates, Inc.* |
|
5,587,048 | |||||||||||
255,287 |
Medallia, Inc.* |
|
7,844,969 | |||||||||||
185,255 |
Mimecast Ltd.* |
|
8,694,017 | |||||||||||
31,550 |
Paylocity Holding Corp.* |
|
4,202,460 | |||||||||||
48,629 |
Pegasystems, Inc. |
|
5,684,244 | |||||||||||
188,476 |
Perficient, Inc.* |
|
7,390,144 | |||||||||||
104,197 |
Q2 Holdings, Inc.* |
|
9,799,728 | |||||||||||
165,315 |
Rapid7, Inc.* |
|
9,847,815 | |||||||||||
115,097 |
Science Applications International Corp. |
|
9,205,458 | |||||||||||
123,185 |
Sprout Social, Inc. Class A*(1) |
|
3,558,815 | |||||||||||
428,058 |
SVMK, Inc.* |
|
10,264,831 | |||||||||||
52,683 |
Varonis Systems, Inc.* |
|
5,708,203 | |||||||||||
576,606 |
Verra Mobility Corp.* |
|
5,898,679 | |||||||||||
|
|
|||||||||||||
133,300,422 | ||||||||||||||
|
|
|||||||||||||
Technology Hardware & Equipment - 2.6% |
| |||||||||||||
196,080 |
CTS Corp. |
|
3,894,149 | |||||||||||
102,610 |
Itron, Inc.* |
|
7,137,552 | |||||||||||
92,179 |
Lumentum Holdings, Inc.* |
|
8,556,976 | |||||||||||
244,086 |
Pure Storage, Inc. Class A* |
|
4,359,376 | |||||||||||
|
|
|||||||||||||
23,948,053 | ||||||||||||||
|
|
|||||||||||||
Telecommunication Services - 0.4% |
| |||||||||||||
23,542 |
Bandwidth, Inc. Class A* |
|
3,408,411 | |||||||||||
|
|
|||||||||||||
Transportation - 0.5% |
| |||||||||||||
168,473 |
Marten Transport Ltd. |
|
4,484,751 | |||||||||||
|
|
|||||||||||||
Total Common Stocks (cost $762,749,509) |
|
$ | 928,938,764 | |||||||||||
|
|
|||||||||||||
Short-Term Investments - 0.4% |
||||||||||||||
Repurchase Agreements - 0.1% |
| |||||||||||||
738,483 |
Fixed Income Clearing Corp. Repurchase Agreement dated 07/31/2020 at 0.07%, due on 08/03/2020 with a maturity value of $738,487; collateralized by U.S. Treasury Note at 1.375%, maturing 08/31/2026, with a market value of $753,341 |
$ | 738,483 | |||||||||||
|
|
|||||||||||||
Securities Lending Collateral - 0.3% |
| |||||||||||||
149,783 |
Citibank NA DDCA, 0.09%, 8/3/2020(2) |
|
149,783 | |||||||||||
174,780 |
Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.09%(2) |
|
174,781 | |||||||||||
2,671,100 |
Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.13%(2) |
|
2,671,100 | |||||||||||
|
|
|||||||||||||
2,995,664 | ||||||||||||||
|
|
|||||||||||||
Total Short-Term Investments (cost $3,734,147) |
|
$ | 3,734,147 | |||||||||||
|
|
|||||||||||||
Total Investments (cost $766,483,656) |
100.3% | $ | 932,672,911 | |||||||||||
Other Assets and Liabilities | (0.3)% | (2,630,920 | ) | |||||||||||
|
|
|
|
|||||||||||
Total Net Assets | 100.0% | $ | 930,041,991 | |||||||||||
|
|
|
|
Note: Percentage of investments as shown is the ratio of the total market value to total net assets.
Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poors.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
* | Non-income producing. |
The Hartford Small Cap Growth Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
(1) | Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information. |
(2) | Current yield as of period end. |
| For information regarding the Funds significant accounting policies, please refer to the Funds most recent shareholder report. |
GLOSSARY: (abbreviations used in preceding Schedule of Investments) |
||||
Other Abbreviations: |
||||
DDCA |
Dollars on Deposit in Custody Account | |||
REIT |
Real Estate Investment Trust |
The Hartford Small Cap Growth Fund
|
Schedule of Investments
July 31, 2020 (Unaudited)
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of July 31, 2020 in valuing the Funds investments.
Description | Total |
Level 1 |
Level 2 |
Level 3(1) |
||||||||||||
Assets |
| |||||||||||||||
Common Stocks |
| |||||||||||||||
Automobiles & Components |
$ | 15,673,729 | $ | 15,673,729 | $ | | $ | | ||||||||
Banks |
23,406,075 | 23,406,075 | | | ||||||||||||
Capital Goods |
100,622,474 | 100,622,474 | | | ||||||||||||
Commercial & Professional Services |
35,395,494 | 35,395,494 | | | ||||||||||||
Consumer Durables & Apparel |
62,229,705 | 62,229,705 | | | ||||||||||||
Consumer Services |
30,075,361 | 30,075,361 | | | ||||||||||||
Diversified Financials |
12,846,252 | 12,846,252 | | | ||||||||||||
Food & Staples Retailing |
6,776,917 | 6,776,917 | | | ||||||||||||
Food, Beverage & Tobacco |
25,417,982 | 25,417,982 | | | ||||||||||||
Health Care Equipment & Services |
116,092,299 | 116,092,299 | | | ||||||||||||
Household & Personal Products |
5,235,765 | 5,235,765 | | | ||||||||||||
Insurance |
13,775,617 | 13,775,617 | | | ||||||||||||
Materials |
31,327,547 | 31,327,547 | | | ||||||||||||
Media & Entertainment |
11,014,565 | 11,014,565 | | | ||||||||||||
Pharmaceuticals, Biotechnology & Life Sciences |
187,869,410 | 187,869,410 | | | ||||||||||||
Real Estate |
27,305,052 | 27,305,052 | | | ||||||||||||
Retailing |
13,776,809 | 13,776,809 | | | ||||||||||||
Semiconductors & Semiconductor Equipment |
44,956,074 | 44,956,074 | | | ||||||||||||
Software & Services |
133,300,422 | 133,300,422 | | | ||||||||||||
Technology Hardware & Equipment |
23,948,053 | 23,948,053 | | | ||||||||||||
Telecommunication Services |
3,408,411 | 3,408,411 | | | ||||||||||||
Transportation |
4,484,751 | 4,484,751 | | | ||||||||||||
Short-Term Investments |
3,734,147 | 2,995,664 | 738,483 | | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Total |
$ | 932,672,911 | $ | 931,934,428 | $ | 738,483 | $ | | ||||||||
|
|
|
|
|
|
|
|
(1) | For the period ended July 31, 2020, there were no transfers in and out of Level 3. |
Hartford Quality Value Fund
|
Schedule of Investments July 31, 2020 (Unaudited) |
Shares or Principal Amount |
Market Value | |||||
Common Stocks - 97.8% |
||||||
Banks - 12.6% |
||||||
273,169 |
Bank of America Corp. |
$ | 6,796,445 | |||
32,608 |
Bank of Nova Scotia |
1,340,841 | ||||
74,325 |
Citigroup, Inc. |
3,716,993 | ||||
74,599 |
JP Morgan Chase & Co. |
7,209,247 | ||||
30,771 |
PNC Financial Services Group, Inc. |
3,282,343 | ||||
|
|
|||||
22,345,869 | ||||||
|
|
|||||
Capital Goods - 10.1% |
||||||
10,926 |
3M Co. |
1,644,035 | ||||
15,832 |
Deere & Co. |
2,791,340 | ||||
26,349 |
Eaton Corp. plc |
2,453,882 | ||||
18,512 |
Honeywell International, Inc. |
2,765,137 | ||||
81,360 |
Johnson Controls International plc |
3,130,733 | ||||
5,304 |
Lockheed Martin Corp. |
2,010,057 | ||||
53,529 |
Raytheon Technologies Corp. |
3,034,024 | ||||
|
|
|||||
17,829,208 | ||||||
|
|
|||||
Consumer Services - 1.8% |
||||||
16,105 |
McDonalds Corp. |
3,128,879 | ||||
|
|
|||||
Diversified Financials - 1.4% |
||||||
17,893 |
American Express Co. |
1,669,775 | ||||
1,397 |
BlackRock, Inc. |
803,289 | ||||
|
|
|||||
2,473,064 | ||||||
|
|
|||||
Energy - 5.6% |
||||||
50,041 |
Chevron Corp. |
4,200,442 | ||||
32,172 |
EOG Resources, Inc. |
1,507,258 | ||||
46,362 |
Exxon Mobil Corp. |
1,950,913 | ||||
58,953 |
Total SE ADR |
2,220,170 | ||||
|
|
|||||
9,878,783 | ||||||
|
|
|||||
Food & Staples Retailing - 1.9% |
||||||
35,467 |
Kroger Co. |
1,233,897 | ||||
39,365 |
Sysco Corp. |
2,080,440 | ||||
|
|
|||||
3,314,337 | ||||||
|
|
|||||
Food, Beverage & Tobacco - 6.0% |
||||||
26,269 |
General Mills, Inc. |
1,662,040 | ||||
34,507 |
Kellogg Co. |
2,380,638 | ||||
44,148 |
Mondelez International, Inc. Class A |
2,449,772 | ||||
6,681 |
Nestle S.A. ADR |
787,356 | ||||
42,901 |
Philip Morris International, Inc. |
3,295,226 | ||||
|
|
|||||
10,575,032 | ||||||
|
|
|||||
Health Care Equipment & Services - 7.3% |
||||||
8,871 |
Becton Dickinson and Co. |
2,495,767 | ||||
18,235 |
Hill-Rom Holdings, Inc. |
1,772,807 | ||||
40,833 |
Koninklijke Philips N.V. ADR* |
2,113,108 | ||||
40,808 |
Medtronic plc |
3,937,156 | ||||
8,644 |
UnitedHealth Group, Inc. |
2,617,230 | ||||
|
|
|||||
12,936,068 | ||||||
|
|
|||||
Insurance - 5.9% |
||||||
50,819 |
American International Group, Inc. |
1,633,323 | ||||
21,792 |
Chubb Ltd. |
2,772,814 | ||||
21,460 |
Marsh & McLennan Cos., Inc. |
2,502,236 | ||||
40,039 |
Principal Financial Group, Inc. |
1,698,855 | ||||
27,853 |
Prudential Financial, Inc. |
1,765,044 | ||||
|
|
|||||
10,372,272 | ||||||
|
|
|||||
Materials - 3.7% |
||||||
27,531 |
Celanese Corp. |
2,676,013 | ||||
18,127 |
FMC Corp. |
1,922,369 |
Hartford Quality Value Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value | |||||
18,705 |
PPG Industries, Inc. |
$ | 2,013,593 | |||
|
|
|||||
6,611,975 | ||||||
|
|
|||||
Media & Entertainment - 2.2% |
||||||
93,278 |
Comcast Corp. Class A |
3,992,298 | ||||
|
|
|||||
Pharmaceuticals, Biotechnology & Life Sciences - 7.0% |
||||||
45,610 |
AstraZeneca plc ADR |
2,544,126 | ||||
31,704 |
Merck & Co., Inc. |
2,543,929 | ||||
22,430 |
Novartis AG ADR |
1,842,400 | ||||
140,796 |
Pfizer, Inc. |
5,417,830 | ||||
|
|
|||||
12,348,285 | ||||||
|
|
|||||
Real Estate - 4.1% |
||||||
7,156 |
American Tower Corp. REIT |
1,870,507 | ||||
142,986 |
Host Hotels & Resorts, Inc. REIT |
1,541,389 | ||||
8,543 |
Public Storage REIT |
1,707,575 | ||||
100,196 |
VICI Properties, Inc. REIT |
2,175,255 | ||||
|
|
|||||
7,294,726 | ||||||
|
|
|||||
Retailing - 4.8% |
||||||
571,800 |
Allstar Co.(1)(2)(3) |
223,002 | ||||
22,794 |
Lowes Cos., Inc. |
3,394,255 | ||||
21,317 |
Target Corp. |
2,683,384 | ||||
41,159 |
TJX Cos., Inc. |
2,139,856 | ||||
|
|
|||||
8,440,497 | ||||||
|
|
|||||
Semiconductors & Semiconductor Equipment - 7.6% |
||||||
9,437 |
Broadcom, Inc. |
2,989,170 | ||||
78,810 |
Intel Corp. |
3,761,601 | ||||
12,082 |
KLA Corp. |
2,414,346 | ||||
22,050 |
QUALCOMM, Inc. |
2,328,700 | ||||
15,627 |
Texas Instruments, Inc. |
1,993,224 | ||||
|
|
|||||
13,487,041 | ||||||
|
|
|||||
Software & Services - 2.6% |
||||||
11,483 |
Accenture plc Class A |
2,581,149 | ||||
15,799 |
International Business Machines Corp. |
1,942,329 | ||||
|
|
|||||
4,523,478 | ||||||
|
|
|||||
Technology Hardware & Equipment - 1.9% |
||||||
71,298 |
Cisco Systems, Inc. |
3,358,136 | ||||
|
|
|||||
Telecommunication Services - 3.6% |
||||||
112,411 |
Verizon Communications, Inc. |
6,461,384 | ||||
|
|
|||||
Transportation - 1.2% |
||||||
16,532 |
J.B. Hunt Transport Services, Inc. |
2,139,241 | ||||
|
|
|||||
Utilities - 6.5% |
||||||
45,325 |
Alliant Energy Corp. |
2,440,751 | ||||
41,941 |
Avangrid, Inc. |
2,088,242 | ||||
29,183 |
Dominion Energy, Inc. |
2,364,699 | ||||
27,593 |
Eversource Energy |
2,485,302 | ||||
17,183 |
Sempra Energy |
2,138,596 | ||||
|
|
|||||
11,517,590 | ||||||
|
|
|||||
Total Common Stocks |
$ | 173,028,163 | ||||
|
|
|||||
Short-Term Investments - 1.5% |
||||||
Repurchase Agreements - 1.5% |
||||||
2,738,013 |
Fixed Income Clearing Corp. Repurchase Agreement dated 07/31/2020 at 0.07%, due on 08/03/2020 with a maturity value of $2,738,029; collateralized by U.S. Treasury Note at 1.375%, maturing 08/31/2026, with a market value of $2,792,848 |
$ | 2,738,013 | |||
|
|
|||||
Total Short-Term Investments |
$ | 2,738,013 | ||||
|
|
Hartford Quality Value Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Market Value | ||||||||||
Total Investments |
|
99.3% |
|
$ | 175,766,176 | |||||
Other Assets and Liabilities |
0.7% | 1,205,170 | ||||||||
|
|
|
|
|||||||
Total Net Assets |
100.0% | $ | 176,971,346 | |||||||
|
|
|
|
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.
Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poors.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
* | Non-income producing. |
(1) | Investment valued using significant unobservable inputs. |
(2) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $223,002 or 0.1% of net assets. |
Period Acquired | Security Name | Shares/Par Value | Base Total Cost | Base Market Value | ||||
08/2011 |
Allstar Co. | 571,800 | $ 248,744 | $ 223,002 |
(3) | This security is valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At July 31, 2020, the aggregate fair value of this security was $223,002, which represented 0.1% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors. |
| For information regarding the Funds significant accounting policies, please refer to the Funds most recent shareholder report. |
GLOSSARY: (abbreviations used in preceding Schedule of Investments) | ||
Other Abbreviations: |
||
ADR |
American Depositary Receipt | |
REIT |
Real Estate Investment Trust |
Hartford Quality Value Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of July 31, 2020 in valuing the Funds investments.
Description | Total |
Level 1 |
Level 2 |
Level 3(1) |
||||||||||||
Assets |
| |||||||||||||||
Common Stocks |
| |||||||||||||||
Banks |
$ | 22,345,869 | $ | 22,345,869 | $ | | $ | | ||||||||
Capital Goods |
17,829,208 | 17,829,208 | | | ||||||||||||
Consumer Services |
3,128,879 | 3,128,879 | | | ||||||||||||
Diversified Financials |
2,473,064 | 2,473,064 | | | ||||||||||||
Energy |
9,878,783 | 9,878,783 | | | ||||||||||||
Food & Staples Retailing |
3,314,337 | 3,314,337 | | | ||||||||||||
Food, Beverage & Tobacco |
10,575,032 | 10,575,032 | | | ||||||||||||
Health Care Equipment & Services |
12,936,068 | 12,936,068 | | | ||||||||||||
Insurance |
10,372,272 | 10,372,272 | | | ||||||||||||
Materials |
6,611,975 | 6,611,975 | | | ||||||||||||
Media & Entertainment |
3,992,298 | 3,992,298 | | | ||||||||||||
Pharmaceuticals, Biotechnology & Life Sciences |
12,348,285 | 12,348,285 | | | ||||||||||||
Real Estate |
7,294,726 | 7,294,726 | | | ||||||||||||
Retailing |
8,440,497 | 8,217,495 | | 223,002 | ||||||||||||
Semiconductors & Semiconductor Equipment |
13,487,041 | 13,487,041 | | | ||||||||||||
Software & Services |
4,523,478 | 4,523,478 | | | ||||||||||||
Technology Hardware & Equipment |
3,358,136 | 3,358,136 | | | ||||||||||||
Telecommunication Services |
6,461,384 | 6,461,384 | | | ||||||||||||
Transportation |
2,139,241 | 2,139,241 | | | ||||||||||||
Utilities |
11,517,590 | 11,517,590 | | | ||||||||||||
Short-Term Investments |
2,738,013 | | 2,738,013 | | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Total |
$ | 175,766,176 | $ | 172,805,161 | $ | 2,738,013 | $ | 223,002 | ||||||||
|
|
|
|
|
|
|
|
(1) | For the period ended July 31, 2020, there were no transfers in and out of Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for period ended July 31, 2020 is not presented.
Hartford Schroders China A Fund
|
Schedule of Investments
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value |
|||||
Common Stocks - 96.3% |
| |||||
Automobiles & Components - 1.0% |
| |||||
23,800 |
Huayu Automotive Systems Co., Ltd. Class A | $ | 71,506 | |||
|
|
|||||
Banks - 5.2% |
| |||||
43,900 |
China Merchants Bank Co., Ltd. Class A | 218,787 | ||||
66,900 |
Industrial Bank Co., Ltd. Class A | 150,074 | ||||
|
|
|||||
368,861 | ||||||
|
|
|||||
Capital Goods - 20.3% |
| |||||
20,497 |
Eve Energy Co., Ltd. Class A | 176,573 | ||||
36,500 |
Hongfa Technology Co., Ltd. Class A | 220,068 | ||||
17,908 |
Jiangsu Hengli Hydraulic Co., Ltd. Class A | 156,453 | ||||
33,800 |
Ming Yang Smart Energy Group Ltd. Class A | 77,391 | ||||
20,600 |
Shenzhen Inovance Technology Co., Ltd. Class A | 148,431 | ||||
60,400 |
Suzhou Gold Mantis Construction Decoration Co., Ltd. Class A | 77,669 | ||||
103,800 |
Weichai Power Co., Ltd. Class A | 240,816 | ||||
181,100 |
XCMG Construction Machinery Co., Ltd. Class A | 164,929 | ||||
48,800 |
Zhejiang Sanhua Intelligent Controls Co., Ltd. Class A | 165,812 | ||||
|
|
|||||
1,428,142 | ||||||
|
|
|||||
Consumer Durables & Apparel - 9.8% |
| |||||
31,600 |
Midea Group Co., Ltd. Class A | 324,559 | ||||
50,700 |
NavInfo Co., Ltd. Class A | 135,358 | ||||
17,991 |
Oppein Home Group, Inc. Class A | 230,880 | ||||
|
|
|||||
690,797 | ||||||
|
|
|||||
Diversified Financials - 3.4% |
| |||||
7,100 |
Hithink RoyalFlush Information Network Co., Ltd. Class A | 145,482 | ||||
30,900 |
Huatai Securities Co., Ltd. Class A | 92,017 | ||||
|
|
|||||
237,499 | ||||||
|
|
|||||
Food, Beverage & Tobacco - 7.9% |
| |||||
28,208 |
Anhui Kouzi Distillery Co., Ltd. Class A | 202,208 | ||||
25,700 |
Chacha Food Co., Ltd. Class A | 213,329 | ||||
4,380 |
Foshan Haitian Flavouring & Food Co., Ltd. Class A | 94,069 | ||||
14,520 |
Wens Foodstuffs Group Co., Ltd. Class A | 49,438 | ||||
|
|
|||||
559,044 | ||||||
|
|
|||||
Household & Personal Products - 1.5% |
| |||||
23,800 |
Opple Lighting Co., Ltd. Class A | 102,281 | ||||
|
|
|||||
Insurance - 8.0% |
| |||||
51,600 |
Ping An Insurance Group Co., of China Ltd. Class A | 560,540 | ||||
|
|
|||||
Materials - 11.2% |
| |||||
101,500 |
China Jushi Co., Ltd. Class A | 201,096 | ||||
22,700 |
Chongqing Zaisheng Technology Co., Ltd. Class A | 53,274 | ||||
44,100 |
Lomon Billions Group Co., Ltd. Class A | 149,068 | ||||
34,900 |
Shandong Sinocera Functional Material Co., Ltd. Class A | 179,341 | ||||
5,660 |
Skshu Paint Co., Ltd. Class A | 123,924 | ||||
8,200 |
Wanhua Chemical Group Co., Ltd. Class A | 79,379 | ||||
|
|
|||||
786,082 | ||||||
|
|
|||||
Media & Entertainment - 1.4% |
| |||||
10,300 |
Mango Excellent Media Co., Ltd. Class A* | 100,542 | ||||
|
|
|||||
Pharmaceuticals, Biotechnology & Life Sciences - 5.1% |
| |||||
5,880 |
Jiangsu Hengrui Medicine Co., Ltd. Class A | 79,577 | ||||
25,889 |
Livzon Pharmaceutical Group, Inc. Class A | 202,221 | ||||
4,800 |
WuXi AppTec Co., Ltd. Class A | 77,744 | ||||
|
|
|||||
359,542 | ||||||
|
|
|||||
Real Estate - 2.8% |
| |||||
21,500 |
China Merchants Shekou Industrial Zone Holdings Co., Ltd. Class A | 52,520 | ||||
13,800 |
China Vanke Co., Ltd. Class A | 53,036 | ||||
39,600 |
Poly Developments and Holdings Group Co., Ltd. Class A | 88,381 | ||||
|
|
|||||
193,937 | ||||||
|
|
Hartford Schroders China A Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value |
|||||||
Software & Services - 0.9% |
| |||||||
16,600 |
Beijing Sinnet Technology Co., Ltd. Class A | $ | 62,272 | |||||
|
|
|||||||
Technology Hardware & Equipment - 16.9% |
| |||||||
15,200 | AVIC Jonhon OptronicTechnology Co., Ltd. Class A | 94,910 | ||||||
5,300 | Guangzhou Shiyuan Electronic Technology Co., Ltd. Class A | 78,886 | ||||||
4,800 | Quectel Wireless Solutions Co., Ltd. Class A | 135,694 | ||||||
36,900 | Shengyi Technology Co., Ltd. Class A | 152,240 | ||||||
25,600 | Shenzhen Sunlord Electronics Co., Ltd. Class A | 100,356 | ||||||
27,900 | Unisplendour Corp. Ltd. Class A* | 175,474 | ||||||
4,300 | Wuhan Raycus Fiber Laser Technologies Co., Ltd. Class A | 65,241 | ||||||
39,500 | WUS Printed Circuit Kunshan Co., Ltd. Class A | 136,061 | ||||||
17,300 | Wuxi Lead Intelligent Equipment Co., Ltd. Class A | 108,983 | ||||||
16,100 | Xiamen Faratronic Co., Ltd. Class A | 139,264 | ||||||
|
|
|||||||
1,187,109 | ||||||||
|
|
|||||||
Utilities - 0.9% |
| |||||||
55,100 | Shenzhen Gas Corp. Ltd. Class A | 61,529 | ||||||
|
|
|||||||
Total Common Stocks |
$ | 6,769,683 | ||||||
|
|
|||||||
Warrants - 3.8% |
||||||||
Consumer Durables & Apparel - 1.3% | ||||||||
1,663 |
Beijing Roborock Technology Co., Ltd.* | 93,113 | ||||||
|
|
|||||||
Materials - 1.6% |
||||||||
26,252 |
Chongqing Zaisheng Technology Corp. Ltd.* | 61,610 | ||||||
6,863 |
Jiangsu Cnano Technology Co., Ltd.* | 51,486 | ||||||
|
|
|||||||
113,096 | ||||||||
|
|
|||||||
Technology Hardware & Equipment - 0.9% | ||||||||
2,850 |
Gongniu Group Co., Ltd.* |
61,831 | ||||||
|
|
|||||||
Total Warrants |
$ | 268,040 | ||||||
|
|
|||||||
Total Long-Term Investments |
$ | 7,037,723 | ||||||
|
|
|||||||
Short-Term Investments - 0.7% |
||||||||
Other Investment Pools & Funds - 0.7% | ||||||||
52,492 |
Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(1) |
$ | 52,492 | |||||
|
|
|||||||
Total Short-Term Investments |
$ | 52,492 | ||||||
|
|
|||||||
Total Investments |
100.8% |
$ | 7,090,215 | |||||
Other Assets and Liabilities |
(0.8)% |
(59,080 | ) | |||||
|
|
|
||||||
Total Net Assets |
100.0% |
$ | 7,031,135 | |||||
|
|
|
Note: Percentage of investments as shown is the ratio of the total market value to total net assets.
Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.
The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.
Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poors.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
* | Non-income producing. |
(1) | Current yield as of period end. |
| For information regarding the Funds significant accounting policies, please refer to the Funds most recent shareholder report. |
Hartford Schroders China A Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Description | Total | Level 1 | Level 2 | Level 3(1) | ||||||||||||
Assets |
| |||||||||||||||
Common Stocks |
| |||||||||||||||
Automobiles & Components |
$ | 71,506 | $ | | $ | 71,506 | $ | | ||||||||
Banks |
368,861 | | 368,861 | | ||||||||||||
Capital Goods |
1,428,142 | | 1,428,142 | | ||||||||||||
Consumer Durables & Apparel |
690,797 | | 690,797 | | ||||||||||||
Diversified Financials |
237,499 | | 237,499 | | ||||||||||||
Food, Beverage & Tobacco |
559,044 | | 559,044 | | ||||||||||||
Household & Personal Products |
102,281 | | 102,281 | | ||||||||||||
Insurance |
560,540 | | 560,540 | | ||||||||||||
Materials |
786,082 | 53,274 | 732,808 | | ||||||||||||
Media & Entertainment |
100,542 | | 100,542 | | ||||||||||||
Pharmaceuticals, Biotechnology & Life Sciences |
359,542 | | 359,542 | | ||||||||||||
Real Estate |
193,937 | | 193,937 | | ||||||||||||
Software & Services |
62,272 | | 62,272 | | ||||||||||||
Technology Hardware & Equipment |
1,187,109 | | 1,187,109 | | ||||||||||||
Utilities |
61,529 | | 61,529 | | ||||||||||||
Warrants |
268,040 | 268,040 | | | ||||||||||||
Short-Term Investments |
52,492 | 52,492 | | | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Total |
$ | 7,090,215 | $ | 373,806 | $ | 6,716,409 | $ | | ||||||||
|
|
|
|
|
|
|
|
(1) | For the period ended July 31, 2020, there were no transfers in and out of Level 3. |
Hartford Schroders Emerging Markets Equity Fund
|
Schedule of Investments
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value |
|||||
Common Stocks - 97.4% | ||||||
Argentina - 0.7% |
| |||||
24,332 |
MercadoLibre, Inc.* | $ | 27,364,254 | |||
|
|
|||||
Brazil - 8.0% |
| |||||
2,234,473 |
B3 S.A. - Brasil Bolsa Balcao | 27,174,084 | ||||
3,160,472 |
Duratex S.A. | 9,754,263 | ||||
5,487,984 |
Equatorial Energia S.A. | 26,858,409 | ||||
12,529,844 |
Itau Unibanco Holding S.A. ADR | 63,902,204 | ||||
2,838,384 |
Klabin S.A. | 11,241,340 | ||||
2,832,295 |
Lojas Americanas S.A. | 18,514,394 | ||||
4,250,461 |
Lojas Renner S.A. | 33,512,851 | ||||
333,850 |
Pagseguro Digital Ltd. Class A* | 12,763,085 | ||||
2,092,665 |
Petroleo Brasileiro S.A. ADR | 18,143,406 | ||||
1,274,478 |
Raia Drogasil S.A. | 30,319,410 | ||||
2,451,460 |
Vale S.A. ADR | 28,534,994 | ||||
2,195,260 |
WEG S.A. | 28,342,633 | ||||
|
|
|||||
309,061,073 | ||||||
|
|
|||||
Chile - 0.5% |
| |||||
1,222,482 |
Banco Santander Chile ADR | 20,916,667 | ||||
|
|
|||||
China - 34.7% |
| |||||
150,582 |
51job, Inc. ADR* | 10,221,506 | ||||
1,056,685 |
Alibaba Group Holding Ltd. ADR* | 265,249,069 | ||||
2,656,000 |
Anhui Conch Cement Co., Ltd. Class H | 20,085,060 | ||||
3,723,000 |
Centre Testing International Group Co., Ltd. Class A | 12,477,326 | ||||
14,854,000 |
China Mengniu Dairy Co., Ltd. | 69,701,909 | ||||
4,579,600 |
China Pacific Insurance Group Co., Ltd. Class H | 13,269,029 | ||||
46,131,000 |
CNOOC Ltd. | 48,691,278 | ||||
1,655,700 |
ENN Energy Holdings Ltd. | 20,069,988 | ||||
9,304,853 |
Huayu Automotive Systems Co., Ltd. Class A | 27,955,926 | ||||
2,028,915 |
JD.com, Inc. ADR* | 129,424,488 | ||||
6,613,500 |
Li Ning Co., Ltd. | 21,316,672 | ||||
6,838,828 |
Midea Group Co., Ltd. Class A | 70,240,603 | ||||
227,431 |
New Oriental Education & Technology Group, Inc. ADR* | 31,885,826 | ||||
887,166 |
Oppein Home Group, Inc. Class A | 11,385,063 | ||||
9,244,000 |
Ping An Insurance Group Co., of China Ltd. Class H | 97,535,489 | ||||
3,571,400 |
Shenzhou International Group Holdings Ltd. | 42,659,391 | ||||
4,531,200 |
Tencent Holdings Ltd. | 310,831,956 | ||||
2,775,293 |
Tencent Music Entertainment Group ADR* | 44,793,229 | ||||
4,631,900 |
Weichai Power Co., Ltd. Class A | 10,746,033 | ||||
496,963 |
WuXi AppTec Co., Ltd. Class A | 8,049,104 | ||||
1,810,500 |
Wuxi Biologics Cayman, Inc.*(1) | 37,375,675 | ||||
404,332 |
Yum China Holdings, Inc. | 20,717,972 | ||||
1,755,787 |
Zhejiang Supor Co., Ltd. Class A | 21,340,642 | ||||
|
|
|||||
1,346,023,234 | ||||||
|
|
|||||
Colombia - 0.2% |
| |||||
219,473 |
Bancolombia S.A. ADR | 6,127,686 | ||||
|
|
|||||
Egypt - 0.2% |
| |||||
2,498,438 |
Commercial International Bank Egypt S.A.E. GDR | 9,634,059 | ||||
|
|
|||||
Greece - 0.2% |
| |||||
450,427 |
Hellenic Telecommunications Organization S.A. | 6,627,371 | ||||
|
|
|||||
Hong Kong - 4.0% |
| |||||
7,109,600 |
AIA Group Ltd. | 64,106,828 | ||||
5,727,500 |
China Mobile Ltd. | 39,096,687 | ||||
5,278,000 |
China Resources Beer Holdings Co., Ltd. | 36,703,171 | ||||
6,142,000 |
Hang Lung Properties Ltd. | 15,068,536 | ||||
|
|
|||||
154,975,222 | ||||||
|
|
|||||
Hungary - 1.2% |
| |||||
1,225,316 |
MOL Hungarian Oil & Gas plc* | 7,218,013 | ||||
519,858 |
OTP Bank Nyrt* | 18,619,689 |
Hartford Schroders Emerging Markets Equity Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value |
|||||||
901,783 |
Richter Gedeon Nyrt | $ | 20,864,848 | |||||
|
|
| ||||||
46,702,550 | ||||||||
|
|
| ||||||
India - 3.5% |
| |||||||
195,932 |
Avenue Supermarts Ltd.*(1) | 5,394,243 | ||||||
4,001,128 |
Bharti Airtel Ltd.* | 29,634,411 | ||||||
2,223,656 |
HDFC Bank Ltd. | 30,715,745 | ||||||
291,790 |
Hindustan Unilever Ltd. | 8,607,576 | ||||||
5,155,952 |
ICICI Bank Ltd.* | 23,993,944 | ||||||
1,211,880 |
Tata Consultancy Services Ltd. | 36,817,690 | ||||||
|
|
| ||||||
135,163,609 | ||||||||
|
|
| ||||||
Japan - 0.8% |
| |||||||
1,146,800 |
Nexon Co., Ltd. | 29,463,371 | ||||||
|
|
| ||||||
Kuwait - 0.5% |
| |||||||
7,179,977 |
National Bank of Kuwait SAKP | 18,793,481 | ||||||
|
|
| ||||||
Luxembourg - 0.2% |
| |||||||
657,852 |
Ternium S.A. ADR* | 9,479,647 | ||||||
|
|
| ||||||
Mexico - 0.8% |
| |||||||
518,050 |
Fomento Economico Mexicano S.A.B. de C.V. ADR | 31,865,256 | ||||||
|
|
| ||||||
Pakistan - 0.1% |
| |||||||
3,442,700 |
Habib Bank Ltd. | 2,527,466 | ||||||
2,668,800 |
United Bank Ltd. | 1,829,606 | ||||||
|
|
| ||||||
4,357,072 | ||||||||
|
|
| ||||||
Peru - 0.4% |
| |||||||
128,302 |
Credicorp Ltd. | 16,316,165 | ||||||
|
|
| ||||||
Poland - 0.4% |
| |||||||
466,062 |
KGHM Polska Miedz S.A.* | 15,690,367 | ||||||
83,844 |
Powszechny Zaklad Ubezpieczen S.A. | 604,393 | ||||||
|
|
| ||||||
16,294,760 | ||||||||
|
|
| ||||||
Russia - 7.7% |
| |||||||
9,033,184 |
Gazprom PJSC ADR | 43,667,541 | ||||||
561,260 |
LUKOIL PJSC ADR | 38,073,276 | ||||||
211,667 |
Magnit PJSC | 12,998,898 | ||||||
8,987,686 |
Moscow Exchange MICEX-RTS PJSC* | 16,108,081 | ||||||
255,089 |
Novatek PJSC GDR | 37,165,762 | ||||||
99,217 |
Polyus PJSC* | 22,668,718 | ||||||
114,708 |
Polyus PJSC GDR | 13,116,125 | ||||||
6,664,953 |
Sberbank of Russia PJSC ADR | 79,088,352 | ||||||
387,160 |
X5 Retail Group N.V. GDR | 14,530,096 | ||||||
357,490 |
Yandex N.V. Class A* | 20,569,975 | ||||||
|
|
| ||||||
297,986,824 | ||||||||
|
|
| ||||||
South Africa - 4.2% |
| |||||||
1,350,596 |
MultiChoice Group Ltd.* | 8,322,359 | ||||||
1,499,325 |
AVI Ltd. | 6,195,090 | ||||||
19,112,844 |
FirstRand Ltd. | 43,530,641 | ||||||
658,695 |
Foschini Group Ltd. | 2,702,540 | ||||||
1,157,236 |
Gold Fields Ltd. ADR | 15,148,219 | ||||||
2,209,619 |
Impala Platinum Holdings Ltd. | 19,725,315 | ||||||
382,172 |
Naspers Ltd. Class N | 69,536,664 | ||||||
|
|
| ||||||
165,160,828 | ||||||||
|
|
| ||||||
South Korea - 14.6% |
| |||||||
943,155 |
Hana Financial Group, Inc. | 23,404,589 | ||||||
237,566 |
Hyundai Mobis Co., Ltd. | 41,107,643 | ||||||
68,468 |
Korea Zinc Co., Ltd. | 23,808,219 | ||||||
75,435 |
LG Chem Ltd. | 36,121,268 | ||||||
183,810 |
LG Electronics, Inc. | 10,930,212 | ||||||
227,132 |
NAVER Corp. | 57,703,266 | ||||||
3,748,032 |
Samsung Electronics Co., Ltd. | 183,180,716 | ||||||
133,832 |
Samsung Fire & Marine Insurance Co., Ltd. | 19,263,752 | ||||||
152,068 |
Samsung SDI Co., Ltd. | 50,909,550 |
Hartford Schroders Emerging Markets Equity Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value |
|||||||||||
1,718,865 |
SK Hynix, Inc. |
|
$ | 120,348,477 | ||||||||
|
|
| ||||||||||
566,777,692 | ||||||||||||
|
|
| ||||||||||
Taiwan - 13.4% |
| |||||||||||
2,708,000 |
Accton Technology Corp. |
|
21,214,430 | |||||||||
9,725,036 |
ASE Technology Holding, Co., Ltd. |
|
24,915,265 | |||||||||
40,239,000 |
CTBC Financial Holding Co., Ltd. |
|
26,647,995 | |||||||||
7,598,000 |
Delta Electronics, Inc. |
|
51,935,829 | |||||||||
18,403,000 |
Hon Hai Precision Industry Co., Ltd. |
|
49,184,371 | |||||||||
1,623,000 |
MediaTek, Inc. |
|
38,754,082 | |||||||||
18,450,139 |
Taiwan Semiconductor Manufacturing Co., Ltd. |
|
268,515,897 | |||||||||
9,487,000 |
Uni-President Enterprises Corp. |
|
23,154,476 | |||||||||
3,156,000 |
Zhen Ding Technology Holding Ltd. |
|
14,549,466 | |||||||||
|
|
| ||||||||||
518,871,811 | ||||||||||||
|
|
| ||||||||||
Turkey - 0.8% |
| |||||||||||
1,964,749 |
BIM Birlesik Magazalar A.S. |
|
20,058,830 | |||||||||
4,189,442 |
KOC Holding A.S. |
|
9,709,889 | |||||||||
|
|
| ||||||||||
29,768,719 | ||||||||||||
|
|
| ||||||||||
United Arab Emirates - 0.3% |
| |||||||||||
16,238,514 |
Emaar Properties PJSC* |
|
11,484,259 | |||||||||
|
|
| ||||||||||
Total Common Stocks |
|
$ | 3,779,215,610 | |||||||||
|
|
| ||||||||||
Rights - 0.0% |
||||||||||||
South Africa - 0.0% |
|
|||||||||||
45,687 | Foschini Group Ltd. (The)* |
|
73,233 | |||||||||
|
|
| ||||||||||
Total Rights |
|
$ | 73,233 | |||||||||
|
|
| ||||||||||
Total Long-Term Investments |
|
$ | 3,779,288,843 | |||||||||
|
|
| ||||||||||
Short-Term Investments - 2.4% |
||||||||||||
Other Investment Pools & Funds - 2.4% |
|
|||||||||||
90,824,537 |
Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(2) |
|
$ | 90,824,537 | ||||||||
|
|
| ||||||||||
Securities Lending Collateral - 0.0% |
|
|||||||||||
61,562 | Citibank NA DDCA, 0.09%, 8/3/2020(2) |
|
61,562 | |||||||||
71,835 | Fidelity Investments Money Market Funds, Government Portfolio, |
|
71,835 | |||||||||
1,097,833 | Goldman Sachs Financial Square Funds, Government Fund, |
|
1,097,833 | |||||||||
|
|
| ||||||||||
1,231,230 | ||||||||||||
|
|
| ||||||||||
Total Short-Term Investments |
|
$ | 92,055,767 | |||||||||
|
|
| ||||||||||
Total Investments |
99.8% | $ | 3,871,344,610 | |||||||||
Other Assets and Liabilities |
0.2% | 9,394,113 | ||||||||||
|
|
|
|
| ||||||||
Total Net Assets |
100.0% | $ | 3,880,738,723 | |||||||||
|
|
|
|
|
Note: Percentage of investments as shown is the ratio of the total market value to total net assets.
Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange
The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
Hartford Schroders Emerging Markets Equity Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
* | Non-income producing. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At July 31, 2020, the aggregate value of these securities was $42,769,918, representing 1.1% of net assets. |
(2) | Current yield as of period end. |
| For information regarding the Funds significant accounting policies, please refer to the Funds most recent shareholder report. |
GLOSSARY: (abbreviations used in preceding Schedule of Investments) | ||
Other Abbreviations: |
||
ADR |
American Depositary Receipt | |
DDCA |
Dollars on Deposit in Custody Account | |
GDR |
Global Depositary Receipt | |
PJSC |
Private Joint Stock Company |
Hartford Schroders Emerging Markets Equity Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of July 31, 2020 in valuing the Funds investments.
Description | Total | Level 1 | Level 2 | Level 3(1) | ||||||||||||
Assets |
| |||||||||||||||
Common Stocks |
| |||||||||||||||
Argentina |
$ | 27,364,254 | $ | 27,364,254 | $ | | $ | | ||||||||
Brazil |
309,061,073 | 309,061,073 | | | ||||||||||||
Chile |
20,916,667 | 20,916,667 | | | ||||||||||||
China |
1,346,023,234 | 502,292,090 | 843,731,144 | | ||||||||||||
Colombia |
6,127,686 | 6,127,686 | | | ||||||||||||
Egypt |
9,634,059 | | 9,634,059 | | ||||||||||||
Greece |
6,627,371 | | 6,627,371 | | ||||||||||||
Hong Kong |
154,975,222 | | 154,975,222 | | ||||||||||||
Hungary |
46,702,550 | | 46,702,550 | | ||||||||||||
India |
135,163,609 | | 135,163,609 | | ||||||||||||
Japan |
29,463,371 | | 29,463,371 | | ||||||||||||
Kuwait |
18,793,481 | | 18,793,481 | | ||||||||||||
Luxembourg |
9,479,647 | 9,479,647 | | | ||||||||||||
Mexico |
31,865,256 | 31,865,256 | | | ||||||||||||
Pakistan |
4,357,072 | 2,527,466 | 1,829,606 | | ||||||||||||
Peru |
16,316,165 | 16,316,165 | | | ||||||||||||
Poland |
16,294,760 | | 16,294,760 | | ||||||||||||
Russia |
297,986,824 | 20,569,975 | 277,416,849 | | ||||||||||||
South Africa |
165,160,828 | 21,343,309 | 143,817,519 | | ||||||||||||
South Korea |
566,777,692 | | 566,777,692 | | ||||||||||||
Taiwan |
518,871,811 | | 518,871,811 | | ||||||||||||
Turkey |
29,768,719 | | 29,768,719 | | ||||||||||||
United Arab Emirates |
11,484,259 | | 11,484,259 | | ||||||||||||
Rights |
73,233 | 73,233 | | | ||||||||||||
Short-Term Investments |
92,055,767 | 92,055,767 | | | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Total |
$ | 3,871,344,610 | $ | 1,059,992,588 | $ | 2,811,352,022 | $ | | ||||||||
|
|
|
|
|
|
|
|
(1) | For the period ended July 31, 2020, there were no transfers in and out of Level 3. |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
|
Schedule of Investments
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value | |||||
Corporate Bonds - 46.2% |
||||||
Argentina - 2.3% |
||||||
$ 680,000 |
YPF Energia Electrica S.A. |
$ | 545,700 | |||
400,000 |
YPF S.A. |
324,004 | ||||
700,000 |
8.50%, 06/27/2029(1) |
558,526 | ||||
|
|
|||||
1,428,230 | ||||||
|
|
|||||
Austria - 0.4% |
||||||
230,000 |
Klabin Austria GmbH |
252,425 | ||||
|
|
|||||
Brazil - 0.4% |
||||||
210,000 |
Banco do Brasil S.A. |
227,010 | ||||
|
|
|||||
British Virgin Islands - 3.9% |
||||||
860,000 |
China Great Wall International Holdings Ltd. |
945,699 | ||||
285,000 |
China Railway Xunjie Co., Ltd. |
310,157 | ||||
410,000 |
Rongshi International Finance Ltd. |
452,193 | ||||
435,000 |
Sinopec Group Overseas Development Ltd. |
465,693 | ||||
200,000 |
3.50%, 05/03/2026(1) |
222,374 | ||||
|
|
|||||
2,396,116 | ||||||
|
|
|||||
Cayman Islands - 4.9% |
||||||
340,000 |
Baidu, Inc. |
375,734 | ||||
300,000 |
Central China Real Estate Ltd. |
301,953 | ||||
380,000 |
China Evergrande Group |
373,822 | ||||
290,000 |
CSCEC Finance Cayman Ltd. |
317,232 | ||||
370,000 |
CSN Islands Corp. |
342,250 | ||||
250,000 |
Powerlong Real Estate Holdings Ltd. |
254,072 | ||||
230,000 |
Ronshine China Holdings Ltd. |
239,556 | ||||
305,000 |
Tencent Holdings Ltd. |
340,255 | ||||
160,000 |
Vale Overseas Ltd. |
171,755 | ||||
300,000 |
Yuzhou Group Holdings Co., Ltd. |
293,191 | ||||
|
|
|||||
3,009,820 | ||||||
|
|
|||||
Chile - 3.0% |
||||||
290,000 |
AES Gener S.A. |
294,960 | ||||
210,000 |
Colbun S.A. |
216,825 | ||||
310,000 |
Corp. Nacional del Cobre de Chile |
382,339 | ||||
200,000 |
Empresa de Transporte de Pasajeros Metro S.A. |
248,100 | ||||
306,496 |
Empresa Electrica Cochrane S.p.A. |
314,541 |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value | |||||
$ 380,000 |
Engie Energia Chile S.A. |
$ | 405,270 | |||
|
|
|||||
1,862,035 | ||||||
|
|
|||||
Colombia - 1.0% |
||||||
Ecopetrol S.A. |
||||||
270,000 |
5.88%, 09/18/2023 |
297,337 | ||||
255,000 |
6.88%, 04/29/2030 |
307,275 | ||||
|
|
|||||
604,612 | ||||||
|
|
|||||
Hong Kong - 1.6% |
||||||
430,000 |
Beijing State-Owned Assets Management Hong Kong Co., Ltd. |
468,339 | ||||
260,000 |
CNAC HK Finbridge Co., Ltd. |
291,873 | ||||
230,000 |
Xiaomi Best Time International Ltd. |
237,593 | ||||
|
|
|||||
997,805 | ||||||
|
|
|||||
Indonesia - 5.1% |
||||||
465,000 |
ABM Investama Tbk PT |
297,600 | ||||
236,000 |
Bayan Resources Tbk PT |
226,375 | ||||
Indonesia Asahan Aluminium Persero PT |
||||||
280,000 |
5.45%, 05/15/2030(1) |
330,808 | ||||
200,000 |
5.80%, 05/15/2050(1) |
246,113 | ||||
250,000 |
6.76%, 11/15/2048(1) |
324,375 | ||||
270,000 |
Pelabuhan Indonesia PT |
302,400 | ||||
360,000 |
Pertamina Persero PT |
461,854 | ||||
Perusahaan Listrik Negara PT |
||||||
400,000 |
5.25%, 10/24/2042(1) |
479,000 | ||||
400,000 |
5.25%, 05/15/2047(1) |
480,500 | ||||
|
|
|||||
3,149,025 | ||||||
|
|
|||||
Kazakhstan - 1.2% |
||||||
560,000 |
KazMunayGas National Co. JSC |
747,600 | ||||
|
|
|||||
Luxembourg - 2.9% |
||||||
340,000 |
Atento Luxco 1 S.A. |
316,203 | ||||
280,000 |
Gazprom PJSC Via Gaz Capital S.A. |
311,511 | ||||
200,000 |
JSL Europe S.A. |
200,500 | ||||
390,000 |
Minerva Luxembourg S.A. |
406,575 | ||||
300,000 |
Ultrapar International S.A. |
301,941 | ||||
270,000 |
Unigel Luxembourg S.A. |
221,400 | ||||
|
|
|||||
1,758,130 | ||||||
|
|
|||||
Malaysia - 0.9% |
||||||
Petronas Capital Ltd. |
||||||
220,000 |
3.50%, 04/21/2030(1) |
249,702 | ||||
200,000 |
4.80%, 04/21/2060(1) |
300,486 | ||||
|
|
|||||
550,188 | ||||||
|
|
|||||
Mexico - 12.1% |
||||||
260,000 |
Alpha Holding S.A. de C.V. |
224,903 | ||||
500,000 |
BBVA Bancomer S.A. |
491,250 |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value | |||||||||||
$ | 228,000 | Cometa Energia S.A. de C.V. |
$ | 240,426 | ||||||||
390,000 | Credito Real S.A.B. de C.V. |
319,316 | ||||||||||
430,000 | Cydsa S.A.B. de C.V. |
435,814 | ||||||||||
710,000 | Docuformas SAPI de C.V. |
565,345 | ||||||||||
232,000 | Fomento Economico Mexicano S.A.B. de C.V. |
259,986 | ||||||||||
MXN | 36,010,000 | Grupo Televisa S.A.B. |
1,225,332 | |||||||||
$ | 200,000 | Infraestructura Energetica Nova S.A.B. de C.V. |
195,500 | |||||||||
271,616 | Mexico Generadora de Energia S de rl |
298,065 | ||||||||||
405,000 | Operadora de Servicios Mega S.A. de C.V. |
354,982 | ||||||||||
Petroleos Mexicanos |
||||||||||||
130,000 | 3.50%, 01/30/2023 |
125,710 | ||||||||||
285,000 | 6.49%, 01/23/2027(1) |
272,175 | ||||||||||
1,960,000 | 7.69%, 01/23/2050(1) |
1,723,428 | ||||||||||
350,000 | Sixsigma Networks Mexico S.A. de C.V. |
329,000 | ||||||||||
230,000 | Trust Fibra Uno |
232,875 | ||||||||||
220,000 | Unifin Financiera S.A.B. de C.V. |
166,650 | ||||||||||
|
|
|||||||||||
7,460,757 | ||||||||||||
|
|
|||||||||||
Mult - 0.8% |
||||||||||||
690,000 | Mongolian Mining Corp. / Energy Resources LLC |
487,059 | ||||||||||
|
|
|||||||||||
Netherlands - 1.5% |
||||||||||||
365,000 | Ajecorp B.V. |
361,350 | ||||||||||
330,000 | Braskem Netherlands Finance B.V. |
297,825 | ||||||||||
260,000 | Petrobras Global Finance B.V. |
289,380 | ||||||||||
|
|
|||||||||||
948,555 | ||||||||||||
|
|
|||||||||||
Panama - 0.6% |
||||||||||||
358,000 | Banistmo S.A. |
355,136 | ||||||||||
|
|
|||||||||||
Peru - 0.7% |
||||||||||||
300,000 | Banco Internacional del Peru SAA |
300,000 | ||||||||||
166,000 | Volcan Cia Minera SAA |
160,399 | ||||||||||
|
|
|||||||||||
460,399 | ||||||||||||
|
|
|||||||||||
South Korea - 0.3% |
||||||||||||
200,000 | Korea East-West Power Co., Ltd. |
207,319 | ||||||||||
|
|
|||||||||||
Spain - 0.8% |
||||||||||||
445,000 | AI Candelaria Spain SLU |
473,925 | ||||||||||
|
|
|||||||||||
Thailand - 0.6% |
||||||||||||
340,000 | Siam Commercial Bank PCL |
396,773 | ||||||||||
|
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value | |||||||||
Ukraine - 0.3% | ||||||||||
$ | 210,000 | VF Ukraine PAT via VFU Funding plc |
$ | 206,325 | ||||||
|
|
|||||||||
United Kingdom - 0.9% | ||||||||||
310,000 | Gazprom PJSC via Gaz Finance plc |
312,189 | ||||||||
250,000 | NAK Naftogaz Ukraine via Kondor Finance plc |
240,608 | ||||||||
|
|
|||||||||
552,797 | ||||||||||
|
|
|||||||||
Total Corporate Bonds |
$ | 28,532,041 | ||||||||
|
|
|||||||||
Foreign Government Obligations - 51.0% |
||||||||||
Argentina - 2.4% | ||||||||||
Provincia de Cordoba | ||||||||||
1,910,000 | 7.13%, 06/10/2021(1) |
1,289,632 | ||||||||
266,000 | 7.45%, 09/01/2024(1) |
172,448 | ||||||||
|
|
|||||||||
1,462,080 | ||||||||||
|
|
|||||||||
Azerbaijan - 0.5% | ||||||||||
Republic of Azerbaijan International Bond | ||||||||||
185,000 | 3.50%, 09/01/2032(1) |
184,112 | ||||||||
150,000 | 5.13%, 09/01/2029(1) |
160,332 | ||||||||
|
|
|||||||||
344,444 | ||||||||||
|
|
|||||||||
Bahrain - 0.7% | ||||||||||
390,000 | Bahrain Government International Bond |
446,628 | ||||||||
|
|
|||||||||
Brazil - 5.1% | ||||||||||
Brazil Notas do Tesouro Nacional | ||||||||||
BRL | 2,846,000 | 10.00%, 01/01/2025 |
648,145 | |||||||
5,258,000 | 10.00%, 01/01/2027 |
1,219,027 | ||||||||
Brazilian Government International Bond | ||||||||||
$ | 380,000 | 3.88%, 06/12/2030 |
387,224 | |||||||
200,000 | 4.50%, 05/30/2029 |
215,102 | ||||||||
BRL | 1,485,000 | 10.25%, 01/10/2028 |
340,449 | |||||||
$ | 338,777 | Prumo Participacoes e Investimentos S.A |
349,584 | |||||||
|
|
|||||||||
3,159,531 | ||||||||||
|
|
|||||||||
Cameroon - 0.9% | ||||||||||
500,000 | Republic of Cameroon International Bond |
530,134 | ||||||||
|
|
|||||||||
Chile - 0.5% | ||||||||||
270,000 | Chile Government International Bond |
328,860 | ||||||||
|
|
|||||||||
Colombia - 0.7% | ||||||||||
COP | 1,268,000,000 | Colombia Government International Bond |
429,659 | |||||||
|
|
|||||||||
Dominican Republic - 1.1% | ||||||||||
Dominican Republic International Bond | ||||||||||
$ | 160,000 | 4.50%, 01/30/2030(1) |
154,960 | |||||||
470,000 | 6.88%, 01/29/2026(1) |
517,940 | ||||||||
|
|
|||||||||
672,900 | ||||||||||
|
|
|||||||||
Egypt - 1.7% | ||||||||||
Egypt Government International Bond | ||||||||||
200,000 | 4.55%, 11/20/2023(1) |
198,750 | ||||||||
200,000 | 7.50%, 01/31/2027(1) |
208,969 | ||||||||
230,000 | 7.63%, 05/29/2032(1) |
224,871 | ||||||||
400,000 | 8.70%, 03/01/2049(1) |
395,657 | ||||||||
|
|
|||||||||
1,028,247 | ||||||||||
|
|
|||||||||
Ghana - 2.0% | ||||||||||
Ghana Government International Bond | ||||||||||
910,000 | 7.88%, 02/11/2035(1) |
805,714 |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value | |||||||||||
$ | 460,000 | 8.63%, 06/16/2049(1) |
$ | 407,100 | ||||||||
|
|
|||||||||||
1,212,814 | ||||||||||||
|
|
|||||||||||
Guatemala - 0.5% |
||||||||||||
290,000 | Guatemala Government Bond |
332,050 | ||||||||||
|
|
|||||||||||
Hungary - 1.5% |
||||||||||||
HUF | 101,330,000 | Hungary Government Bond |
373,224 | |||||||||
111,640,000 | 3.00%, 06/26/2024 |
409,422 | ||||||||||
37,380,000 | 3.00%, 10/27/2027 |
139,566 | ||||||||||
|
|
|||||||||||
922,212 | ||||||||||||
|
|
|||||||||||
Indonesia - 4.0% |
||||||||||||
Indonesia Treasury Bond |
||||||||||||
IDR | 4,563,000,000 | 7.00%, 05/15/2022 |
323,786 | |||||||||
4,168,000,000 | 7.00%, 05/15/2027 |
291,417 | ||||||||||
2,146,000,000 | 7.50%, 08/15/2032 |
149,147 | ||||||||||
6,143,000,000 | 8.25%, 06/15/2032 |
449,996 | ||||||||||
6,523,000,000 | 8.75%, 05/15/2031 |
498,250 | ||||||||||
9,581,000,000 | 9.00%, 03/15/2029 |
740,624 | ||||||||||
|
|
|||||||||||
2,453,220 | ||||||||||||
|
|
|||||||||||
Jamaica - 0.4% |
||||||||||||
$ | 210,000 | Jamaica Government International Bond |
243,705 | |||||||||
|
|
|||||||||||
Jordan - 0.3% |
||||||||||||
200,000 | Jordan Government International Bond |
202,582 | ||||||||||
|
|
|||||||||||
Kuwait - 0.4% |
||||||||||||
200,000 | Kuwait International Government Bond |
226,340 | ||||||||||
|
|
|||||||||||
Malaysia - 2.7% |
||||||||||||
Malaysia Government Bond |
||||||||||||
MYR | 1,510,000 | 3.48%, 06/14/2024 |
375,181 | |||||||||
4,930,000 | 3.90%, 11/30/2026 |
1,276,576 | ||||||||||
|
|
|||||||||||
1,651,757 | ||||||||||||
|
|
|||||||||||
Mexico - 2.9% |
||||||||||||
Mexican Bonos |
||||||||||||
MXN | 24,800,000 | 7.75%, 05/29/2031 |
1,275,526 | |||||||||
6,633,900 | 7.75%, 11/13/2042 |
332,187 | ||||||||||
$ | 132,000 | Mexico Government International Bond |
158,070 | |||||||||
|
|
|||||||||||
1,765,783 | ||||||||||||
|
|
|||||||||||
Panama - 1.4% |
||||||||||||
Panama Government International Bond |
||||||||||||
400,000 | 3.16%, 01/23/2030 |
448,000 | ||||||||||
320,000 | 3.87%, 07/23/2060 |
398,880 | ||||||||||
|
|
|||||||||||
846,880 | ||||||||||||
|
|
|||||||||||
Peru - 2.2% |
||||||||||||
PEN | 1,970,000 | Peru Government Bond |
705,711 | |||||||||
Peruvian Government International Bond |
||||||||||||
$ | 135,000 | 2.39%, 01/23/2026(2) |
143,505 | |||||||||
440,000 | 2.84%, 06/20/2030 |
493,460 | ||||||||||
|
|
|||||||||||
1,342,676 | ||||||||||||
|
|
|||||||||||
Philippines - 0.7% |
||||||||||||
375,000 | Philippine Government International Bond |
411,147 | ||||||||||
|
|
|||||||||||
Qatar - 1.9% |
||||||||||||
Qatar Government International Bond |
||||||||||||
220,000 | 3.25%, 06/02/2026(1) |
244,135 | ||||||||||
200,000 | 3.40%, 04/16/2025(1) |
220,572 |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Shares or Principal Amount |
Market Value | |||||||||||
$ | 200,000 | 3.75%, 04/16/2030(1) |
$ | 235,024 | ||||||||
320,000 | 5.10%, 04/23/2048(1) |
469,798 | ||||||||||
|
|
|||||||||||
1,169,529 | ||||||||||||
|
|
|||||||||||
Romania - 1.9% |
||||||||||||
Romania Government Bond |
||||||||||||
RON | 2,050,000 | 4.50%, 06/17/2024 |
513,842 | |||||||||
480,000 | 5.00%, 02/12/2029 |
125,118 | ||||||||||
Romanian Government International Bond |
||||||||||||
$ | 216,000 | 3.00%, 02/14/2031(1)(2) |
219,780 | |||||||||
312,000 | 4.00%, 02/14/2051(1)(2) |
326,929 | ||||||||||
|
|
|||||||||||
1,185,669 | ||||||||||||
|
|
|||||||||||
Russia - 5.0% |
||||||||||||
RUB | 145,090,000 | Russian Federal Bond - OFZ |
2,136,256 | |||||||||
Russian Foreign Bond - Eurobond |
||||||||||||
$ | 400,000 | 4.75%, 05/27/2026(1) |
461,620 | |||||||||
400,000 | 5.10%, 03/28/2035(1) |
499,744 | ||||||||||
|
|
|||||||||||
3,097,620 | ||||||||||||
|
|
|||||||||||
Saudi Arabia - 2.1% |
||||||||||||
Saudi Government International Bond |
||||||||||||
430,000 | 3.25%, 10/26/2026(1) |
471,835 | ||||||||||
670,000 | 4.50%, 10/26/2046(1) |
847,590 | ||||||||||
|
|
|||||||||||
1,319,425 | ||||||||||||
|
|
|||||||||||
South Africa - 2.3% |
||||||||||||
ZAR | 38,829,271 | Republic of South Africa Government Bond |
1,440,389 | |||||||||
|
|
|||||||||||
Thailand - 1.0% |
||||||||||||
THB | 19,270,000 | Thailand Government Bond |
624,390 | |||||||||
|
|
|||||||||||
Turkey - 1.9% |
||||||||||||
Turkey Government International Bond |
||||||||||||
$ | 200,000 | 5.75%, 05/11/2047 |
158,272 | |||||||||
150,000 | 7.38%, 02/05/2025 |
152,340 | ||||||||||
200,000 | 7.63%, 04/26/2029(2) |
202,650 | ||||||||||
657,000 | Turkiye Ihracat Kredi Bankasi AS |
668,826 | ||||||||||
|
|
|||||||||||
1,182,088 | ||||||||||||
|
|
|||||||||||
Ukraine - 1.3% |
||||||||||||
820,000 | Ukraine Government International Bond |
804,436 | ||||||||||
|
|
|||||||||||
United Arab Emirates - 1.0% |
||||||||||||
500,000 | Abu Dhabi Government International Bond |
633,120 | ||||||||||
|
|
|||||||||||
Total Foreign Government Obligations |
$ | 31,470,315 | ||||||||||
|
|
|||||||||||
Total Long-Term Investments |
$ | 60,002,356 | ||||||||||
|
|
|||||||||||
Short-Term Investments - 2.8% |
||||||||||||
Other Investment Pools & Funds - 0.4% |
||||||||||||
220,426 | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(6) |
$ | 220,426 | |||||||||
|
|
|||||||||||
Securities Lending Collateral - 2.4% |
||||||||||||
75,523 | Citibank NA DDCA, 0.09%, 8/3/2020(6) |
75,523 | ||||||||||
88,126 | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.09%(6) |
88,126 | ||||||||||
1,346,801 | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.13%(6) |
1,346,801 | ||||||||||
|
|
|||||||||||
1,510,450 | ||||||||||||
|
|
|||||||||||
Total Short-Term Investments |
$ | 1,730,876 | ||||||||||
|
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Market Value |
||||||||||
Total Investments |
100.0 | % | $ | 61,733,232 | ||||||
Other Assets and Liabilities | 0.0 | % | (13,958 | ) | ||||||
|
|
|
|
|
||||||
Total Net Assets | 100.0 | % | $ | 61,719,274 | ||||||
|
|
|
|
|
Note: Percentage of investments as shown is the ratio of the total market value to total net assets.
Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.
The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At July 31, 2020, the aggregate value of these securities was $33,205,055, representing 53.8% of net assets. |
(2) | Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information. |
(3) | Security is exempt from registration under Regulation S under the Securities Act of 1933, which exempts from registration securities offered and sold outside of the United States. Security may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act of 1933. At July 31, 2020, the aggregate value of these securities was $5,185,689, representing 8.4% of net assets. |
(4) | Perpetual maturity security. Maturity date shown is the next call date or final legal maturity date, whichever comes first. |
(5) | Fixed to variable rate investment. The rate shown reflects the fixed rate in effect at July 31, 2020. Rate will reset at a future date. Base lending rates may be subject to a floor or cap. |
(6) | Current yield as of period end. |
OTC Credit Default Swap Contracts Outstanding at July 31, 2020 | ||||||||||||||||||||||||||||||||||
Reference Entity | Counter- party |
Notional Amount (a) |
(Pay)/Receive Fixed Rate |
Expiration Date |
Periodic Payment Frequency |
Upfront Premiums Paid |
Upfront Premiums Received |
Market Value |
Unrealized Appreciation/ (Depreciation) |
|||||||||||||||||||||||||
Credit default swaps on single-name issues: |
| |||||||||||||||||||||||||||||||||
Buy protection: |
| |||||||||||||||||||||||||||||||||
Colombia Government International Bond |
CBK | USD | 620,000 | (1.00%) | 06/20/25 | Quarterly | $ | 10,231 | $ | | $ | 7,692 | $ | (2,539) | ||||||||||||||||||||
Mexico Government International Bond |
MSC | USD | 600,000 | (1.00%) | 06/20/25 | Quarterly | 45,465 | | 11,465 | (34,000) | ||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||
Total |
$ | 55,696 | $ | | $ | 19,157 | $ | (36,539) | ||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||
Credit default swaps on single-name issues: |
| |||||||||||||||||||||||||||||||||
Sell protection: |
| |||||||||||||||||||||||||||||||||
Petroleo Brasileiro S.A. - Petrobras |
JPM | USD | 3,200,000 | 1.00% | 12/20/24 | Quarterly | $ | | $ | (85,334 | ) | $ | (260,988 | ) | $ | (175,654) | ||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||
Total OTC credit default swap contracts |
$ | 55,696 | $ | (85,334 | ) | $ | (241,831 | ) | $ | (212,193) | ||||||||||||||||||||||||
|
|
|
|
|
|
|
|
(a) | The maximum potential amount the Fund could be required to pay as a seller of credit protection or receive as a buyer of credit protection if a credit event occurs as defined under the terms of that particular swap agreement. |
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
|
Schedule of Investments (continued)
July 31, 2020 (Unaudited)
Foreign Currency Contracts Outstanding at July 31, 2020 |
| |||||||||||||||||||||||||