The Hartford Growth Opportunities Fund

 

  Schedule of Investments

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount    Market Value  
 

Common Stocks - 94.0%

  
   Automobiles & Components - 1.6%

 

  32,082      Tesla, Inc.*    $   45,901,642  
  412,895      Thor Industries, Inc.          47,065,901  
     

 

 

 
            92,967,543  
     

 

 

 
   Capital Goods - 1.9%   
  713,242      Fortive Corp.          50,062,456  
  591,286      Trane Technologies plc          66,147,165  
     

 

 

 
            116,209,621  
     

 

 

 
   Commercial & Professional Services - 3.0%   
  588,141      Copart, Inc.*          54,844,148  
  146,614      CoStar Group, Inc.*          124,586,713  
     

 

 

 
            179,430,861  
     

 

 

 
   Consumer Durables & Apparel - 2.3%   
              1,210,157      Peloton Interactive, Inc. Class A*          82,556,911  
  551,840      Polaris, Inc.          57,187,179  
     

 

 

 
            139,744,090  
     

 

 

 
   Consumer Services - 2.5%   
  1,989,401      Aramark          42,016,149  
  1,501,787      DraftKings, Inc.(1)(2)          49,003,310  
  25,527      DraftKings, Inc. Class A*          851,964  
  284,402      Vail Resorts, Inc.          54,613,716  
     

 

 

 
            146,485,139  
     

 

 

 
   Diversified Financials - 0.9%   
  975,537      Blackstone Group, Inc. Class A          51,976,611  
     

 

 

 
     
   Food, Beverage & Tobacco - 3.2%

 

  580,750      Constellation Brands, Inc. Class A          103,489,650  
  1,087,780      Monster Beverage Corp.*          85,368,974  
     

 

 

 
            188,858,624  
     

 

 

 
   Health Care Equipment & Services - 9.1%   
  265,797      ABIOMED, Inc.*          79,723,152  
  196,289      Align Technology, Inc.*          57,673,634  
  458,674      Danaher Corp.          93,477,761  
  174,852      DexCom, Inc.*          76,155,040  
  507,095      Insulet Corp.*          103,122,839  
  123,475      Intuitive Surgical, Inc.*          84,634,704  
  574,058      Novocure Ltd.*          43,507,856  
     

 

 

 
            538,294,986  
     

 

 

 
   Media & Entertainment - 8.5%   
  553,540      Facebook, Inc. Class A*          140,416,492  
  233,188      Live Nation Entertainment, Inc.*          10,915,530  
  880,360      Match Group, Inc.*          90,412,972  
  121,120      Netflix, Inc.*          59,213,146  
  2,319,948      Snap, Inc. Class A*          52,013,234  
  390,429      Spotify Technology S.A.*          100,660,405  
  416,879      Walt Disney Co.          48,749,830  
     

 

 

 
            502,381,609  
     

 

 

 
   Pharmaceuticals, Biotechnology & Life Sciences - 7.9%   
  160,971      Argenx SE ADR*          37,044,256  
  161,306      Ascendis Pharma A/S ADR*          22,197,319  
  997,717      AstraZeneca plc ADR          55,652,654  
  102,819      Biogen, Inc.*          28,243,351  
  2,039,339      Elanco Animal Health, Inc.*          48,189,581  
  894,829      Exact Sciences Corp.*          84,785,048  
  312,516      Galapagos N.V.*          58,040,653  
  16,322      Galapagos N.V. ADR*(3)          3,005,533  
  118,207      Reata Pharmaceuticals, Inc. Class A*          17,459,174  


 

  The Hartford Growth Opportunities Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount    Market Value  
  275,093      Thermo Fisher Scientific, Inc.    $   113,874,747  
     

 

 

 
            468,492,316  
     

 

 

 
   Real Estate - 0.0%

 

  29,564      We Co. Class A(1)(2)(4)          149,594  
     

 

 

 
   Retailing - 13.6%

 

  149,991      Amazon.com, Inc.*          474,673,518  
  48,583      Booking Holdings, Inc.*          80,751,262  
  123,196      JAND, Inc. Class A(1)(2)(4)          2,137,451  
  860,862      Lowe’s Cos., Inc.          128,190,960  
              2,193,881      TJX Cos., Inc.          114,059,873  
  171,581      Tory Burch LLC(1)(2)(4)          6,530,372  
     

 

 

 
            806,343,436  
     

 

 

 
   Semiconductors & Semiconductor Equipment - 8.0%

 

  2,029,967      Advanced Micro Devices, Inc.*          157,180,345  
  2,335,383      Marvell Technology Group Ltd.          85,171,418  
  550,393      NVIDIA Corp.          233,691,364  
     

 

 

 
            476,043,127  
     

 

 

 
   Software & Services - 19.5%

 

  876,554      2U, Inc.*          41,281,311  
  108,769      Fair Isaac Corp.*          47,770,257  
  1,016,049      GoDaddy, Inc. Class A*          71,407,924  
  710,175      Guidewire Software, Inc.*          83,559,190  
  366,147      Leidos Holdings, Inc.          34,842,548  
  31,114      Paycom Software, Inc.*          8,847,888  
  1,203,737      PayPal Holdings, Inc.*          236,016,714  
  95,510      RingCentral, Inc. Class A*          27,723,688  
  158,721      ServiceNow, Inc.*          69,710,263  
  780,622      Splunk, Inc.*          163,790,108  
  1,538,335      Square, Inc. Class A*          199,752,800  
  933,808      Workday, Inc. Class A*          168,944,543  
     

 

 

 
            1,153,647,234  
     

 

 

 
   Technology Hardware & Equipment - 10.3%

 

  1,440,156      Apple, Inc.          612,123,906  
     

 

 

 
   Telecommunication Services - 0.9%

 

  4,762,681      Churchill Capital Corp. Class A*(3)          49,341,375  
  569,183      Digital Landscape Group, Inc.*          4,285,948  
     

 

 

 
            53,627,323  
     

 

 

 
   Transportation - 0.8%

 

  1,509,637      Uber Technologies, Inc.*          45,681,616  
     

 

 

 
  

Total Common Stocks
(cost $3,808,839,341)

   $   5,572,457,636  
     

 

 

 
 

Exchange-Traded Funds - 0.7%

  
   Other Investment Pools & Funds - 0.7%

 

  183,990      iShares Russell 1000 Growth ETF          38,063,851  
     

 

 

 
  

Total Exchange-Traded Funds
(cost $34,157,087)

   $   38,063,851  
     

 

 

 
 

Convertible Preferred Stocks - 1.6%

  
   Commercial & Professional Services - 0.1%

 

  470,535      Rubicon Global Holdings LLC Series C(1)(2)(4)          7,966,158  
     

 

 

 
   Real Estate - 0.1%

 

  404,267      We Co. Series D1(1)(2)(4)          3,165,411  
  317,638      We Co. Series D2(1)(2)(4)          2,487,105  
     

 

 

 
            5,652,516  
     

 

 

 
   Retailing - 0.9%

 

  4,434,460      Coupang LLC (1)(2)(4)          35,963,471  
  272,032      Honest Co., Inc. Series C(1)(2)(4)          9,507,518  
  275,096      JAND, Inc. Series D(1)(2)(4)          4,918,716  
     

 

 

 
            50,389,705  
     

 

 

 


 

  The Hartford Growth Opportunities Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount           Market Value  
   Software & Services - 0.5%      
  5,668,755      Essence Group Holdings Corp. Series 3(1)(2)(4)       $   13,605,012  
  743,470      Lookout, Inc. Series F(1)(2)(4)             6,326,930  
              1,078,374      MarkLogic Corp. Series F(1)(2)(4)             10,018,094  
        

 

 

 
               29,950,036  
        

 

 

 
  

Total Convertible Preferred Stocks
(cost $75,631,055)

      $   93,958,415  
        

 

 

 
 

Escrows - 0.0%(5)

     
   Consumer Durables & Apparel - 0.0%      
  923,832      One Kings Lane, Inc.(1)(2)(4)             147,813  
        

 

 

 
   Software & Services - 0.0%      
  566,228      Veracode, Inc.(1)(2)(4)             308,028  
        

 

 

 
  

Total Escrows
(cost $—)

      $   455,841  
        

 

 

 
 

Warrants - 0.0%

     
   Consumer Services - 0.0%      
  10,530      DraftKings, Inc. Expires 04/23/2025(1)(2)             225,237  
        

 

 

 
   Diversified Financials - 0.0%      
  1,609,100      Digital Landscape Group, Inc. Expires 2/10/23*             241,365  
        

 

 

 
  

Total Warrants
(cost $16,091)

      $   466,602  
        

 

 

 
  

Total Long-Term Investments
(cost $3,918,643,574)

      $   5,705,402,345  
        

 

 

 
 

Short-Term Investments - 1.8%

     
   Repurchase Agreements - 1.7%      
  104,224,065     

Fixed Income Clearing Corp. Repurchase Agreement dated 07/31/2020 at 0.070%, due on 08/03/2020 with a maturity value of $104,224,673; collateralized by U.S. Treasury Note at 1.375%, maturing 08/31/2026, with a market value of $12,739,448 and U.S. Treasury Note at 2.625%, maturing 01/31/2026, with a market value of $22,539,840 and U.S. Treasury Note at 2.625%, maturing 12/31/2025, with a market value of $71,029,328

      $   104,224,065  
        

 

 

 
   Securities Lending Collateral - 0.1%      
  300,207      Citibank NA DDCA, 0.09%, 8/3/2020(6)             300,207  
  350,308      Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.08%(6)             350,308  
  5,353,628      Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.13%(6)             5,353,628  
        

 

 

 
               6,004,143  
        

 

 

 
  

Total Short-Term Investments
(cost $110,228,208)

      $   110,228,208  
        

 

 

 
  

Total Investments
(cost $4,028,871,782)

     98.1%      $   5,815,630,553  
  

Other Assets and Liabilities

     1.9%            109,851,636  
     

 

 

    

 

 

 
  

Total Net Assets

     100.0%      $   5,925,482,189  
     

 

 

    

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.


 

  The Hartford Growth Opportunities Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

*

Non-income producing.

(1)

Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $152,460,220 or 2.6% of net assets.

 

          Period Acquired     

Security Name

     Shares/Par Value        Base Total Cost        Base Market Value  
          11/2014     

Coupang LLC Convertible Preferred

     4,434,460      $   13,805,010      $   35,963,471  
          02/2014     

DraftKings, Inc.

     1,501,787            6,038,788            49,003,310  
          12/2014     

DraftKings, Inc. Warrants

     10,530            —            225,237  
          05/2014     

Essence Group Holdings Corp. Series 3 Convertible Preferred

     5,668,755            8,964,002            13,605,012  
          08/2014     

Honest Co., Inc. Series C Convertible Preferred

     272,032            7,360,452          9,507,518  
          04/2015     

JAND, Inc. Class A

     123,196            1,414,943            2,137,451  
          04/2015     

JAND, Inc. Series D Convertible Preferred

     275,096            3,159,560            4,918,716  
          07/2014     

Lookout, Inc. Series F Convertible Preferred

     743,470            8,492,732            6,326,930  
          04/2015     

MarkLogic Corp. Series F Convertible Preferred

     1,078,374            12,524,451            10,018,094  
          08/2014     

One Kings Lane, Inc.

     923,832            —            147,813  
          09/2015     

Rubicon Global Holdings LLC Series C Convertible Preferred

     470,535            9,392,114            7,966,158  
          11/2013     

Tory Burch LLC

     171,581            13,447,917            6,530,372  
          08/2014     

Veracode, Inc.

     566,228            —            308,028  
          12/2014     

We Co. Class A

     29,564            492,275            149,594  
          12/2014     

We Co. Series D1 Convertible Preferred

     404,267            6,731,515            3,165,411  
          12/2014     

We Co. Series D2 Convertible Preferred

     317,638            5,289,041            2,487,105  
        

 

 

    

 

 

 
         $   97,112,800      $   152,460,220  
        

 

 

    

 

 

 

 

(2)

These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At July 31, 2020, the aggregate fair value of these securities was $152,460,220, which represented 2.6% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors.

(3)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(4)

Investment valued using significant unobservable inputs.

(5)

Share amount represents shares of the issuer previously held that resulted in receipt of the escrow.

(6)

Current yield as of period end.

 

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

  

Other Abbreviations:

  

ADR

   American Depositary Receipt   

DDCA

   Dollars on Deposit in Custody Account   

ETF

   Exchange-Traded Fund   


 

  The Hartford Growth Opportunities Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2020 in valuing the Fund’s investments.

 

Description     Total       Level 1       Level 2       Level 3(1)  

Assets

 

Common Stocks

 

Automobiles & Components

   $ 92,967,543      $ 92,967,543      $      $  

Capital Goods

     116,209,621        116,209,621                

Commercial & Professional Services

     179,430,861        179,430,861                

Consumer Durables & Apparel

     139,744,090        139,744,090                

Consumer Services

     146,485,139        97,481,829        49,003,310         

Diversified Financials

     51,976,611        51,976,611                

Food, Beverage & Tobacco

     188,858,624        188,858,624                

Health Care Equipment & Services

     538,294,986        538,294,986                

Media & Entertainment

     502,381,609        502,381,609                

Pharmaceuticals, Biotechnology & Life Sciences

     468,492,316        410,451,663        58,040,653         

Real Estate

     149,594                      149,594  

Retailing

     806,343,436        797,675,613               8,667,823  

Semiconductors & Semiconductor Equipment

     476,043,127        476,043,127                

Software & Services

     1,153,647,234        1,153,647,234                

Technology Hardware & Equipment

     612,123,906        612,123,906                

Telecommunication Services

     53,627,323        53,627,323                

Transportation

     45,681,616        45,681,616                

Exchange-Traded Funds

     38,063,851        38,063,851                

Convertible Preferred Stocks

     93,958,415                      93,958,415  

Escrows

     455,841                      455,841  

Warrants

     466,602        241,365        225,237         

Short-Term Investments

     110,228,208        6,004,143        104,224,065         
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $   5,815,630,553      $   5,500,905,615      $   211,493,265      $   103,231,673  
  

 

 

    

 

 

    

 

 

    

 

 

 

 

(1)

For the period ended July 31, 2020, investments valued at $7,040,846 were transferred out of Level 3 due to the initiation of a vendor providing prices that are based on market activity which has been determined to be significant observable input and there were no transfers in to Level 3.

The following is a rollforward of the Fund’s investments that were valued using unobservable inputs (Level 3) for the period ended July 31, 2020:

 

     Common Stocks    

Convertible

Preferred Stocks

     Escrows             Total  

Beginning balance

   $ 81,651,451     $     86,994,121      $     576,266     $   169,221,838  

Purchases

     -       -        -       -  

Sales

     (56,946,138     -        (193,442     (57,139,580

Total realized gain/(loss)

     9,576,536       -        193,442       9,769,978  

Net change in unrealized appreciation/(depreciation)

     (18,423,586     6,964,294        (120,425     (11,579,717

Transfers out of Level 3

     (7,040,846     -        -       (7,040,846

Ending balance

   $ 8,817,417     $     93,958,415      $ 455,841     $ 103,231,673  

The change in net unrealized appreciation/depreciation relating to the Level 3 investments held at July 31, 2020 was $4,627,646


 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

   Market Value  

Common Stocks - 99.9%

 

     Automobiles & Components - 1.7%

 

81,732

     Fox Factory Holding Corp.*    $ 7,274,148  

73,687

     Thor Industries, Inc.      8,399,581  
       

 

 

 
          15,673,729  
       

 

 

 
     Banks - 2.5%

 

169,470

     First Hawaiian, Inc.      2,945,389  

598,328

     MGIC Investment Corp.      4,948,172  

321,428

     Sterling Bancorp      3,616,065  

167,551

     Synovus Financial Corp.      3,376,153  

196,272

     Triumph Bancorp, Inc.*      5,142,326  

93,963

     Western Alliance Bancorp      3,377,970  
       

 

 

 
          23,406,075  
       

 

 

 
     Capital Goods - 10.8%

 

169,762

     Aerojet Rocketdyne Holdings, Inc.*      7,002,682  

143,711

     Altra Industrial Motion Corp.      4,919,228  

132,351

     Applied Industrial Technologies, Inc.      8,353,995  

50,294

     Armstrong World Industries, Inc.      3,582,945  

49,337

     Axon Enterprise, Inc.*      4,101,385  

116,023

     BWX Technologies, Inc.      6,325,574  

45,446

     Curtiss-Wright Corp.      4,050,147  

81,679

     EnerSys      5,493,730  

96,872

     Hexcel Corp.      3,613,326  

111,879

     ITT, Inc.      6,458,775  

99,226

     John Bean Technologies Corp.      9,303,430  

69,617

     Mercury Systems, Inc.*      5,390,444  

131,722

     Patrick Industries, Inc.      8,423,622  

216,026

     Rexnord Corp.      6,258,273  

167,454

     SPX Corp.*      7,033,068  

136,828

     SPX FLOW, Inc.*      5,484,066  

34,650

     Trex Co., Inc.*      4,827,784  
       

 

 

 
          100,622,474  
       

 

 

 
     Commercial & Professional Services - 3.8%

 

118,210

     ASGN, Inc.*      8,092,657  

89,884

     Clean Harbors, Inc.*      5,357,086  

114,796

     Exponent, Inc.      9,649,752  

78,061

     Insperity, Inc.      5,219,158  

79,829

     Tetra Tech, Inc.      7,076,841  
       

 

 

 
          35,395,494  
       

 

 

 
     Consumer Durables & Apparel - 6.7%

 

51,429

     Carter’s, Inc.      4,048,491  

47,315

     Deckers Outdoor Corp.*      9,900,664  

106,704

     PVH Corp.      5,192,217  

228,774

     Smith & Wesson Brands, Inc.*      5,465,411  

251,754

     Steven Madden Ltd.      5,332,150  

90,448

     TopBuild Corp.*      11,931,900  

558,993

     Under Armour, Inc. Class C*      5,304,843  

247,851

     Wolverine World Wide, Inc.      5,958,338  

186,044

     YETI Holdings, Inc.*      9,095,691  
       

 

 

 
          62,229,705  
       

 

 

 
     Consumer Services - 3.2%

 

63,836

     Churchill Downs, Inc.      8,842,563  

65,303

     Dunkin’ Brands Group, Inc.      4,488,275  

206,259

     Penn National Gaming, Inc.*      6,981,867  

62,481

     Wingstop, Inc.      9,762,656  
       

 

 

 
          30,075,361  
       

 

 

 
     Diversified Financials - 1.4%

 

137,121

     OneMain Holdings, Inc.      3,935,372  

650,214

     SLM Corp.      4,401,949  


 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

   Market Value  

93,006

     Stifel Financial Corp.    $ 4,508,931  
       

 

 

 
          12,846,252  
       

 

 

 
     Food & Staples Retailing - 0.7%

 

241,860

     Performance Food Group Co.*      6,776,917  
       

 

 

 
     Food, Beverage & Tobacco - 2.7%

 

5,509

     Boston Beer Co., Inc. Class A*      4,464,714  

92,113

     Freshpet, Inc.*      8,847,454  

475,561

     Hostess Brands, Inc.*      6,030,113  

252,733

     Simply Good Foods Co.*      6,075,701  
       

 

 

 
          25,417,982  
       

 

 

 
     Health Care Equipment & Services - 12.5%

 

54,364

     Addus HomeCare Corp.*      5,241,233  

24,588

     Amedisys, Inc.*      5,757,526  

119,664

     AtriCure, Inc.*      4,883,488  

111,434

     Cardiovascular Systems, Inc.*      3,396,508  

159,938

     Globus Medical, Inc. Class A*      7,705,813  

154,968

     Health Catalyst, Inc.      5,408,383  

249,637

     HMS Holdings Corp.*      8,113,203  

14,006

     ICU Medical, Inc.*      2,573,322  

106,389

     Integer Holdings Corp.*      6,997,205  

115,828

     Integra LifeSciences Holdings Corp.*      5,530,787  

41,127

     iRhythm Technologies, Inc.*      5,119,489  

9,400

     iTeos Therapeutics, Inc.*      184,992  

53,856

     LHC Group, Inc.*      10,507,844  

88,923

     NuVasive, Inc.*      5,081,060  

155,713

     Omnicell, Inc.*      10,945,067  

241,644

     OraSure Technologies, Inc.*      4,385,839  

81,614

     Providence Service Corp.*      6,611,550  

623,929

     R1 RCM, Inc.*      8,529,110  

87,305

     Tandem Diabetes Care, Inc.*      9,119,880  
       

 

 

 
          116,092,299  
       

 

 

 
     Household & Personal Products - 0.6%

 

263,501

     BellRing Brands, Inc. Class A*      5,235,765  
       

 

 

 
     Insurance - 1.5%

 

161,059

     James River Group Holdings Ltd.      7,460,253  

80,430

     Kemper Corp.      6,315,364  
       

 

 

 
          13,775,617  
       

 

 

 
     Materials - 3.4%

 

217,588

     Axalta Coating Systems Ltd.*      4,830,454  

155,348

     Boise Cascade Co.      7,237,663  

430,860

     Graphic Packaging Holding Co.      6,006,188  

89,260

     Ingevity Corp.*      5,219,925  

253,657

     Louisiana-Pacific Corp.      8,033,317  
       

 

 

 
          31,327,547  
       

 

 

 
     Media & Entertainment - 1.2%

 

113,690

     Cardlytics, Inc.*      7,551,290  

119,878

     Cargurus, Inc.*      3,463,275  
       

 

 

 
          11,014,565  
       

 

 

 
     Pharmaceuticals, Biotechnology & Life Sciences - 20.2%

 

181,109

     Adverum Biotechnologies, Inc.*      3,037,198  

406,380

     Akebia Therapeutics, Inc.*      4,539,265  

15,100

     Akero Therapeutics, Inc.*      530,161  

19,000

     Akouos, Inc.*      371,450  

73,998

     Allakos, Inc.*(1)      5,555,030  

454,323

     Amicus Therapeutics, Inc.*      6,564,967  

159,950

     Apellis Pharmaceuticals, Inc.*      4,141,105  

38,947

     Arena Pharmaceuticals, Inc.*      2,390,956  

58,353

     Arrowhead Pharmaceuticals, Inc.*      2,513,264  

96,220

     Biohaven Pharmaceutical Holding Co., Ltd.*      6,161,929  

108,999

     ChemoCentryx, Inc.*      5,745,337  

132,733

     Constellation Pharmaceuticals, Inc.*      3,569,190  


 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

   Market Value  

203,428

     Cytokinetics, Inc.*    $ 4,398,113  

203,490

     Dicerna Pharmaceuticals, Inc.*      4,375,035  

64,303

     Emergent BioSolutions, Inc.*      7,153,066  

36,600

     Forma Therapeutics Holdings, Inc.*      1,279,536  

33,900

     Generation Bio Co.*      665,796  

273,963

     Heron Therapeutics, Inc.*      4,462,857  

177,997

     Homology Medicines, Inc.*      2,340,661  

620,876

     ImmunoGen, Inc.*      2,551,800  

261,573

     Karyopharm Therapeutics, Inc.*      4,198,247  

81,891

     Kodiak Sciences, Inc.*      3,794,010  

31,941

     Madrigal Pharmaceuticals, Inc.*      3,277,466  

173,742

     Mersana Therapeutics, Inc.*      3,453,991  

66,051

     Mirati Therapeutics, Inc.*      8,012,647  

215,555

     Momenta Pharmaceuticals, Inc.*      6,356,717  

80,149

     MyoKardia, Inc.*      7,223,829  

154,689

     NanoString Technologies, Inc.*      5,585,820  

17,665

     Novavax, Inc.*      2,527,861  

37,400

     Nurix Therapeutics, Inc.*      725,186  

38,432

     Oyster Point Pharma, Inc.*      859,724  

82,582

     Pacira BioSciences, Inc.*      4,344,639  

74,437

     Principia Biopharma, Inc.*      6,222,933  

133,447

     PTC Therapeutics, Inc.*      6,182,600  

206,281

     Radius Health, Inc.*      2,588,827  

128,195

     RAPT Therapeutics, Inc.*      2,769,012  

23,529

     Reata Pharmaceuticals, Inc. Class A*      3,475,233  

38,111

     Repligen Corp.*      5,751,331  

182,218

     Revance Therapeutics, Inc.*      4,278,479  

170,048

     Rhythm Pharmaceuticals, Inc.*      3,268,323  

240,083

     TG Therapeutics, Inc.*      4,700,825  

206,181

     Theravance Biopharma, Inc.*      4,004,035  

141,752

     Tricida, Inc.*      1,896,642  

79,184

     Turning Point Therapeutics, Inc.*      4,690,068  

59,115

     Ultragenyx Pharmaceutical, Inc.*      4,620,428  

174,895

     Veracyte, Inc.*      6,238,505  

127,393

     Y-mAbs Therapeutics, Inc.*      4,475,316  
       

 

 

 
          187,869,410  
       

 

 

 
     Real Estate - 2.9%

 

218,394

     Columbia Property Trust, Inc. REIT      2,611,992  

43,588

     Coresite Realty Corp. REIT      5,625,032  

168,902

     Corporate Office Properties Trust REIT      4,472,525  

254,232

     Essential Properties Realty Trust, Inc. REIT      4,093,135  

414,998

     Independence Realty Trust, Inc. REIT      4,772,477  

41,536

     PS Business Parks, Inc. REIT      5,729,891  
       

 

 

 
          27,305,052  
       

 

 

 
     Retailing - 1.5%

 

126,424

     Floor & Decor Holdings, Inc. Class A*      8,331,342  

185,283

     Foot Locker, Inc.      5,445,467  
       

 

 

 
          13,776,809  
       

 

 

 
     Semiconductors & Semiconductor Equipment - 4.8%

 

150,709

     Axcelis Technologies, Inc.*      4,433,859  

84,138

     Cirrus Logic, Inc.*      5,765,977  

234,531

     Cohu, Inc.      4,416,219  

10,091

     Entegris, Inc.      725,644  

96,991

     First Solar, Inc.*      5,775,814  

237,804

     FormFactor, Inc.*      6,858,267  

132,733

     Onto Innovation, Inc.*      5,019,962  

66,208

     Power Integrations, Inc.      8,079,362  

48,500

     Synaptics, Inc.*      3,880,970  
       

 

 

 
          44,956,074  
       

 

 

 
     Software & Services - 14.3%

 

81,028

     Blackbaud, Inc.      5,067,491  

25,854

     CACI International, Inc. Class A*      5,372,978  

68,493

     Everbridge, Inc.*      9,780,800  


 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

                 Market Value  

72,632

     ExlService Holdings, Inc.*

 

      $ 4,652,806  

71,805

     Five9, Inc.*

 

        8,675,480  

133,080

     LiveRamp Holdings, Inc.*

 

        6,064,456  

58,326

     Manhattan Associates, Inc.*

 

        5,587,048  

255,287

     Medallia, Inc.*

 

        7,844,969  

185,255

     Mimecast Ltd.*

 

        8,694,017  

31,550

     Paylocity Holding Corp.*

 

        4,202,460  

48,629

     Pegasystems, Inc.

 

        5,684,244  

188,476

     Perficient, Inc.*

 

        7,390,144  

104,197

     Q2 Holdings, Inc.*

 

        9,799,728  

165,315

     Rapid7, Inc.*

 

        9,847,815  

115,097

     Science Applications International Corp.

 

        9,205,458  

123,185

     Sprout Social, Inc. Class A*(1)

 

        3,558,815  

428,058

     SVMK, Inc.*

 

        10,264,831  

52,683

     Varonis Systems, Inc.*

 

        5,708,203  

576,606

     Verra Mobility Corp.*

 

        5,898,679  
             

 

 

 
        133,300,422  
             

 

 

 
     Technology Hardware & Equipment - 2.6%

 

196,080

     CTS Corp.

 

        3,894,149  

102,610

     Itron, Inc.*

 

        7,137,552  

92,179

     Lumentum Holdings, Inc.*

 

        8,556,976  

244,086

     Pure Storage, Inc. Class A*

 

        4,359,376  
             

 

 

 
        23,948,053  
             

 

 

 
     Telecommunication Services - 0.4%

 

23,542

     Bandwidth, Inc. Class A*

 

        3,408,411  
             

 

 

 
     Transportation - 0.5%

 

168,473

     Marten Transport Ltd.

 

        4,484,751  
             

 

 

 
     Total Common Stocks
(cost $762,749,509)

 

      $ 928,938,764  
             

 

 

 

Short-Term Investments - 0.4%

        
     Repurchase Agreements - 0.1%

 

738,483

    

Fixed Income Clearing Corp. Repurchase Agreement dated 07/31/2020 at 0.07%, due on 08/03/2020 with a maturity value of $738,487; collateralized by U.S. Treasury Note at 1.375%, maturing 08/31/2026, with a market value of $753,341

         $ 738,483  
             

 

 

 
     Securities Lending Collateral - 0.3%

 

149,783

     Citibank NA DDCA, 0.09%, 8/3/2020(2)

 

        149,783  

174,780

     Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.09%(2)

 

        174,781  

2,671,100

     Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.13%(2)

 

        2,671,100  
             

 

 

 
        2,995,664  
             

 

 

 
     Total Short-Term Investments
  (cost $3,734,147)

 

      $ 3,734,147  
             

 

 

 
     Total Investments
  (cost $766,483,656)
        100.3%      $ 932,672,911  
     Other Assets and Liabilities         (0.3)%        (2,630,920
          

 

 

    

 

 

 
     Total Net Assets         100.0%      $ 930,041,991  
          

 

 

    

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.


 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

(1)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(2)

Current yield as of period end.

 

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

  

Other Abbreviations:

  

DDCA

   Dollars on Deposit in Custody Account   

REIT

   Real Estate Investment Trust   


 

  The Hartford Small Cap Growth Fund

 

  Schedule of Investments

  July 31, 2020 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2020 in valuing the Fund’s investments.

 

Description   

Total

    

Level 1

    

Level 2

    

Level 3(1)

 

Assets

 

Common Stocks

 

Automobiles & Components

   $ 15,673,729      $ 15,673,729      $      $  

Banks

     23,406,075        23,406,075                

Capital Goods

     100,622,474        100,622,474                

Commercial & Professional Services

     35,395,494        35,395,494                

Consumer Durables & Apparel

     62,229,705        62,229,705                

Consumer Services

     30,075,361        30,075,361                

Diversified Financials

     12,846,252        12,846,252                

Food & Staples Retailing

     6,776,917        6,776,917                

Food, Beverage & Tobacco

     25,417,982        25,417,982                

Health Care Equipment & Services

     116,092,299        116,092,299                

Household & Personal Products

     5,235,765        5,235,765                

Insurance

     13,775,617        13,775,617                

Materials

     31,327,547        31,327,547                

Media & Entertainment

     11,014,565        11,014,565                

Pharmaceuticals, Biotechnology & Life Sciences

     187,869,410        187,869,410                

Real Estate

     27,305,052        27,305,052                

Retailing

     13,776,809        13,776,809                

Semiconductors & Semiconductor Equipment

     44,956,074        44,956,074                

Software & Services

     133,300,422        133,300,422                

Technology Hardware & Equipment

     23,948,053        23,948,053                

Telecommunication Services

     3,408,411        3,408,411                

Transportation

     4,484,751        4,484,751                

Short-Term Investments

     3,734,147        2,995,664        738,483         
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $     932,672,911      $     931,934,428      $     738,483      $                 —  
  

 

 

    

 

 

    

 

 

    

 

 

 

 

(1)

For the period ended July 31, 2020, there were no transfers in and out of Level 3.


 

  Hartford Quality Value Fund

 

 

  Schedule of Investments

  July 31, 2020 (Unaudited)

 

Shares or Principal Amount

   Market Value  

Common Stocks - 97.8%

  
    

Banks - 12.6%

  

273,169

    

Bank of America Corp.

   $   6,796,445  

32,608

    

Bank of Nova Scotia

         1,340,841  

74,325

    

Citigroup, Inc.

         3,716,993  

74,599

    

JP Morgan Chase & Co.

         7,209,247  

30,771

    

PNC Financial Services Group, Inc.

         3,282,343  
       

 

 

 
                22,345,869  
       

 

 

 
    

Capital Goods - 10.1%

  

10,926

    

3M Co.

     1,644,035  

15,832

    

Deere & Co.

     2,791,340  

26,349

    

Eaton Corp. plc

     2,453,882  

18,512

    

Honeywell International, Inc.

     2,765,137  

81,360

    

Johnson Controls International plc

     3,130,733  

5,304

    

Lockheed Martin Corp.

     2,010,057  

53,529

    

Raytheon Technologies Corp.

     3,034,024  
       

 

 

 
          17,829,208  
       

 

 

 
    

Consumer Services - 1.8%

  

16,105

    

McDonald’s Corp.

     3,128,879  
       

 

 

 
    

Diversified Financials - 1.4%

  

17,893

    

American Express Co.

     1,669,775  

1,397

    

BlackRock, Inc.

     803,289  
       

 

 

 
          2,473,064  
       

 

 

 
    

Energy - 5.6%

  

50,041

    

Chevron Corp.

     4,200,442  

32,172

    

EOG Resources, Inc.

     1,507,258  

46,362

    

Exxon Mobil Corp.

     1,950,913  

58,953

    

Total SE ADR

     2,220,170  
       

 

 

 
          9,878,783  
       

 

 

 
    

Food & Staples Retailing - 1.9%

  

35,467

    

Kroger Co.

     1,233,897  

39,365

    

Sysco Corp.

     2,080,440  
       

 

 

 
          3,314,337  
       

 

 

 
    

Food, Beverage & Tobacco - 6.0%

  

26,269

    

General Mills, Inc.

     1,662,040  

34,507

    

Kellogg Co.

     2,380,638  

44,148

    

Mondelez International, Inc. Class A

     2,449,772  

6,681

    

Nestle S.A. ADR

     787,356  

42,901

    

Philip Morris International, Inc.

     3,295,226  
       

 

 

 
          10,575,032  
       

 

 

 
    

Health Care Equipment & Services - 7.3%

  

8,871

    

Becton Dickinson and Co.

     2,495,767  

18,235

    

Hill-Rom Holdings, Inc.

     1,772,807  

40,833

    

Koninklijke Philips N.V. ADR*

     2,113,108  

40,808

    

Medtronic plc

     3,937,156  

8,644

    

UnitedHealth Group, Inc.

     2,617,230  
       

 

 

 
          12,936,068  
       

 

 

 
    

Insurance - 5.9%

  

50,819

    

American International Group, Inc.

     1,633,323  

21,792

    

Chubb Ltd.

     2,772,814  

21,460

    

Marsh & McLennan Cos., Inc.

     2,502,236  

40,039

    

Principal Financial Group, Inc.

     1,698,855  

27,853

    

Prudential Financial, Inc.

     1,765,044  
       

 

 

 
          10,372,272  
       

 

 

 
    

Materials - 3.7%

  

27,531

    

Celanese Corp.

     2,676,013  

18,127

    

FMC Corp.

     1,922,369  


 

  Hartford Quality Value Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

   Market Value  

18,705

    

PPG Industries, Inc.

   $ 2,013,593  
       

 

 

 
          6,611,975  
       

 

 

 
    

Media & Entertainment - 2.2%

  

93,278

    

Comcast Corp. Class A

     3,992,298  
       

 

 

 
    

Pharmaceuticals, Biotechnology & Life Sciences - 7.0%

  

45,610

    

AstraZeneca plc ADR

     2,544,126  

31,704

    

Merck & Co., Inc.

     2,543,929  

22,430

    

Novartis AG ADR

     1,842,400  

140,796

    

Pfizer, Inc.

     5,417,830  
       

 

 

 
          12,348,285  
       

 

 

 
    

Real Estate - 4.1%

  

7,156

    

American Tower Corp. REIT

     1,870,507  

142,986

    

Host Hotels & Resorts, Inc. REIT

     1,541,389  

8,543

    

Public Storage REIT

     1,707,575  

100,196

    

VICI Properties, Inc. REIT

     2,175,255  
       

 

 

 
          7,294,726  
       

 

 

 
    

Retailing - 4.8%

  

571,800

    

Allstar Co.(1)(2)(3)

     223,002  

22,794

    

Lowe’s Cos., Inc.

     3,394,255  

21,317

    

Target Corp.

     2,683,384  

41,159

    

TJX Cos., Inc.

     2,139,856  
       

 

 

 
          8,440,497  
       

 

 

 
    

Semiconductors & Semiconductor Equipment - 7.6%

  

9,437

    

Broadcom, Inc.

     2,989,170  

78,810

    

Intel Corp.

     3,761,601  

12,082

    

KLA Corp.

     2,414,346  

22,050

    

QUALCOMM, Inc.

     2,328,700  

15,627

    

Texas Instruments, Inc.

     1,993,224  
       

 

 

 
          13,487,041  
       

 

 

 
    

Software & Services - 2.6%

  

11,483

    

Accenture plc Class A

     2,581,149  

15,799

    

International Business Machines Corp.

     1,942,329  
       

 

 

 
          4,523,478  
       

 

 

 
    

Technology Hardware & Equipment - 1.9%

  

71,298

    

Cisco Systems, Inc.

     3,358,136  
       

 

 

 
    

Telecommunication Services - 3.6%

  

112,411

    

Verizon Communications, Inc.

     6,461,384  
       

 

 

 
    

Transportation - 1.2%

  

16,532

    

J.B. Hunt Transport Services, Inc.

     2,139,241  
       

 

 

 
    

Utilities - 6.5%

  

45,325

    

Alliant Energy Corp.

     2,440,751  

41,941

    

Avangrid, Inc.

     2,088,242  

29,183

    

Dominion Energy, Inc.

     2,364,699  

27,593

    

Eversource Energy

     2,485,302  

17,183

    

Sempra Energy

     2,138,596  
       

 

 

 
          11,517,590  
       

 

 

 
    

Total Common Stocks
(cost $165,835,261)

   $ 173,028,163  
       

 

 

 

Short-Term Investments - 1.5%

  
    

Repurchase Agreements - 1.5%

  

2,738,013

    

Fixed Income Clearing Corp. Repurchase Agreement dated 07/31/2020 at 0.07%, due on 08/03/2020 with a maturity value of $2,738,029; collateralized by U.S. Treasury Note at 1.375%, maturing 08/31/2026, with a market value of $2,792,848

   $ 2,738,013  
       

 

 

 
    

Total Short-Term Investments
(cost $2,738,013)

   $ 2,738,013  
       

 

 

 


 

  Hartford Quality Value Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

            Market Value  
    

Total Investments
(cost $168,573,274)

  

 

99.3%

 

   $ 175,766,176  
    

Other Assets and Liabilities

     0.7%        1,205,170  
       

 

 

    

 

 

 
    

Total Net Assets

     100.0%      $ 176,971,346  
       

 

 

    

 

 

 

 

Note:

Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Investment valued using significant unobservable inputs.

(2)

Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $223,002 or 0.1% of net assets.

 

       Period Acquired    Security Name    Shares/Par Value    Base Total Cost    Base Market Value

08/2011

   Allstar Co.    571,800    $    248,744    $    223,002

 

(3)

This security is valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At July 31, 2020, the aggregate fair value of this security was $223,002, which represented 0.1% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors.

 

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Other Abbreviations:

    

ADR

   American Depositary Receipt

REIT

   Real Estate Investment Trust


 

  Hartford Quality Value Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2020 in valuing the Fund’s investments.

 

Description   

Total

    

Level 1

    

Level 2

    

Level 3(1)

 

Assets

 

Common Stocks

 

Banks

   $ 22,345,869      $ 22,345,869      $      $  

Capital Goods

     17,829,208        17,829,208                

Consumer Services

     3,128,879        3,128,879                

Diversified Financials

     2,473,064        2,473,064                

Energy

     9,878,783        9,878,783                

Food & Staples Retailing

     3,314,337        3,314,337                

Food, Beverage & Tobacco

     10,575,032        10,575,032                

Health Care Equipment & Services

     12,936,068        12,936,068                

Insurance

     10,372,272        10,372,272                

Materials

     6,611,975        6,611,975                

Media & Entertainment

     3,992,298        3,992,298                

Pharmaceuticals, Biotechnology & Life Sciences

     12,348,285        12,348,285                

Real Estate

     7,294,726        7,294,726                

Retailing

     8,440,497        8,217,495               223,002  

Semiconductors & Semiconductor Equipment

     13,487,041        13,487,041                

Software & Services

     4,523,478        4,523,478                

Technology Hardware & Equipment

     3,358,136        3,358,136                

Telecommunication Services

     6,461,384        6,461,384                

Transportation

     2,139,241        2,139,241                

Utilities

     11,517,590        11,517,590                

Short-Term Investments

     2,738,013               2,738,013         
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $     175,766,176      $     172,805,161      $     2,738,013      $     223,002  
  

 

 

    

 

 

    

 

 

    

 

 

 

 

(1)

For the period ended July 31, 2020, there were no transfers in and out of Level 3.

Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for period ended July 31, 2020 is not presented.


 

  Hartford Schroders China A Fund

 

  Schedule of Investments

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

  

Market Value

 

Common Stocks - 96.3%

 

     Automobiles & Components - 1.0%

 

23,800

     Huayu Automotive Systems Co., Ltd. Class A    $ 71,506  
       

 

 

 
     Banks - 5.2%

 

43,900

     China Merchants Bank Co., Ltd. Class A      218,787  

66,900

     Industrial Bank Co., Ltd. Class A      150,074  
       

 

 

 
          368,861  
       

 

 

 
     Capital Goods - 20.3%

 

20,497

     Eve Energy Co., Ltd. Class A      176,573  

36,500

     Hongfa Technology Co., Ltd. Class A      220,068  

17,908

     Jiangsu Hengli Hydraulic Co., Ltd. Class A      156,453  

33,800

     Ming Yang Smart Energy Group Ltd. Class A      77,391  

20,600

     Shenzhen Inovance Technology Co., Ltd. Class A      148,431  

60,400

     Suzhou Gold Mantis Construction Decoration Co., Ltd. Class A      77,669  

103,800

     Weichai Power Co., Ltd. Class A      240,816  

181,100

     XCMG Construction Machinery Co., Ltd. Class A      164,929  

48,800

     Zhejiang Sanhua Intelligent Controls Co., Ltd. Class A      165,812  
       

 

 

 
          1,428,142  
       

 

 

 
     Consumer Durables & Apparel - 9.8%

 

31,600

     Midea Group Co., Ltd. Class A      324,559  

50,700

     NavInfo Co., Ltd. Class A      135,358  

17,991

     Oppein Home Group, Inc. Class A      230,880  
       

 

 

 
          690,797  
       

 

 

 
     Diversified Financials - 3.4%

 

7,100

     Hithink RoyalFlush Information Network Co., Ltd. Class A      145,482  

30,900

     Huatai Securities Co., Ltd. Class A      92,017  
       

 

 

 
          237,499  
       

 

 

 
     Food, Beverage & Tobacco - 7.9%

 

28,208

     Anhui Kouzi Distillery Co., Ltd. Class A      202,208  

25,700

     Chacha Food Co., Ltd. Class A      213,329  

4,380

     Foshan Haitian Flavouring & Food Co., Ltd. Class A      94,069  

14,520

     Wens Foodstuffs Group Co., Ltd. Class A      49,438  
       

 

 

 
          559,044  
       

 

 

 
     Household & Personal Products - 1.5%

 

23,800

     Opple Lighting Co., Ltd. Class A      102,281  
       

 

 

 
     Insurance - 8.0%

 

51,600

     Ping An Insurance Group Co., of China Ltd. Class A      560,540  
       

 

 

 
     Materials - 11.2%

 

101,500

     China Jushi Co., Ltd. Class A      201,096  

22,700

     Chongqing Zaisheng Technology Co., Ltd. Class A      53,274  

44,100

     Lomon Billions Group Co., Ltd. Class A      149,068  

34,900

     Shandong Sinocera Functional Material Co., Ltd. Class A      179,341  

5,660

     Skshu Paint Co., Ltd. Class A      123,924  

8,200

     Wanhua Chemical Group Co., Ltd. Class A      79,379  
       

 

 

 
          786,082  
       

 

 

 
     Media & Entertainment - 1.4%

 

10,300

     Mango Excellent Media Co., Ltd. Class A*      100,542  
       

 

 

 
     Pharmaceuticals, Biotechnology & Life Sciences - 5.1%

 

5,880

     Jiangsu Hengrui Medicine Co., Ltd. Class A      79,577  

25,889

     Livzon Pharmaceutical Group, Inc. Class A      202,221  

4,800

     WuXi AppTec Co., Ltd. Class A      77,744  
       

 

 

 
          359,542  
       

 

 

 
     Real Estate - 2.8%

 

21,500

     China Merchants Shekou Industrial Zone Holdings Co., Ltd. Class A      52,520  

13,800

     China Vanke Co., Ltd. Class A      53,036  

39,600

     Poly Developments and Holdings Group Co., Ltd. Class A      88,381  
       

 

 

 
          193,937  
       

 

 

 


 

  Hartford Schroders China A Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

         

Market Value

 
     Software & Services - 0.9%

 

16,600

     Beijing Sinnet Technology Co., Ltd. Class A         $ 62,272  
            

 

 

 
     Technology Hardware & Equipment - 16.9%

 

15,200      AVIC Jonhon OptronicTechnology Co., Ltd. Class A           94,910  
5,300      Guangzhou Shiyuan Electronic Technology Co., Ltd. Class A           78,886  
4,800      Quectel Wireless Solutions Co., Ltd. Class A           135,694  
36,900      Shengyi Technology Co., Ltd. Class A           152,240  
25,600      Shenzhen Sunlord Electronics Co., Ltd. Class A           100,356  
27,900      Unisplendour Corp. Ltd. Class A*           175,474  
4,300      Wuhan Raycus Fiber Laser Technologies Co., Ltd. Class A           65,241  
39,500      WUS Printed Circuit Kunshan Co., Ltd. Class A           136,061  
17,300      Wuxi Lead Intelligent Equipment Co., Ltd. Class A           108,983  
16,100      Xiamen Faratronic Co., Ltd. Class A           139,264  
            

 

 

 
               1,187,109  
            

 

 

 
     Utilities - 0.9%

 

55,100      Shenzhen Gas Corp. Ltd. Class A           61,529  
            

 

 

 
    

Total Common Stocks
(cost $5,418,930)

        $ 6,769,683  
            

 

 

 

Warrants - 3.8%

       
     Consumer Durables & Apparel - 1.3%        

1,663

     Beijing Roborock Technology Co., Ltd.*           93,113  
            

 

 

 

Materials - 1.6%

       

26,252

     Chongqing Zaisheng Technology Corp. Ltd.*           61,610  

6,863

     Jiangsu Cnano Technology Co., Ltd.*           51,486  
            

 

 

 
               113,096  
            

 

 

 
     Technology Hardware & Equipment - 0.9%        

2,850

    

Gongniu Group Co., Ltd.*

          61,831  
            

 

 

 
    

Total Warrants
(cost $226,291)

        $ 268,040  
            

 

 

 
    

Total Long-Term Investments
(cost $5,645,221)

        $   7,037,723  
            

 

 

 

Short-Term Investments - 0.7%

       
     Other Investment Pools & Funds - 0.7%        

52,492

    

Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(1)

        $ 52,492  
            

 

 

 
    

Total Short-Term Investments
(cost $52,492)

        $ 52,492  
            

 

 

 
    

Total Investments
(cost $5,697,713)

    

100.8%

   $   7,090,215  
    

Other Assets and Liabilities

    

(0.8)%

     (59,080
         

 

  

 

 

 
    

Total Net Assets

    

100.0%

   $ 7,031,135  
         

 

  

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

*

Non-income producing.

(1)

Current yield as of period end.

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.


 

  Hartford Schroders China A Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Description    Total      Level 1      Level 2      Level 3(1)  

Assets

 

Common Stocks

 

Automobiles & Components

   $ 71,506      $      $ 71,506      $  

Banks

     368,861               368,861         

Capital Goods

     1,428,142               1,428,142         

Consumer Durables & Apparel

     690,797               690,797         

Diversified Financials

     237,499               237,499         

Food, Beverage & Tobacco

     559,044               559,044         

Household & Personal Products

     102,281               102,281         

Insurance

     560,540               560,540         

Materials

     786,082        53,274        732,808         

Media & Entertainment

     100,542               100,542         

Pharmaceuticals, Biotechnology & Life Sciences

     359,542               359,542         

Real Estate

     193,937               193,937         

Software & Services

     62,272               62,272         

Technology Hardware & Equipment

     1,187,109               1,187,109         

Utilities

     61,529               61,529         

Warrants

     268,040        268,040                

Short-Term Investments

     52,492        52,492                
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $     7,090,215      $     373,806      $     6,716,409      $             —  
  

 

 

    

 

 

    

 

 

    

 

 

 

 

(1)

For the period ended July 31, 2020, there were no transfers in and out of Level 3.


 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

  

Market Value

 
Common Stocks - 97.4%       
     Argentina - 0.7%

 

24,332

     MercadoLibre, Inc.*    $ 27,364,254  
       

 

 

 
     Brazil - 8.0%

 

2,234,473

     B3 S.A. - Brasil Bolsa Balcao      27,174,084  

3,160,472

     Duratex S.A.      9,754,263  

5,487,984

     Equatorial Energia S.A.      26,858,409  

12,529,844

     Itau Unibanco Holding S.A. ADR      63,902,204  

2,838,384

     Klabin S.A.      11,241,340  

2,832,295

     Lojas Americanas S.A.      18,514,394  

4,250,461

     Lojas Renner S.A.      33,512,851  

333,850

     Pagseguro Digital Ltd. Class A*      12,763,085  

2,092,665

     Petroleo Brasileiro S.A. ADR      18,143,406  

1,274,478

     Raia Drogasil S.A.      30,319,410  

2,451,460

     Vale S.A. ADR      28,534,994  

2,195,260

     WEG S.A.      28,342,633  
       

 

 

 
          309,061,073  
       

 

 

 
     Chile - 0.5%

 

1,222,482

     Banco Santander Chile ADR      20,916,667  
       

 

 

 
     China - 34.7%

 

150,582

     51job, Inc. ADR*      10,221,506  

1,056,685

     Alibaba Group Holding Ltd. ADR*      265,249,069  

2,656,000

     Anhui Conch Cement Co., Ltd. Class H      20,085,060  

3,723,000

     Centre Testing International Group Co., Ltd. Class A      12,477,326  

14,854,000

     China Mengniu Dairy Co., Ltd.      69,701,909  

4,579,600

     China Pacific Insurance Group Co., Ltd. Class H      13,269,029  

46,131,000

     CNOOC Ltd.      48,691,278  

1,655,700

     ENN Energy Holdings Ltd.      20,069,988  

9,304,853

     Huayu Automotive Systems Co., Ltd. Class A      27,955,926  

2,028,915

     JD.com, Inc. ADR*      129,424,488  

6,613,500

     Li Ning Co., Ltd.      21,316,672  

6,838,828

     Midea Group Co., Ltd. Class A      70,240,603  

227,431

     New Oriental Education & Technology Group, Inc. ADR*      31,885,826  

887,166

     Oppein Home Group, Inc. Class A      11,385,063  

9,244,000

     Ping An Insurance Group Co., of China Ltd. Class H      97,535,489  

3,571,400

     Shenzhou International Group Holdings Ltd.      42,659,391  

4,531,200

     Tencent Holdings Ltd.      310,831,956  

2,775,293

     Tencent Music Entertainment Group ADR*      44,793,229  

4,631,900

     Weichai Power Co., Ltd. Class A      10,746,033  

496,963

     WuXi AppTec Co., Ltd. Class A      8,049,104  

1,810,500

     Wuxi Biologics Cayman, Inc.*(1)      37,375,675  

404,332

     Yum China Holdings, Inc.      20,717,972  

1,755,787

     Zhejiang Supor Co., Ltd. Class A      21,340,642  
       

 

 

 
          1,346,023,234  
       

 

 

 
     Colombia - 0.2%

 

219,473

     Bancolombia S.A. ADR      6,127,686  
       

 

 

 
     Egypt - 0.2%

 

2,498,438

     Commercial International Bank Egypt S.A.E. GDR      9,634,059  
       

 

 

 
     Greece - 0.2%

 

450,427

     Hellenic Telecommunications Organization S.A.      6,627,371  
       

 

 

 
     Hong Kong - 4.0%

 

7,109,600

     AIA Group Ltd.      64,106,828  

5,727,500

     China Mobile Ltd.      39,096,687  

5,278,000

     China Resources Beer Holdings Co., Ltd.      36,703,171  

6,142,000

     Hang Lung Properties Ltd.      15,068,536  
       

 

 

 
          154,975,222  
       

 

 

 
     Hungary - 1.2%

 

1,225,316

     MOL Hungarian Oil & Gas plc*      7,218,013  

519,858

     OTP Bank Nyrt*      18,619,689  


 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

  

Market Value

 

901,783

     Richter Gedeon Nyrt       $ 20,864,848  
          

 

 

 

             46,702,550  
          

 

 

 

     India - 3.5%

 

195,932

     Avenue Supermarts Ltd.*(1)         5,394,243  

4,001,128

     Bharti Airtel Ltd.*         29,634,411  

2,223,656

     HDFC Bank Ltd.         30,715,745  

291,790

     Hindustan Unilever Ltd.         8,607,576  

5,155,952

     ICICI Bank Ltd.*         23,993,944  

1,211,880

     Tata Consultancy Services Ltd.         36,817,690  
          

 

 

 

             135,163,609  
          

 

 

 

     Japan - 0.8%

 

1,146,800

     Nexon Co., Ltd.         29,463,371  
          

 

 

 

     Kuwait - 0.5%

 

7,179,977

     National Bank of Kuwait SAKP         18,793,481  
          

 

 

 

     Luxembourg - 0.2%

 

657,852

     Ternium S.A. ADR*         9,479,647  
          

 

 

 

     Mexico - 0.8%

 

518,050

     Fomento Economico Mexicano S.A.B. de C.V. ADR         31,865,256  
          

 

 

 

     Pakistan - 0.1%

 

3,442,700

     Habib Bank Ltd.         2,527,466  

2,668,800

     United Bank Ltd.         1,829,606  
          

 

 

 

             4,357,072  
          

 

 

 

     Peru - 0.4%

 

128,302

     Credicorp Ltd.         16,316,165  
          

 

 

 

     Poland - 0.4%

 

466,062

     KGHM Polska Miedz S.A.*         15,690,367  

83,844

     Powszechny Zaklad Ubezpieczen S.A.         604,393  
          

 

 

 

             16,294,760  
          

 

 

 

     Russia - 7.7%

 

9,033,184

     Gazprom PJSC ADR         43,667,541  

561,260

     LUKOIL PJSC ADR         38,073,276  

211,667

     Magnit PJSC         12,998,898  

8,987,686

     Moscow Exchange MICEX-RTS PJSC*         16,108,081  

255,089

     Novatek PJSC GDR         37,165,762  

99,217

     Polyus PJSC*         22,668,718  

114,708

     Polyus PJSC GDR         13,116,125  

6,664,953

     Sberbank of Russia PJSC ADR         79,088,352  

387,160

     X5 Retail Group N.V. GDR         14,530,096  

357,490

     Yandex N.V. Class A*         20,569,975  
          

 

 

 

             297,986,824  
          

 

 

 

     South Africa - 4.2%

 

1,350,596

     MultiChoice Group Ltd.*         8,322,359  

1,499,325

     AVI Ltd.         6,195,090  

19,112,844

     FirstRand Ltd.         43,530,641  

658,695

     Foschini Group Ltd.         2,702,540  

1,157,236

     Gold Fields Ltd. ADR         15,148,219  

2,209,619

     Impala Platinum Holdings Ltd.         19,725,315  

382,172

     Naspers Ltd. Class N         69,536,664  
          

 

 

 

             165,160,828  
          

 

 

 

     South Korea - 14.6%

 

943,155

     Hana Financial Group, Inc.         23,404,589  

237,566

     Hyundai Mobis Co., Ltd.         41,107,643  

68,468

     Korea Zinc Co., Ltd.         23,808,219  

75,435

     LG Chem Ltd.         36,121,268  

183,810

     LG Electronics, Inc.         10,930,212  

227,132

     NAVER Corp.         57,703,266  

3,748,032

     Samsung Electronics Co., Ltd.         183,180,716  

133,832

     Samsung Fire & Marine Insurance Co., Ltd.         19,263,752  

152,068

     Samsung SDI Co., Ltd.         50,909,550  


 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

         

Market Value

 

1,718,865

     SK Hynix, Inc.

 

      $ 120,348,477  
          

 

 

 

             566,777,692  
          

 

 

 

     Taiwan - 13.4%

 

2,708,000

     Accton Technology Corp.

 

        21,214,430  

9,725,036

     ASE Technology Holding, Co., Ltd.

 

        24,915,265  

40,239,000

     CTBC Financial Holding Co., Ltd.

 

        26,647,995  

7,598,000

     Delta Electronics, Inc.

 

        51,935,829  

18,403,000

     Hon Hai Precision Industry Co., Ltd.

 

        49,184,371  

1,623,000

     MediaTek, Inc.

 

        38,754,082  

18,450,139

     Taiwan Semiconductor Manufacturing Co., Ltd.

 

        268,515,897  

9,487,000

     Uni-President Enterprises Corp.

 

        23,154,476  

3,156,000

     Zhen Ding Technology Holding Ltd.

 

        14,549,466  
          

 

 

 

             518,871,811  
          

 

 

 

     Turkey - 0.8%

 

1,964,749

     BIM Birlesik Magazalar A.S.

 

        20,058,830  

4,189,442

     KOC Holding A.S.

 

        9,709,889  
          

 

 

 

             29,768,719  
          

 

 

 

     United Arab Emirates - 0.3%

 

16,238,514

     Emaar Properties PJSC*

 

        11,484,259  
          

 

 

 

    

Total Common Stocks
(cost $2,644,703,076)

 

      $ 3,779,215,610  
          

 

 

 

Rights - 0.0%

        
     South Africa - 0.0%

 

     
  45,687      Foschini Group Ltd. (The)*

 

        73,233  
          

 

 

 

    

Total Rights
(cost $—)

 

      $ 73,233  
          

 

 

 

    

Total Long-Term Investments
(cost $2,644,703,076)

 

      $ 3,779,288,843  
          

 

 

 

Short-Term Investments - 2.4%

        
     Other Investment Pools & Funds - 2.4%

 

     

90,824,537

     Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio,
Institutional Class, 0.01%(2)

 

      $ 90,824,537  
             

 

 

 

     Securities Lending Collateral - 0.0%

 

     
    61,562      Citibank NA DDCA, 0.09%, 8/3/2020(2)

 

        61,562  
    71,835     

Fidelity Investments Money Market Funds, Government Portfolio,
Institutional Class, 0.09%(2)

 

        71,835  
    1,097,833     

Goldman Sachs Financial Square Funds, Government Fund,
Institutional Class, 0.13%(2)

 

        1,097,833  
          

 

 

 

             1,231,230  
          

 

 

 

    

Total Short-Term Investments
(cost $92,055,767)

 

      $ 92,055,767  
          

 

 

 

    

Total Investments
(cost $2,736,758,843)

     99.8%         $ 3,871,344,610  
    

Other Assets and Liabilities

     0.2%           9,394,113  
       

 

 

       

 

 

 

    

Total Net Assets

     100.0%         $ 3,880,738,723  
       

 

 

       

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.


 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

*

Non-income producing.

(1)

Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At July 31, 2020, the aggregate value of these securities was $42,769,918, representing 1.1% of net assets.

(2)

Current yield as of period end.

 

For information regarding the Fund’s significant accounting policies, please refer to the Fund’s most recent shareholder report.

 

GLOSSARY: (abbreviations used in preceding Schedule of Investments)

Other Abbreviations:

    

ADR

   American Depositary Receipt

DDCA

   Dollars on Deposit in Custody Account

GDR

   Global Depositary Receipt

PJSC

   Private Joint Stock Company


 

  Hartford Schroders Emerging Markets Equity Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Fair Valuation Summary

The following is a summary of the fair valuations according to the inputs used as of July 31, 2020 in valuing the Fund’s investments.

 

Description    Total      Level 1      Level 2      Level 3(1)  

Assets

 

Common Stocks

 

Argentina

   $ 27,364,254      $ 27,364,254      $      $  

Brazil

     309,061,073        309,061,073                

Chile

     20,916,667        20,916,667                

China

     1,346,023,234        502,292,090        843,731,144         

Colombia

     6,127,686        6,127,686                

Egypt

     9,634,059               9,634,059         

Greece

     6,627,371               6,627,371         

Hong Kong

     154,975,222               154,975,222         

Hungary

     46,702,550               46,702,550         

India

     135,163,609               135,163,609         

Japan

     29,463,371               29,463,371         

Kuwait

     18,793,481               18,793,481         

Luxembourg

     9,479,647        9,479,647                

Mexico

     31,865,256        31,865,256                

Pakistan

     4,357,072        2,527,466        1,829,606         

Peru

     16,316,165        16,316,165                

Poland

     16,294,760               16,294,760         

Russia

     297,986,824        20,569,975        277,416,849         

South Africa

     165,160,828        21,343,309        143,817,519         

South Korea

     566,777,692               566,777,692         

Taiwan

     518,871,811               518,871,811         

Turkey

     29,768,719               29,768,719         

United Arab Emirates

     11,484,259               11,484,259         

Rights

     73,233        73,233                

Short-Term Investments

     92,055,767        92,055,767                
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

   $   3,871,344,610      $   1,059,992,588      $   2,811,352,022      $                 —  
  

 

 

    

 

 

    

 

 

    

 

 

 

 

(1)

For the period ended July 31, 2020, there were no transfers in and out of Level 3.


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

   Market Value  

Corporate Bonds - 46.2%

  
    

Argentina - 2.3%

  

$  680,000

    

YPF Energia Electrica S.A.
10.00%, 07/25/2026(1)(2)

   $  545,700  

400,000

    

YPF S.A.
8.50%, 07/28/2025(3)

     324,004  

700,000

    

8.50%, 06/27/2029(1)

     558,526  
       

 

 

 
          1,428,230  
       

 

 

 
    

Austria - 0.4%

  

    230,000

    

Klabin Austria GmbH
7.00%, 04/03/2049(1)

     252,425  
       

 

 

 
    

Brazil - 0.4%

  

    210,000

    

Banco do Brasil S.A.
9.00%, 06/18/2024, (9.00% fixed rate until 06/18/2024; 10 year USD CMT + 6.362% thereafter)(1)(4)(5)

     227,010  
       

 

 

 
    

British Virgin Islands - 3.9%

  

    860,000

    

China Great Wall International Holdings Ltd.
3.88%, 08/31/2027(3)

     945,699  

    285,000

    

China Railway Xunjie Co., Ltd.
3.25%, 07/28/2026(3)

     310,157  

    410,000

    

Rongshi International Finance Ltd.
3.63%, 05/04/2027(3)

     452,193  

435,000

    

Sinopec Group Overseas Development Ltd.
2.70%, 05/13/2030(1)

     465,693  

200,000

    

3.50%, 05/03/2026(1)

     222,374  
       

 

 

 
          2,396,116  
       

 

 

 
    

Cayman Islands - 4.9%

  

    340,000

    

Baidu, Inc.
4.38%, 05/14/2024

     375,734  

    300,000

    

Central China Real Estate Ltd.
7.25%, 04/24/2023(3)

     301,953  

    380,000

    

China Evergrande Group
11.50%, 01/22/2023(3)

     373,822  

    290,000

    

CSCEC Finance Cayman Ltd.
3.50%, 07/05/2027(3)

     317,232  

    370,000

    

CSN Islands Corp.
6.75%, 01/28/2028(1)

     342,250  

    250,000

    

Powerlong Real Estate Holdings Ltd.
6.95%, 07/23/2023(3)

     254,072  

    230,000

    

Ronshine China Holdings Ltd.
8.10%, 06/09/2023(3)

     239,556  

    305,000

    

Tencent Holdings Ltd.
3.24%, 06/03/2050(1)

     340,255  

    160,000

    

Vale Overseas Ltd.
3.75%, 07/08/2030

     171,755  

    300,000

    

Yuzhou Group Holdings Co., Ltd.
7.38%, 01/13/2026(3)

     293,191  
       

 

 

 
          3,009,820  
       

 

 

 
    

Chile - 3.0%

  

    290,000

    

AES Gener S.A.
7.13%, 03/26/2079, (7.13% fixed rate until 04/07/2024; 5 year USD Swap + 4.644% thereafter)(1)(5)

     294,960  

    210,000

    

Colbun S.A.
3.15%, 03/06/2030(3)

     216,825  

    310,000

    

Corp. Nacional del Cobre de Chile
4.38%, 02/05/2049(1)

     382,339  

    200,000

    

Empresa de Transporte de Pasajeros Metro S.A.
5.00%, 01/25/2047(1)

     248,100  

    306,496

    

Empresa Electrica Cochrane S.p.A.
5.50%, 05/14/2027(1)

     314,541  


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

   Market Value  

$    380,000

    

Engie Energia Chile S.A.
3.40%, 01/28/2030(1)

   $ 405,270  
       

 

 

 
          1,862,035  
       

 

 

 
    

Colombia - 1.0%

  
    

Ecopetrol S.A.

  

270,000

    

5.88%, 09/18/2023

     297,337  

255,000

    

6.88%, 04/29/2030

     307,275  
       

 

 

 
          604,612  
       

 

 

 
    

Hong Kong - 1.6%

  

430,000

    

Beijing State-Owned Assets Management Hong Kong Co., Ltd.
4.13%, 05/26/2025(3)

     468,339  

260,000

    

CNAC HK Finbridge Co., Ltd.
4.88%, 03/14/2025(3)

     291,873  

230,000

    

Xiaomi Best Time International Ltd.
3.38%, 04/29/2030(1)

     237,593  
       

 

 

 
          997,805  
       

 

 

 
    

Indonesia - 5.1%

  

465,000

    

ABM Investama Tbk PT
7.13%, 08/01/2022(1)

     297,600  

236,000

    

Bayan Resources Tbk PT
6.13%, 01/24/2023(1)

     226,375  
    

Indonesia Asahan Aluminium Persero PT

  

280,000

    

5.45%, 05/15/2030(1)

     330,808  

200,000

    

5.80%, 05/15/2050(1)

     246,113  

250,000

    

6.76%, 11/15/2048(1)

     324,375  

270,000

    

Pelabuhan Indonesia PT
5.38%, 05/05/2045(1)

     302,400  

360,000

    

Pertamina Persero PT
6.00%, 05/03/2042(1)(2)

     461,854  
    

Perusahaan Listrik Negara PT

  

400,000

    

5.25%, 10/24/2042(1)

     479,000  

400,000

    

5.25%, 05/15/2047(1)

     480,500  
       

 

 

 
          3,149,025  
       

 

 

 
    

Kazakhstan - 1.2%

  

560,000

    

KazMunayGas National Co. JSC
6.38%, 10/24/2048(1)

     747,600  
       

 

 

 
    

Luxembourg - 2.9%

  

340,000

    

Atento Luxco 1 S.A.
6.13%, 08/10/2022(1)

     316,203  

280,000

    

Gazprom PJSC Via Gaz Capital S.A.
5.15%, 02/11/2026(1)

     311,511  

200,000

    

JSL Europe S.A.
7.75%, 07/26/2024(1)

     200,500  

390,000

    

Minerva Luxembourg S.A.
5.88%, 01/19/2028(1)

     406,575  

300,000

    

Ultrapar International S.A.
5.25%, 06/06/2029(1)

     301,941  

270,000

    

Unigel Luxembourg S.A.
8.75%, 10/01/2026(1)(2)

     221,400  
       

 

 

 
          1,758,130  
       

 

 

 
    

Malaysia - 0.9%

  
    

Petronas Capital Ltd.

  

220,000

    

3.50%, 04/21/2030(1)

     249,702  

200,000

    

4.80%, 04/21/2060(1)

     300,486  
       

 

 

 
          550,188  
       

 

 

 
    

Mexico - 12.1%

  

260,000

    

Alpha Holding S.A. de C.V.
10.00%, 12/19/2022(1)

     224,903  

500,000

    

BBVA Bancomer S.A.
5.88%, 09/13/2034, (5.88% fixed rate until 09/13/2029; 5 year USD CMT + 4.308% thereafter)(1)(5)

     491,250  


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

   Market Value  
   $   228,000       

Cometa Energia S.A. de C.V.
6.38%, 04/24/2035(1)

   $ 240,426  
     390,000       

Credito Real S.A.B. de C.V.
9.13%, 11/29/2022, (9.13% fixed rate until 11/29/2022; 5 year USD CMT + 7.026% thereafter)(1)(4)(5)

     319,316  
     430,000       

Cydsa S.A.B. de C.V.
6.25%, 10/04/2027(1)

     435,814  
     710,000       

Docuformas SAPI de C.V.
10.25%, 07/24/2024(1)

     565,345  
     232,000       

Fomento Economico Mexicano S.A.B. de C.V.
3.50%, 01/16/2050

     259,986  
   MXN   36,010,000       

Grupo Televisa S.A.B.
7.25%, 05/14/2043

     1,225,332  
   $   200,000       

Infraestructura Energetica Nova S.A.B. de C.V.
4.88%, 01/14/2048(1)

     195,500  
     271,616       

Mexico Generadora de Energia S de rl
5.50%, 12/06/2032(1)

     298,065  
     405,000       

Operadora de Servicios Mega S.A. de C.V.
8.25%, 02/11/2025(1)

     354,982  
       

Petroleos Mexicanos

  
     130,000       

3.50%, 01/30/2023

     125,710  
     285,000       

6.49%, 01/23/2027(1)

     272,175  
     1,960,000       

7.69%, 01/23/2050(1)

     1,723,428  
     350,000       

Sixsigma Networks Mexico S.A. de C.V.
7.50%, 05/02/2025(1)

     329,000  
     230,000       

Trust Fibra Uno
6.39%, 01/15/2050(1)

     232,875  
     220,000       

Unifin Financiera S.A.B. de C.V.
8.38%, 01/27/2028(1)

     166,650  
          

 

 

 
             7,460,757  
          

 

 

 
       

Mult - 0.8%

  
     690,000       

Mongolian Mining Corp. / Energy Resources LLC
9.25%, 04/15/2024(1)

     487,059  
          

 

 

 
       

Netherlands - 1.5%

  
     365,000       

Ajecorp B.V.
6.50%, 05/14/2022(1)

     361,350  
     330,000       

Braskem Netherlands Finance B.V.
5.88%, 01/31/2050(1)

     297,825  
     260,000       

Petrobras Global Finance B.V.
6.90%, 03/19/2049

     289,380  
          

 

 

 
             948,555  
          

 

 

 
       

Panama - 0.6%

  
     358,000       

Banistmo S.A.
4.25%, 07/31/2027(1)

     355,136  
          

 

 

 
       

Peru - 0.7%

  
     300,000       

Banco Internacional del Peru SAA
4.00%, 07/08/2030, (4.00% fixed rate until 07/08/2025; 1 year USD CMT + 3.711% thereafter)(1)(5)

     300,000  
     166,000       

Volcan Cia Minera SAA
5.38%, 02/02/2022(1)

     160,399  
          

 

 

 
             460,399  
          

 

 

 
       

South Korea - 0.3%

  
     200,000       

Korea East-West Power Co., Ltd.
1.75%, 05/06/2025(1)

     207,319  
          

 

 

 
       

Spain - 0.8%

  
     445,000       

AI Candelaria Spain SLU
7.50%, 12/15/2028(1)(2)

     473,925  
          

 

 

 
       

Thailand - 0.6%

  
     340,000       

Siam Commercial Bank PCL
4.40%, 02/11/2029(3)

     396,773  
          

 

 

 


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

   Market Value  
        Ukraine - 0.3%   
   $ 210,000       

VF Ukraine PAT via VFU Funding plc
6.20%, 02/11/2025(1)

   $ 206,325  
          

 

 

 
        United Kingdom - 0.9%   
     310,000       

Gazprom PJSC via Gaz Finance plc
3.25%, 02/25/2030(1)

     312,189  
     250,000       

NAK Naftogaz Ukraine via Kondor Finance plc
7.63%, 11/08/2026(1)

     240,608  
          

 

 

 
             552,797  
          

 

 

 
       

Total Corporate Bonds
(cost $28,216,043)

   $   28,532,041  
          

 

 

 

Foreign Government Obligations - 51.0%

  
        Argentina - 2.4%   
        Provincia de Cordoba   
     1,910,000       

7.13%, 06/10/2021(1)

     1,289,632  
     266,000       

7.45%, 09/01/2024(1)

     172,448  
          

 

 

 
             1,462,080  
          

 

 

 
        Azerbaijan - 0.5%   
        Republic of Azerbaijan International Bond   
     185,000       

3.50%, 09/01/2032(1)

     184,112  
     150,000       

5.13%, 09/01/2029(1)

     160,332  
          

 

 

 
             344,444  
          

 

 

 
        Bahrain - 0.7%   
     390,000       

Bahrain Government International Bond
7.38%, 05/14/2030(1)

     446,628  
          

 

 

 
        Brazil - 5.1%   
        Brazil Notas do Tesouro Nacional   
   BRL 2,846,000       

10.00%, 01/01/2025

     648,145  
     5,258,000       

10.00%, 01/01/2027

     1,219,027  
        Brazilian Government International Bond   
   $ 380,000       

3.88%, 06/12/2030

     387,224  
     200,000       

4.50%, 05/30/2029

     215,102  
   BRL 1,485,000       

10.25%, 01/10/2028

     340,449  
   $ 338,777       

Prumo Participacoes e Investimentos S.A
7.50%, 12/31/2031(1)

     349,584  
          

 

 

 
             3,159,531  
          

 

 

 
        Cameroon - 0.9%   
     500,000       

Republic of Cameroon International Bond
9.50%, 11/19/2025(1)

     530,134  
          

 

 

 
        Chile - 0.5%   
     270,000       

Chile Government International Bond
3.50%, 01/25/2050

     328,860  
          

 

 

 
        Colombia - 0.7%   
   COP   1,268,000,000       

Colombia Government International Bond
9.85%, 06/28/2027

     429,659  
          

 

 

 
        Dominican Republic - 1.1%   
        Dominican Republic International Bond   
   $ 160,000       

4.50%, 01/30/2030(1)

     154,960  
     470,000       

6.88%, 01/29/2026(1)

     517,940  
          

 

 

 
             672,900  
          

 

 

 
        Egypt - 1.7%   
        Egypt Government International Bond   
     200,000       

4.55%, 11/20/2023(1)

     198,750  
     200,000       

7.50%, 01/31/2027(1)

     208,969  
     230,000       

7.63%, 05/29/2032(1)

     224,871  
     400,000       

8.70%, 03/01/2049(1)

     395,657  
          

 

 

 
             1,028,247  
          

 

 

 
        Ghana - 2.0%   
        Ghana Government International Bond   
     910,000       

7.88%, 02/11/2035(1)

     805,714  


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

   Market Value  
   $ 460,000       

8.63%, 06/16/2049(1)

   $ 407,100  
          

 

 

 
             1,212,814  
          

 

 

 
       

Guatemala - 0.5%

  
         290,000       

Guatemala Government Bond
5.38%, 04/24/2032(1)

     332,050  
          

 

 

 
       

Hungary - 1.5%

  
   HUF  101,330,000       

Hungary Government Bond
2.75%, 12/22/2026

     373,224  
     111,640,000       

3.00%, 06/26/2024

     409,422  
     37,380,000       

3.00%, 10/27/2027

     139,566  
          

 

 

 
             922,212  
          

 

 

 
       

Indonesia - 4.0%

  
       

Indonesia Treasury Bond

  
   IDR  4,563,000,000       

7.00%, 05/15/2022

     323,786  
     4,168,000,000       

7.00%, 05/15/2027

     291,417  
     2,146,000,000       

7.50%, 08/15/2032

     149,147  
     6,143,000,000       

8.25%, 06/15/2032

     449,996  
     6,523,000,000       

8.75%, 05/15/2031

     498,250  
     9,581,000,000       

9.00%, 03/15/2029

     740,624  
          

 

 

 
             2,453,220  
          

 

 

 
       

Jamaica - 0.4%

  
   $ 210,000       

Jamaica Government International Bond
6.75%, 04/28/2028

     243,705  
          

 

 

 
       

Jordan - 0.3%

  
         200,000       

Jordan Government International Bond
5.75%, 01/31/2027(1)

     202,582  
          

 

 

 
       

Kuwait - 0.4%

  
         200,000       

Kuwait International Government Bond
3.50%, 03/20/2027(1)

     226,340  
          

 

 

 
       

Malaysia - 2.7%

  
       

Malaysia Government Bond

  
   MYR  1,510,000       

3.48%, 06/14/2024

     375,181  
     4,930,000       

3.90%, 11/30/2026

     1,276,576  
          

 

 

 
             1,651,757  
          

 

 

 
       

Mexico - 2.9%

  
       

Mexican Bonos

  
   MXN  24,800,000       

7.75%, 05/29/2031

     1,275,526  
     6,633,900       

7.75%, 11/13/2042

     332,187  
   $ 132,000       

Mexico Government International Bond
5.75%, 10/12/2110

     158,070  
          

 

 

 
             1,765,783  
          

 

 

 
       

Panama - 1.4%

  
       

Panama Government International Bond

  
     400,000       

3.16%, 01/23/2030

     448,000  
     320,000       

3.87%, 07/23/2060

     398,880  
          

 

 

 
             846,880  
          

 

 

 
       

Peru - 2.2%

  
   PEN 1,970,000       

Peru Government Bond
6.95%, 08/12/2031

     705,711  
       

Peruvian Government International Bond

  
   $ 135,000       

2.39%, 01/23/2026(2)

     143,505  
     440,000       

2.84%, 06/20/2030

     493,460  
          

 

 

 
             1,342,676  
          

 

 

 
       

Philippines - 0.7%

  
         375,000       

Philippine Government International Bond
2.46%, 05/05/2030

     411,147  
          

 

 

 
       

Qatar - 1.9%

  
       

Qatar Government International Bond

  
     220,000       

3.25%, 06/02/2026(1)

     244,135  
     200,000       

3.40%, 04/16/2025(1)

     220,572  


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Shares or Principal Amount

   Market Value  
   $ 200,000       

3.75%, 04/16/2030(1)

   $ 235,024  
     320,000       

5.10%, 04/23/2048(1)

     469,798  
          

 

 

 
             1,169,529  
          

 

 

 
       

Romania - 1.9%

  
       

Romania Government Bond

  
   RON 2,050,000       

4.50%, 06/17/2024

     513,842  
     480,000       

5.00%, 02/12/2029

     125,118  
       

Romanian Government International Bond

  
   $ 216,000       

3.00%, 02/14/2031(1)(2)

     219,780  
     312,000       

4.00%, 02/14/2051(1)(2)

     326,929  
          

 

 

 
             1,185,669  
          

 

 

 
       

Russia - 5.0%

  
   RUB   145,090,000       

Russian Federal Bond - OFZ
7.15%, 11/12/2025

     2,136,256  
       

Russian Foreign Bond - Eurobond

  
   $ 400,000       

4.75%, 05/27/2026(1)

     461,620  
     400,000       

5.10%, 03/28/2035(1)

     499,744  
          

 

 

 
             3,097,620  
          

 

 

 
       

Saudi Arabia - 2.1%

  
       

Saudi Government International Bond

  
     430,000       

3.25%, 10/26/2026(1)

     471,835  
     670,000       

4.50%, 10/26/2046(1)

     847,590  
          

 

 

 
             1,319,425  
          

 

 

 
       

South Africa - 2.3%

  
   ZAR 38,829,271       

Republic of South Africa Government Bond
6.50%, 02/28/2041

     1,440,389  
          

 

 

 
       

Thailand - 1.0%

  
   THB 19,270,000       

Thailand Government Bond
1.60%, 06/17/2035

     624,390  
          

 

 

 
       

Turkey - 1.9%

  
       

Turkey Government International Bond

  
   $ 200,000       

5.75%, 05/11/2047

     158,272  
     150,000       

7.38%, 02/05/2025

     152,340  
     200,000       

7.63%, 04/26/2029(2)

     202,650  
     657,000       

Turkiye Ihracat Kredi Bankasi AS
8.25%, 01/24/2024(1)

     668,826  
          

 

 

 
             1,182,088  
          

 

 

 
       

Ukraine - 1.3%

  
     820,000       

Ukraine Government International Bond
7.38%, 09/25/2032(1)

     804,436  
          

 

 

 
       

United Arab Emirates - 1.0%

  
     500,000       

Abu Dhabi Government International Bond
3.88%, 04/16/2050(1)

     633,120  
          

 

 

 
       

Total Foreign Government Obligations
(cost $31,232,781)

   $ 31,470,315  
          

 

 

 
       

Total Long-Term Investments
(cost $59,448,824)

   $ 60,002,356  
          

 

 

 
 

Short-Term Investments - 2.8%

  
       

Other Investment Pools & Funds - 0.4%

  
     220,426       

Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 0.01%(6)

   $ 220,426  
          

 

 

 
       

Securities Lending Collateral - 2.4%

  
     75,523       

Citibank NA DDCA, 0.09%, 8/3/2020(6)

     75,523  
     88,126       

Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 0.09%(6)

     88,126  
     1,346,801       

Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 0.13%(6)

     1,346,801  
          

 

 

 
             1,510,450  
          

 

 

 
       

Total Short-Term Investments
(cost $1,730,876)

   $ 1,730,876  
          

 

 

 


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

        

Market Value

 
    

Total Investments
(cost $61,179,700)

     100.0   $ 61,733,232  
     Other Assets and Liabilities      0.0     (13,958
       

 

 

 

 

 

 

 
     Total Net Assets      100.0   $ 61,719,274  
       

 

 

 

 

 

 

 

Note: Percentage of investments as shown is the ratio of the total market value to total net assets.

Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange.

The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.

For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.

 

(1)

Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At July 31, 2020, the aggregate value of these securities was $33,205,055, representing 53.8% of net assets.

(2)

Represents entire or partial securities on loan. See Note 2 in the accompanying Notes to the Schedule of Investments for securities lending information.

(3)

Security is exempt from registration under Regulation S under the Securities Act of 1933, which exempts from registration securities offered and sold outside of the United States. Security may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act of 1933. At July 31, 2020, the aggregate value of these securities was $5,185,689, representing 8.4% of net assets.

(4)

Perpetual maturity security. Maturity date shown is the next call date or final legal maturity date, whichever comes first.

(5)

Fixed to variable rate investment. The rate shown reflects the fixed rate in effect at July 31, 2020. Rate will reset at a future date. Base lending rates may be subject to a floor or cap.

(6)

Current yield as of period end.

 

OTC Credit Default Swap Contracts Outstanding at July 31, 2020  
        Reference Entity    Counter-
party
   Notional
Amount (a)
     (Pay)/Receive
Fixed Rate
   Expiration
Date
     Periodic
Payment
Frequency
     Upfront
Premiums
Paid
     Upfront
Premiums
Received
    Market
Value †
    Unrealized
Appreciation/
(Depreciation)
 

Credit default swaps on single-name issues:

 

Buy protection:

 

Colombia Government International Bond

   CBK    USD      620,000      (1.00%)      06/20/25        Quarterly      $ 10,231      $     $ 7,692     $ (2,539)  

Mexico Government International Bond

   MSC    USD      600,000      (1.00%)      06/20/25        Quarterly        45,465              11,465       (34,000)  
                    

 

 

    

 

 

   

 

 

   

 

 

 

Total

         $ 55,696      $     $ 19,157     $ (36,539)  
                    

 

 

    

 

 

   

 

 

   

 

 

 

Credit default swaps on single-name issues:

 

Sell protection:

 

Petroleo Brasileiro S.A. - Petrobras

   JPM    USD      3,200,000      1.00%      12/20/24        Quarterly      $      $ (85,334   $ (260,988   $ (175,654)  
                    

 

 

    

 

 

   

 

 

   

 

 

 
                        
                    

 

 

    

 

 

   

 

 

   

 

 

 

Total OTC credit default swap contracts

            $ 55,696      $ (85,334   $ (241,831   $ (212,193)  
                    

 

 

    

 

 

   

 

 

   

 

 

 

 

(a)

The maximum potential amount the Fund could be required to pay as a seller of credit protection or receive as a buyer of credit protection if a credit event occurs as defined under the terms of that particular swap agreement.


 

  Hartford Schroders Emerging Markets Multi-Sector Bond Fund

 

  Schedule of Investments – (continued)

  July 31, 2020 (Unaudited)

 

 

Foreign Currency Contracts Outstanding at July 31, 2020