Hartford Short Duration ETF

$40.88NAV (as of 10/18/2019)

+0.03 (+0.08%) NAV Change

-0.01% Premium Discount (as of 10/18/2019)

$40.88Closing Market Price (as of 10/18/2019)

-0.03 (-0.07%) Closing Market Price Change

Objective

The Fund seeks to provide current income and long-term total return.

Overview

A fund that typically invests in bonds with expected lower sensitivity to changes in interest rates.

More About Hartford Short Duration ETF

Timothy E. Smith
Senior Managing Director
Fixed-Income Portfolio Manager

view bio

The portfolio manager is supported by the full resources of Wellington.

Key Facts & Trading Details

Key Facts (as of 10/18/2019)
Ticker	HSRT
Inception	May 30, 2018
Net Assets	$114,471,362.92
Distributor	ALPS Distributors, Inc.
Dividend Frequency	Monthly

View Premium/Discount History

Trading Details (as of 10/18/2019)
Ticker	HSRT
CUSIP	41653L602
IOPV TICKER	HSRT.IV
Stock Exchange	CBOE BZX Exchange, Inc.
Close	$40.88
Change	$-0.03
Change %	-0.07%
Net Asset Value(NAV)	$40.88
NAV Change	$0.03
NAV Change %	0.08%
Premium/Discount	-0.01%

Performance (%)
	YTD	1YR	3YR	5YR	SI¹
	% (as of 9/30/2019)	Average Annual Total Returns % (as of 9/30/2019)
Hartford Short Duration ETF(HSRT, NAV)	5.80	5.52	---	---	4.76
Hartford Short Duration ETF(HSRT, Market Price)	5.80	5.49	---	---	4.77
Bloomberg Barclays 1-3 Year US Government/Credit Index	3.42	4.64	1.82	1.59	---

Performance (%)
	YTD	1YR	3YR	5YR	SI¹
	% (as of 9/30/2019)	Average Annual Total Returns % (as of 9/30/2019)
Hartford Short Duration ETF(HSRT, NAV)	5.80	5.52	---	---	4.76
Hartford Short Duration ETF(HSRT, Market Price)	5.80	5.49	---	---	4.77
Bloomberg Barclays 1-3 Year US Government/Credit Index	3.42	4.64	1.82	1.59	---

SI = Since Inception.

Fund Inception: 05/30/2018

Operating Expenses:

Net 0.32% | Gross 0.32%

Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.

ETF Shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Total returns are calculated using the daily 4:00pm Eastern Time net asset value (NAV). Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where Fund shares are listed. Market price returns do not represent the returns you would receive if you traded shares at other times. Brokerage commissions apply and will reduce returns.

Characteristics

Yields(%)
As of Date	9/30/2019
Distribution Yield at NAV	3.20
Trailing 12 Month Yield	3.38
30-Day SEC Yield	2.84
30-Day UNSUB SEC Yield	2.84

Top Ten Holdings (%)

(as of 10/18/2019)
US 2YR NOTE (CBT) DEC19 XCBT 20191231	14.75
EUR191031	0.89
FNMA TBA 15 YR 3.5 SINGLE FAMILY MORTGAGE	0.88
FANNIE MAE FNR 2012 128 PD	0.72
FANNIE MAE FNR 2017 15 BC	0.71
GOVERNMENT NATIONAL MORTGAGE A GNR 2013 53 KJ	0.67
FANNIE MAE FNR 2013 102 QA	0.63
TACO BELL FUNDING, LLC BELL 2018 1A A2I 144A	0.57
UNITED RENTALS ( NORTH AMER ) TERM LOAN B	0.55
FANNIE MAE FNR 2018 66 MA	0.54
Total of Top Ten Holdings	20.91

Full Portfolio Holdings

Distributions and Capital Gains
Ex-Dividend Date	Record Date	Payable Date	Ordinary Income	Short-Term Capital Gain	Long-Term Capital Gain	Total Distribution
9/27/2019	9/30/2019	10/2/2019	$0.1089	$0.0000	$0.0000	$0.1089
8/29/2019	8/30/2019	9/4/2019	$0.1154	$0.0000	$0.0000	$0.1154
7/30/2019	7/31/2019	8/2/2019	$0.1246	$0.0000	$0.0000	$0.1246
6/27/2019	6/28/2019	7/2/2019	$0.1385	$0.0000	$0.0000	$0.1385
5/23/2019	5/24/2019	5/29/2019	$0.1135	$0.0000	$0.0000	$0.1135
4/24/2019	4/25/2019	4/29/2019	$0.1195	$0.0000	$0.0000	$0.1195
3/25/2019	3/26/2019	3/28/2019	$0.1185	$0.0000	$0.0000	$0.1185
2/25/2019	2/26/2019	2/28/2019	$0.1349	$0.0000	$0.0000	$0.1349
1/24/2019	1/25/2019	1/29/2019	$0.0731	$0.0000	$0.0000	$0.0731
12/20/2018	12/21/2018	12/26/2018	$0.1638	$0.0000	$0.0000	$0.1638
11/20/2018	11/21/2018	11/26/2018	$0.0956	$0.0000	$0.0000	$0.0956
10/22/2018	10/23/2018	10/25/2018	$0.0727	$0.0000	$0.0000	$0.0727

Past distributions are not indicative of future distributions.

Insights & Literature

Important Risks: Investing involves risk, including the possible loss of principal. As part of its investment strategy, the Fund may allocate a portion of its assets among specialist portfolio managers. The net asset value (NAV) of the Fund's shares may fluctuate due to changes in the market value of the Fund's holdings. The Fund's share price may fluctuate due to changes in the relative supply of and demand for the shares on an exchange. The Fund is actively managed and does not seek to replicate the performance of a specified index. • Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall. • Loans can be difficult to value and highly illiquid; they are also subject to nonpayment, collateral, bankruptcy, default, extension, prepayment and insolvency risks. • Obligations of U.S. Government agencies are supported by varying degrees of credit but are generally not backed by the full faith and credit of the U.S. Government. • Investments in high-yield ("junk") bonds involve greater risk of price volatility, illiquidity, and default than higher-rated debt securities. • The risks associated with mortgage related- and asset-backed securities as well as collateralized loan obligations (CLOs) include credit, interest-rate, prepayment, liquidity, default and extension risk. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, and counterparty risk. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments. • Privately placed, restricted (Rule 144A) securities may be more difficult to sell and price than other securities. • In certain instances, unlike other ETFs, the Fund may effect creations and redemptions partly or wholly for cash, rather than in-kind, which may make the Fund less tax-efficient and incur more fees than an ETF that primarily or wholly effects creations and redemptions in-kind.

Additional Information Regarding Bloomberg Barclays Indices Source: Bloomberg Index Services Limited. BLOOMBERG® is a trademark and service mark of Bloomberg Finance L.P. and its affiliates (collectively "Bloomberg"). BARCLAYS® is a trademark and service mark of Barclays Bank Plc (collectively with its affiliates, "Barclays"), used under license. Bloomberg or Bloomberg's licensors, including Barclays, own all proprietary rights in the Bloomberg Barclays Indices. Neither Bloomberg nor Barclays approves or endorses this material, or guarantees the accuracy or completeness of any information herein, or makes any warranty, express or implied, as to the results to be obtained therefrom and, to the maximum extent allowed by law, neither shall have any liability or responsibility for injury or damages arising in connection therewith.

Transactions in ETF shares will result in brokerage commissions and will generate tax consequences. All regulated investment companies are obliged to distribute portfolio gains to shareholders.

IOPV, or Indicative Optimized Portfolio Value, is a calculation disseminated by the stock exchange that approximates the Fund’s NAV every fifteen seconds throughout the trading day.

Premium/discount reflects the relationship between an ETF’s market price and its net asset value (NAV). Because ETFs are traded on an exchange, their market prices are in part driven by supply and demand dynamics. The ETF’s market price may be above its NAV (reflecting a premium) or below its NAV (reflecting a discount).

Investors may acquire ETF Shares and tender them for redemption through the Fund in Creation Unit Aggregations only. Please see the prospectus for more details.

Sources for all data: Hartford Funds and Wellington Management.

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