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Hartford Schroders Tax-Aware Bond ETF

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Objective

The Fund seeks total return on an after-tax basis.

Overview

The ETF seeks after-tax total return over the long-term by focusing on investment-grade taxable and tax-exempt bonds

More About Hartford Schroders Tax-Aware Bond ETF 

Andrew B.J. Chorlton, CFA
Portfolio Manager
Neil G. Sutherland, CFA
Portfolio Manager
Julio C. Bonilla, CFA
Portfolio Manager
Lisa Hornby
Portfolio Manager

The portfolio managers are supported by the full resources of Schroders.

Key Facts & Trading Details

Key Facts  (as of 12/6/2019)
Ticker HTAB
Inception April 18, 2018
Distributor ALPS Distributors, Inc.
Trading Details  (as of 12/6/2019)
Ticker HTAB
CUSIP 41653L404
IOPV TICKER HTAB.IV
Stock Exchange NYSE Arca
Close $21.11
Change $-0.01
Change % -0.05%
Net Asset Value(NAV) $21.06
NAV Change $-0.01
NAV Change % -0.06%
Premium/Discount 0.22%

Performance

Performance (%)
% (as of 10/31/2019)
Average Annual Total Returns % (as of 10/31/2019)
YTD 1YR 3YR 5YR SI1
Hartford Schroders Tax-Aware Bond ETF(HTAB, NAV) 7.49 10.14 --- --- 5.85
Hartford Schroders Tax-Aware Bond ETF(HTAB, Market Price) 7.43 9.97 --- --- 5.89
Bloomberg Barclays Municipal Bond Index 6.94 9.42 3.62 3.55 ---
Performance (%)
% (as of 9/30/2019)
Average Annual Total Returns % (as of 9/30/2019)
YTD 1YR 3YR 5YR SI1
Hartford Schroders Tax-Aware Bond ETF(HTAB, NAV) 7.24 8.91 --- --- 6.04
Hartford Schroders Tax-Aware Bond ETF(HTAB, Market Price) 7.19 9.02 --- --- 6.07
Bloomberg Barclays Municipal Bond Index 6.75 8.55 3.19 3.66 ---

SI = Since Inception.
Fund Inception: 04/18/2018
Operating Expenses:  
Net  0.39%  |   Gross  0.39%

Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.

Performance reflects cumulative total returns for periods of less than one year and average annual total returns for periods of one year or greater.

ETF Shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Total returns are calculated using the daily 4:00pm Eastern Time net asset value (NAV). Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where Fund shares are listed. Market price returns do not represent the returns you would receive if you traded shares at other times. Brokerage commissions apply and will reduce returns.

Characteristics

Top Ten Holdings (%)

(as of 12/6/2019)
TREASURY BILL 02/20 0.00000 5.32
US TREASURY N/B 10/21 1.5 4.98
MS LIQ TREAS SEC PORT INST C S MS LIQ TREAS SEC PORT INST 4.10
MS LIQ TREAS SEC PORT INST C S MS LIQ TREAS SEC PORT INST 3.48
ORLANDO FL UTILITIES COMMISSIO ORLUTL 10/33 ADJUSTABLE VAR 2.84
US 2YR NOTE (CBT) MAR20 XCBT 20200331 2.62
OHIO ST WTR DEV AUTH WTR POLLC OHSPOL 12/36 ADJUSTABLE VAR 2.51
MASSACHUSETTS ST WTR RESOURCES MASWTR 08/37 ADJUSTABLE VAR 2.51
MASSACHUSETTS ST MAS 01/21 ADJUSTABLE VAR 2.48
ILLINOIS ST HSG DEV AUTH REVEN ILSHSG 04/50 FIXED 3.75 2.48
Total of Top Ten Holdings 33.32
Distributions and Capital Gains
Ex-Dividend Date Record Date Payable Date Ordinary Income Short-Term Capital Gain Long-Term Capital Gain Total Distribution
11/27/2019 11/29/2019 12/3/2019 $0.0205 $0.0000 $0.0000 $0.0205
10/30/2019 10/31/2019 11/4/2019 $0.0377 $0.0000 $0.0000 $0.0377
9/27/2019 9/30/2019 10/2/2019 $0.0358 $0.0000 $0.0000 $0.0358
8/29/2019 8/30/2019 9/4/2019 $0.0332 $0.0000 $0.0000 $0.0332
7/30/2019 7/31/2019 8/2/2019 $0.0406 $0.0000 $0.0000 $0.0406
6/27/2019 6/28/2019 7/2/2019 $0.0529 $0.0000 $0.0000 $0.0529
5/23/2019 5/24/2019 5/29/2019 $0.0426 $0.0000 $0.0000 $0.0426
4/24/2019 4/25/2019 4/29/2019 $0.0448 $0.0000 $0.0000 $0.0448
3/25/2019 3/26/2019 3/28/2019 $0.0408 $0.0000 $0.0000 $0.0408
2/25/2019 2/26/2019 2/28/2019 $0.0493 $0.0000 $0.0000 $0.0493
1/24/2019 1/25/2019 1/29/2019 $0.0279 $0.0000 $0.0000 $0.0279
12/20/2018 12/21/2018 12/26/2018 $0.0624 $0.0000 $0.0000 $0.0624

Past distributions are not indicative of future distributions.

Insights & Literature

pdf

The 5-Minute Forecast 4Q19 

10/16/2019
A concise summary of the Hartford Funds Investment Consulting Group's views on the main challenges facing investors: Growth, Income, Volatility, Inflation, and Taxes.
pdf

Tax-Aware Bond: Fixed Income for All Cycles 

04/18/2019
Investors may want to consider a high-quality, tax-efficient core fixed-income solution that seeks to generate returns without taking on excessive risk.

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pdf

Fact Sheet

09/30/2019 | pdf

This Fact Sheet summarizes the ETF's investment approach, portfolio statistics, top holdings, and current performance.

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Tax-Aware Bond ETF Summary Prospectus

11/28/2018 | pdf

A concise summary of the Fund’s investment strategy, performance, expenses, risks, and management team.

Semi Annual Report

01/31/2019 | pdf

A semi-annual update on the Fund that includes a manager discussion of the Fund’s performance and financial statements.

Annual Report

07/31/2019 | pdf

An annual update on the Fund that includes a manager discussion of the Fund’s performance and financial statements.

Tax-Aware Bond ETF SAI

11/27/2019 | pdf

A supplementary document to the Fund’s prospectus that includes additional information about the Fund and its operations.  

Tax-Aware Bond ETF Statutory Prospectus

11/27/2019 | pdf

An annual update on the Fund that includes information about the Fund’s investment manager, sub-adviser, and operations.

Hartford Funds ETF Flyer

11/01/2019 | pdf

Exchange-traded funds (ETFs) designed by Hartford Funds - both strategic beta and actively managed - seek to provide investors with the tools to take greater control over the risks and opportunities in their portfolios.

Hartford Schroders Tax-Aware Bond ETF Pitchbook

09/30/2019 | pdf

This Pitchbook reviews the ETFs investment approach, investment team, investment process, and general portfolio parameters.

Important Risks: Investing involves risk, including the possible loss of principal. The net asset value (NAV) of the Fund's shares may fluctuate due to changes in the market value of the Fund's holdings. The Fund's share price may fluctuate due to changes in the relative supply of and demand for the shares on an exchange. The Fund is actively managed and does not seek to replicate the performance of a specified index. • Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall. • Municipal securities may be adversely impacted by state/local, political, economic, or market conditions; these risks may be magnified if the Fund focuses its assets in municipal securities of issuers in a few select states. Investors may be subject to the federal Alternative Minimum Tax as well as state and local income taxes. Capital gains, if any, are taxable. • Mortgage related- and asset-backed securities' risks include credit, interest-rate, prepayment, and extension risk. • Obligations of U.S. Government agencies are supported by varying degrees of credit but are generally not backed by the full faith and credit of the U.S. Government. • The purchase of securities in the To-Be-Announced (TBA) market can result in additional price and counterparty risk. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, and counterparty risk. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor's tax liability. • In certain instances, unlike other ETFs, the Fund may effect creations and redemptions partly or wholly for cash, rather than in-kind, which may make the Fund less tax-efficient and incur more fees than an ETF that primarily or wholly effects creations and redemptions in-kind.

Additional Information Regarding Bloomberg Barclays Indices Source: Bloomberg Index Services Limited. BLOOMBERG® is a trademark and service mark of Bloomberg Finance L.P. and its affiliates (collectively "Bloomberg"). BARCLAYS® is a trademark and service mark of Barclays Bank Plc (collectively with its affiliates, "Barclays"), used under license. Bloomberg or Bloomberg's licensors, including Barclays, own all proprietary rights in the Bloomberg Barclays Indices. Neither Bloomberg nor Barclays approves or endorses this material, or guarantees the accuracy or completeness of any information herein, or makes any warranty, express or implied, as to the results to be obtained therefrom and, to the maximum extent allowed by law, neither shall have any liability or responsibility for injury or damages arising in connection therewith.

Transactions in ETF shares will result in brokerage commissions and will generate tax consequences.  All regulated investment companies are obliged to distribute portfolio gains to shareholders.

IOPV, or Indicative Optimized Portfolio Value, is a calculation disseminated by the stock exchange that approximates the Fund’s NAV every fifteen seconds throughout the trading day.

Premium/discount reflects the relationship between an ETF’s market price and its net asset value (NAV). Because ETFs are traded on an exchange, their market prices are in part driven by supply and demand dynamics. The ETF’s market price may be above its NAV (reflecting a premium) or below its NAV (reflecting a discount).

Investors may acquire ETF Shares and tender them for redemption through the Fund in Creation Unit Aggregations only. Please see the prospectus for more details.

Sources for all data: Hartford Funds and Wellington Management.

212602    HFA000532