Hartford Schroders Tax-Aware Bond ETF

$21.72NAV (as of 04/16/2021)

+0.00 (+0.02%) NAV Change

-0.37% Premium Discount (as of 04/16/2021)

$21.64Closing Market Price (as of 04/16/2021)

-0.02 (-0.09%) Closing Market Price Change

Objective

Seeks total return on an after-tax basis.

Overview

The ETF seeks after-tax total return over the long-term by focusing on investment-grade taxable and tax-exempt bonds

More About Hartford Schroders Tax-Aware Bond ETF

Lisa Hornby
Portfolio Manager

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Neil G. Sutherland, CFA
Portfolio Manager

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Julio C. Bonilla, CFA
Portfolio Manager

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David May
Portfolio Manager

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The portfolio managers are supported by the full resources of Schroders.

Key Facts & Trading Details

Key Facts (as of 4/16/2021)
Ticker	HTAB
Inception	April 18, 2018
Net Assets	$124,863,581.58
Shares Outstanding	5,750,000
Distributor	ALPS Distributors, Inc.
# of Holdings	---
Dividend Frequency	Monthly

View Premium/Discount History

Trading Details (as of 4/16/2021)
Ticker	HTAB
CUSIP	41653L404
IOPV TICKER	HTAB.IV
Stock Exchange	NYSE Arca
Close	$21.64
Change	$-0.02
Change %	-0.09%
Net Asset Value(NAV)	$21.72
NAV Change	$0.00
NAV Change %	0.02%
Premium/Discount	-0.37%
30 Day Median Bid/Ask Spread	0.42%

Performance (%)
	YTD	1YR	3YR	5YR	SI¹
	% (as of 3/31/2021)	Average Annual Total Returns % (as of 3/31/2021)
Hartford Schroders Tax-Aware Bond ETF(HTAB, NAV)	-0.52	5.93	---	---	4.85
Hartford Schroders Tax-Aware Bond ETF(HTAB, Market Price)	-0.56	5.73	---	---	4.82
Bloomberg Barclays Municipal Bond Index	-0.35	5.51	4.91	3.49	---

Performance (%)
	YTD	1YR	3YR	5YR	SI¹
	% (as of 3/31/2021)	Average Annual Total Returns % (as of 3/31/2021)
Hartford Schroders Tax-Aware Bond ETF(HTAB, NAV)	-0.52	5.93	---	---	4.85
Hartford Schroders Tax-Aware Bond ETF(HTAB, Market Price)	-0.56	5.73	---	---	4.82
Bloomberg Barclays Municipal Bond Index	-0.35	5.51	4.91	3.49	---

SI = Since Inception.

Fund Inception: 04/18/2018

Operating Expenses:

Net 0.40% | Gross 0.40%

Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.

Performance reflects cumulative total returns for periods of less than one year and average annual total returns for periods of one year or greater.

ETF shares are bought and sold at market price, not net asset value (NAV). Total returns are calculated using the daily 4:00 p.m. Eastern Time NAV. Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where Fund shares are listed. Market price returns do not represent the returns an investor would receive if they traded shares at other times. Brokerage commissions apply and will reduce returns.

Calendar Year Returns(%)
2020	5.56
2019	7.87

Characteristics

Top Ten Holdings (%)

(as of 4/16/2021)
US TREASURY N/B 04/22 0.125	3.88
US TREASURY N/B 01/24 0.125	3.78
LOUISIANA ST LOCAL GOVT ENVRNM LASFAC 04/36 FIXED 2.5	2.84
CURATORS OF THE UNIV OF MISSOU CURHGR 11/30 FIXED 5	2.51
OHIO ST HSG FIN AGY RSDL MTGER OHSHSG 03/50 FIXED 3.25	2.35
IOWA ST FIN AUTH SF MTGE REVEN IASSFH 01/47 FIXED 3	2.30
TREASURY BILL 07/21 0.00000	2.08
MARYLAND ST DEPT OF TRANSPRTN MDSTRN 10/29 FIXED 5	1.91
MS LIQ TREAS SEC PORT INST C S MS LIQ TREAS SEC PORT INST	1.79
ILLINOIS ST HSG DEV AUTH REVEN ILSHSG 04/50 FIXED 3.75	1.70
Total of Top Ten Holdings	25.14

Full Portfolio Holdings

Distributions and Capital Gains
Ex-Dividend Date	Record Date	Payable Date	Ordinary Income	Short-Term Capital Gain	Long-Term Capital Gain	Total Distribution
3/30/2021	3/31/2021	4/5/2021	$0.0188	$0.0000	$0.0000	$0.0188
2/25/2021	2/26/2021	3/2/2021	$0.0216	$0.0000	$0.0000	$0.0216
1/28/2021	1/29/2021	2/2/2021	$0.0174	$0.0000	$0.0000	$0.0174
12/30/2020	12/31/2020	1/5/2021	$0.0206	$0.0350	$0.0292	$0.0848
11/27/2020	11/30/2020	12/2/2020	$0.0218	$0.0000	$0.0000	$0.0218
10/29/2020	10/30/2020	11/3/2020	$0.0206	$0.0000	$0.0000	$0.0206
9/29/2020	9/30/2020	10/2/2020	$0.0201	$0.0000	$0.0000	$0.0201
8/28/2020	8/31/2020	9/2/2020	$0.0258	$0.0000	$0.0000	$0.0258
7/30/2020	7/31/2020	8/4/2020	$0.0251	$0.0000	$0.0000	$0.0251
6/29/2020	6/30/2020	7/2/2020	$0.0271	$0.0000	$0.0000	$0.0271
5/28/2020	5/29/2020	6/2/2020	$0.0244	$0.0000	$0.0000	$0.0244
4/29/2020	4/30/2020	5/4/2020	$0.0074	$0.0000	$0.0000	$0.0074

Past distributions are not indicative of future distributions.

Insights & Literature

Important Risks: Investing involves risk, including the possible loss of principal. The net asset value (NAV) of the Fund's shares may fluctuate due to changes in the market value of the Fund's holdings. The Fund's share price may fluctuate due to changes in the relative supply of and demand for the shares on an exchange. The Fund is actively managed and does not seek to replicate the performance of a specified index. • Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall. • Municipal securities may be adversely impacted by state/local, political, economic, or market conditions; these risks may be magnified if the Fund focuses its assets in municipal securities of issuers in a few select states. Investors may be subject to the federal Alternative Minimum Tax as well as state and local income taxes. Capital gains, if any, are taxable. • The risks associated with mortgage-related and asset-backed securities include credit, interest-rate, prepayment, and extension risk. • Obligations of U.S. Government agencies are supported by varying degrees of credit but are generally not backed by the full faith and credit of the U.S. Government. • The purchase of securities in the To-Be-Announced (TBA) market can result in additional price and counterparty risk. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, and counterparty risk. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments. • The Fund may have high portfolio turnover, which could increase its transaction costs and an investor's tax liability. • In certain instances, unlike other ETFs, the Fund may effect creations and redemptions partly or wholly for cash, rather than in-kind, which may make the Fund less tax-efficient and incur more fees than an ETF that primarily or wholly effects creations and redemptions in-kind.

Additional Information Regarding Bloomberg Barclays Indices Source: Bloomberg Index Services Limited. BLOOMBERG® is a trademark and service mark of Bloomberg Finance L.P. and its affiliates (collectively "Bloomberg"). BARCLAYS® is a trademark and service mark of Barclays Bank Plc (collectively with its affiliates, "Barclays"), used under license. Bloomberg or Bloomberg's licensors, including Barclays, own all proprietary rights in the Bloomberg Barclays Indices. Neither Bloomberg nor Barclays approves or endorses this material, or guarantees the accuracy or completeness of any information herein, or makes any warranty, express or implied, as to the results to be obtained therefrom and, to the maximum extent allowed by law, neither shall have any liability or responsibility for injury or damages arising in connection therewith.

Transactions in ETF shares will result in brokerage commissions and will generate tax consequences. All regulated investment companies are obliged to distribute portfolio gains to shareholders.

IOPV, or Indicative Optimized Portfolio Value, is a calculation disseminated by the stock exchange that approximates the Fund’s NAV every fifteen seconds throughout the trading day.

Premium/discount reflects the relationship between an ETF’s market price and its net asset value (NAV). Because ETFs are traded on an exchange, their market prices are in part driven by supply and demand dynamics. The ETF’s market price may be above its NAV (reflecting a premium) or below its NAV (reflecting a discount).

Sources for all data: Hartford Funds and Wellington Management.

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