Hartford Total Return Bond ETF

$41.31NAV (as of 10/20/2020)

-0.09 (-0.22%) NAV Change

0.21% Premium Discount (as of 10/20/2020)

$41.40Closing Market Price (as of 10/20/2020)

-0.07 (-0.17%) Closing Market Price Change

Objective

Seeks a competitive total return with income as a secondary objective.

Overview

A diversified bond fund that invests in investment grade debt with tactical investments in high yield and non-US dollar bonds.

More About Hartford Total Return Bond ETF

Joseph F. Marvan, CFA
Senior Managing Director
Fixed-Income Portfolio Manager

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Campe Goodman, CFA
Senior Managing Director
Fixed-Income Portfolio Manager

view bio

Robert D. Burn, CFA
Managing Director
Fixed-Income Portfolio Manager

view bio

The portfolio managers are supported by the full resources of Wellington.

Video Commentaries

Fund Process Video (2:45)
Fixed-Income Portfolio Manager, Joseph Marvan, CFA

Key Facts & Trading Details

Key Facts (as of 10/20/2020)
Ticker	HTRB
Inception	September 27, 2017
Net Assets	$760,127,633.90
Shares Outstanding	18,400,000
Distributor	ALPS Distributors, Inc.
Dividend Frequency	Monthly

View Premium/Discount History

Trading Details (as of 10/20/2020)
Ticker	HTRB
CUSIP	41653L305
IOPV TICKER	HTRB.IV
Stock Exchange	NYSE Arca
Close	$41.40
Change	$-0.07
Change %	-0.17%
Net Asset Value(NAV)	$41.31
NAV Change	$-0.09
NAV Change %	-0.22%
Premium/Discount	0.21%
30 Day Median Bid/Ask Spread	0.12%

Performance (%)
	YTD	1YR	3YR	5YR	SI¹
	% (as of 9/30/2020)	Average Annual Total Returns % (as of 9/30/2020)
Hartford Total Return Bond ETF(HTRB, NAV)	7.02	7.76	5.66	---	5.67
Hartford Total Return Bond ETF(HTRB, Market Price)	7.05	7.72	5.64	---	5.67
Bloomberg Barclays U.S. Aggregate Bond Index	6.79	6.98	5.24	4.18	---

Performance (%)
	YTD	1YR	3YR	5YR	SI¹
	% (as of 9/30/2020)	Average Annual Total Returns % (as of 9/30/2020)
Hartford Total Return Bond ETF(HTRB, NAV)	7.02	7.76	5.66	---	5.67
Hartford Total Return Bond ETF(HTRB, Market Price)	7.05	7.72	5.64	---	5.67
Bloomberg Barclays U.S. Aggregate Bond Index	6.79	6.98	5.24	4.18	---

SI = Since Inception.

Fund Inception: 09/27/2017

Operating Expenses:

Net 0.30% | Gross 0.30%

Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.

ETF Shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Total returns are calculated using the daily 4:00pm Eastern Time net asset value (NAV). Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where Fund shares are listed. Market price returns do not represent the returns you would receive if you traded shares at other times. Brokerage commissions apply and will reduce returns.

Calendar Year Returns(%)
2019	10.51
2018	-0.78

Characteristics

Holdings Characteristics
(as of 9/30/2020)
	Fund
# of Holdings	1169
Effective Duration	6.49 yrs

Yields(%)
As of Date	9/30/2020
Distribution Yield at NAV	2.49
30-Day SEC Yield	1.80
30-Day UNSUB SEC Yield	1.80

Asset Allocation Exposure (%)

(as of 9/30/2020)
label	currentpercentage
Mortgage Backed Securities	48
Investment Grade Credit	32
United States Government	19
High Yield Credit	5
Emerging Market Debt	5
Asset Backed Securities	5
Bank Loans	4
Commercial Mortgage Backed Securities	4
Developed Government and Related (Non-US $)	0
Other	0
Cash, Cash Equivalents and Cash Offsets	-23

Top Ten Holdings (%)

(as of 10/20/2020)
FNMA TBA 30 YR 2 SINGLE FAMILY MORTGAGE	8.15
US TREASURY N/B 02/44 3.625	4.51
FNMA TBA 30 YR 3 SINGLE FAMILY MORTGAGE	3.52
US DOLLAR	3.05
US TREASURY N/B 05/30 0.625	2.90
GNMA II TBA 30 YR 3 JUMBOS	2.53
FNMA TBA 15 YR 1.5 SINGLE FAMILY MORTGAGE	2.39
GNMA II TBA 30 YR 3.5 JUMBOS	2.25
US TREASURY N/B 06/25 2.75	1.95
GNMA II TBA 30 YR 2.5 JUMBOS	1.77
Total of Top Ten Holdings	33.02

Full Portfolio Holdings

Credit Exposure (%)

(as of 9/30/2020)
label	value
Aaa/AAA	69
Aa/AA	2
A	13
Baa/BBB	25
Ba/BB	7
B	5
Caa/CCC or lower	0
Not Rated	2
Cash & Cash Offsets	-24

Credit exposure is the credit ratings for the underlying securities of the Fund as provided by Standard and Poor's (S&P), Moody's Investors Service, or Fitch and typically range from AAA/Aaa (highest) to C/D (lowest). If S&P, Moody's, and Fitch assign different ratings, the median rating is used. If only two agencies assign ratings, the lower rating is used. Securities that are not rated by any of the three agencies are listed as "Not Rated." Ratings do not apply to the Fund itself or to Fund shares. Ratings may change.

Distributions and Capital Gains
Ex-Dividend Date	Record Date	Payable Date	Ordinary Income	Short-Term Capital Gain	Long-Term Capital Gain	Total Distribution
9/29/2020	9/30/2020	10/2/2020	$0.0859	$0.0000	$0.0000	$0.0859
8/28/2020	8/31/2020	9/2/2020	$0.0876	$0.0000	$0.0000	$0.0876
7/30/2020	7/31/2020	8/4/2020	$0.0866	$0.0000	$0.0000	$0.0866
6/29/2020	6/30/2020	7/2/2020	$0.0952	$0.0000	$0.0000	$0.0952
5/28/2020	5/29/2020	6/2/2020	$0.0872	$0.0000	$0.0000	$0.0872
4/29/2020	4/30/2020	5/4/2020	$0.1026	$0.0000	$0.0000	$0.1026
3/30/2020	3/31/2020	4/2/2020	$0.1028	$0.0000	$0.0000	$0.1028
2/27/2020	2/28/2020	3/3/2020	$0.0962	$0.0000	$0.0000	$0.0962
1/30/2020	1/31/2020	2/4/2020	$0.0738	$0.0000	$0.0000	$0.0738
11/27/2019	11/29/2019	12/3/2019	$0.0929	$0.0000	$0.0000	$0.0929
10/30/2019	10/31/2019	11/4/2019	$0.1130	$0.0000	$0.0000	$0.1130

Past distributions are not indicative of future distributions.

Insights & Literature

Important Risks: Investing involves risk, including the possible loss of principal. The net asset value (NAV) of the Fund's shares may fluctuate due to changes in the market value of the Fund's holdings. The Fund's share price may fluctuate due to changes in the relative supply of and demand for the shares on an exchange. The Fund is actively managed and does not seek to replicate the performance of a specified index. The Fund may allocate a portion of its assets to specialist portfolio managers, which may not work as intended. • Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall. • The risks associated with mortgage related- and asset-backed securities include credit, interest-rate, prepayment, liquidity, default and extension risk. • The purchase of securities in the To-Be-Announced (TBA) market, can result in additional price and counterparty risk. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, and counterparty risk. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments. These risks may be greater for investments in emerging markets. • High-yield ("junk") bonds involve greater risk of price volatility, illiquidity, and default than higher-rated debt securities. • Obligations of U.S. Government agencies are supported by varying degrees of credit but are generally not backed by the full faith and credit of the U.S. Government. • Restricted securities may be more difficult to sell and price than other securities. • In certain instances, unlike other ETFs, the Fund may effect creations and redemptions partly or wholly for cash, rather than in-kind, which may make the Fund less tax-efficient and incur more fees than an ETF that primarily or wholly effects creations and redemptions in-kind.

Additional Information Regarding Bloomberg Barclays Indices Source: Bloomberg Index Services Limited. BLOOMBERG® is a trademark and service mark of Bloomberg Finance L.P. and its affiliates (collectively "Bloomberg"). BARCLAYS® is a trademark and service mark of Barclays Bank Plc (collectively with its affiliates, "Barclays"), used under license. Bloomberg or Bloomberg's licensors, including Barclays, own all proprietary rights in the Bloomberg Barclays Indices. Neither Bloomberg nor Barclays approves or endorses this material, or guarantees the accuracy or completeness of any information herein, or makes any warranty, express or implied, as to the results to be obtained therefrom and, to the maximum extent allowed by law, neither shall have any liability or responsibility for injury or damages arising in connection therewith.

Transactions in ETF shares will result in brokerage commissions and will generate tax consequences. All regulated investment companies are obliged to distribute portfolio gains to shareholders.

IOPV, or Indicative Optimized Portfolio Value, is a calculation disseminated by the stock exchange that approximates the Fund’s NAV every fifteen seconds throughout the trading day.

Premium/discount reflects the relationship between an ETF’s market price and its net asset value (NAV). Because ETFs are traded on an exchange, their market prices are in part driven by supply and demand dynamics. The ETF’s market price may be above its NAV (reflecting a premium) or below its NAV (reflecting a discount).

Investors may acquire ETF Shares and tender them for redemption through the Fund in Creation Unit Aggregations only. Please see the prospectus for more details.

Sources for all data: Hartford Funds and Wellington Management.

219909 HFA000864