Objective
Hartford Multifactor Emerging Markets ETF (”ROAM”) seeks to provide investment results that, before fees and expenses, correspond to the total return performance of Hartford Risk-Optimized Multifactor Emerging Markets Index (Bloomberg Ticker: LROAMX), which is based upon the emerging markets of the world.
Overview
Designed to provide equity exposure to emerging markets
Our systematic, rules-based index methodology is designed to simultaneously address risks while seeking exposures to return-enhancing factors:
Set Risk Parameters
Seek to improve diversification versus a cap-weighted benchmark by reducing concentration at the country, sector, and individual company levels
Select Securities
Seek companies with a favorable combination of low valuation (50%), high momentum (30%), and high quality (20%) investment factors
Reconstitute and Rebalance
Rebalance twice a year in March and September and reapply the investment process annually in March to ensure the portfolio stays true to the rules-based index methodology
Characteristics Allocations, exposures and holdings are subject to change. Percentages may be rounded.
Country Allocation (%)
(as of 3/31/2019)
| ROAM | ||
|---|---|---|
| TAIWAN | 9 | |
| THAILAND | 9 | |
| MALAYSIA | 9 | |
| SOUTH KOREA | 8 | |
| CHINA | 8 | |
| INDONESIA | 8 | |
| INDIA | 7 | |
| PHILIPPINES | 7 | |
| CHILE | 6 | |
| SOUTH AFRICA | 5 | |
| Total of Top 10 Countries(%) | 76 | |
| Other (6 countries) | ||
| MSCI Emerging Markets Index | ||
|---|---|---|
| CHINA | 33 | |
| SOUTH KOREA | 13 | |
| TAIWAN | 11 | |
| INDIA | 9 | |
| BRAZIL | 7 | |
| SOUTH AFRICA | 6 | |
| RUSSIA | 4 | |
| MEXICO | 3 | |
| THAILAND | 2 | |
| MALAYSIA | 2 | |
| Total of Top 10 Countries(%) | 90 | |
| Other (17 countries) | ||
| Index | MSCI Emerging Markets Index | |
|---|---|---|
| Return on Equity | 11.8% | 13.0% |
| Nominal Companies | 325 | 1070 |
| Effective Companies | 219 | 97 |
| Nominal Countries | 16 | 27 |
| Effective Countries | 14 | 6 |
| Fund | |
|---|---|
| Standard Deviation (3 Year) | 12.76% |
| Alpha (3 Year) | -3.93 |
| Beta (3 Year) | 0.91 |
| R Squared (3 Year) | 87.22 |
| Information Ratio (3 Year) | -1.08 |
| Up Capture (3 Year) | 82.31 |
| Sharpe Ratio (3 Year) | 0.40 |
| Down Capture (3 Year) | 105.06 |
Fundamental characteristics are based on industry-standard calculation methodologies and determined by Hartford Funds.
Top Ten Holdings (%)
| DR. REDDY S LABORATORIES ADR ADR | 1.01 |
| TATA MOTORS LTD SPON ADR ADR USD.1 | 0.94 |
| INFOSYS LTD SP ADR ADR | 0.93 |
| CHINA TELECOM CORP LTD H COMMON STOCK CNY1.0 | 0.89 |
| ICICI BANK LTD SPON ADR ADR | 0.88 |
| BANK NEGARA INDONESIA PERSER COMMON STOCK IDR7500. | 0.88 |
| HDFC BANK LTD ADR ADR | 0.87 |
| TELEFONICA BRASIL S.A. PREF PREFERENCE | 0.87 |
| ENEL AMERICAS SA COMMON STOCK | 0.81 |
| MALAYAN BANKING BHD COMMON STOCK MYR1. | 0.81 |
| Total of Top Ten Holdings | 8.89 |
| Fund | MSCI Emerging Markets Index | |
|---|---|---|
| Less than $2B | 18 | 8 |
| $2B - $10B | 56 | 38 |
| $10B - $100B | 25 | 35 |
| Greater than $100B | 1 | 19 |
Sector Exposure (%)
| label | currentpercentage |
|---|---|
| Financials | 32 |
| Communication Services | 11 |
| Consumer Staples | 10 |
| Energy | 9 |
| Information Technology | 8 |
| Materials | 7 |
| Consumer Discretionary | 6 |
| Industrials | 6 |
| Utilities | 6 |
| Health Care | 3 |
| Real Estate | 2 |
Based on Global Industry Classification Standard (GICS), which was developed by and is the exclusive property and a service mark of MSCI Inc. (MSCI) and Standard & Poor’s, a division of The McGraw-Hill Companies, Inc. (S&P). Excludes cash. May not total to 100% due to rounding and/or pooled vehicle allocations.
| Ex-Dividend Date | Record Date | Payable Date | Ordinary Income | Short Term Capital Gains | Long Term Capital Gains | Total Distribution |
|---|---|---|---|---|---|---|
| 12/20/2018 | 12/21/2018 | 12/26/2018 | $0.3448 | $0.0000 | $0.0000 | $0.3448 |
| 6/21/2018 | 6/22/2018 | 6/26/2018 | $0.2158 | $0.0000 | $0.0000 | $0.2158 |
Past distributions are not indicative of future distributions.
|
Average Annual Total Returns % (as of
3/31/2019)
|
|||||
| 1YR | 3YR | 5YR | SI1 | ||
|---|---|---|---|---|---|
| Hartford Multifactor Emerging Markets ETF(ROAM, NAV) | -7.04 | 5.60 | --- | 0.35 | |
| Hartford Multifactor Emerging Markets ETF(ROAM, Market Price) | -8.44 | 5.72 | --- | 0.41 | |
| Underlying Index (Hartford Risk-Optimized Multifactor Emerging Markets Index - LROAMX) | -6.84 | 6.12 | --- | 0.90 | |
| MSCI Emerging Markets Index | -7.41 | 10.68 | 3.68 | --- | |
|
Average Annual Total Returns % (as of
3/31/2019)
|
|||||
| 1YR | 3YR | 5YR | SI1 | ||
|---|---|---|---|---|---|
| Hartford Multifactor Emerging Markets ETF(ROAM, NAV) | -7.04 | 5.60 | --- | 0.35 | |
| Hartford Multifactor Emerging Markets ETF(ROAM, Market Price) | -8.44 | 5.72 | --- | 0.41 | |
| Underlying Index (Hartford Risk-Optimized Multifactor Emerging Markets Index - LROAMX) | -6.84 | 6.12 | --- | 0.90 | |
| MSCI Emerging Markets Index | -7.41 | 10.68 | 3.68 | --- | |
Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.
Index performance returns do not reflect any management fees, transaction costs, or expenses.
ETF Shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Total returns are calculated using the daily 4:00pm Eastern Time net asset value (NAV). Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where Fund shares are listed. Market price returns do not represent the returns you would receive if you traded shares at other times. Brokerage commissions apply and will reduce returns.
1 Index "inception" return is based on the fund's inception date.
Overall, 1 stars and 3-Year, 1 stars, rated against 707 and 707 products, respectively. Morningstar RatingTM
is calculated for products with at least a 3-year history, based on a risk-adjusted return measure (excluding any applicable sale charges) and accounts for variations in a product's monthly performance. 5 stars are assigned to the top 10%; 4 stars to the next 22.5%, 3 stars to the next 35%, 2 stars to the next 22.5% and 1 star to the bottom 10%. ETFs and mutual funds are considered a single population. The Overall Rating is derived from a weighted average of the performance figures associated with its 3-, 5-, and 10-year (if applicable) Morningstar Rating metrics. For more information about these ratings, including their methodology, please go to global.morningstar.com/managerdisclosures
. Ratings for other share classes may vary and are subject to change monthly. Past performance is no guarantee of future performance.©2019 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/ or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. :
| Ticker | ROAM |
| Inception | February 25, 2015 |
| Underlying Index | LROAMX |
| Net Assets | $83,365,604.41 |
| Shares Outstanding | 3,500,000 |
| Distributor | ALPS Distributors, Inc. |
| Ticker | ROAM |
| CUSIP | 518416201 |
| IOPV TICKER | ROAM.IV |
| Stock Exchange | NYSE Arca |
| Close | $23.80 |
| Change | $-0.15 |
| Change % | -0.63% |
| Net Asset Value(NAV) | $23.82 |
| NAV Change | $-0.08 |
| NAV Change % | -0.33% |
| Premium/Discount | -0.08% |
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Fund LiteratureSelect All
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Fact Sheet12/31/2018 | pdfThis Fact Sheet summarizes the ETF's investment approach, portfolio statistics, top holdings, and current performance. |
Multifactor Emerging Markets ETF Summary Prospectus01/26/2018 | pdfA concise summary of the Fund’s investment strategy, performance, expenses, risks, and management team.
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Semi Annual Report03/31/2018 | pdfA semi-annual update on the Fund that includes a manager discussion of the Fund’s performance and financial statements.
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Annual Report09/30/2018 | pdfAn annual update on the Fund that includes a manager discussion of the Fund’s performance and financial statements.
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Hartford Multifactor ETF Investment Process Flyer04/15/2019 | pdfThis flyer explains how Hartford Multifactor ETFs pursue growth by taking better risk. |
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Hartford Multifactor ETFs Pitchbook12/31/2018 | pdfThis Pitchbook reviews the ETFs' investment approach, investment team, investment process, portfolio statistics, top holdings, and current performance.
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Hartford Multifactor Emerging Markets ETF Pitchbook12/31/2018 | pdfThis Pitchbook reviews the ETF's investment approach, investment team, investment process, and general portfolio parameters.
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Multifactor Emerging Markets ETF Statutory Prospectus05/11/2018 | pdfAn annual update on the Fund that includes information about the Fund’s investment manager, sub-adviser, and operations.
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Multifactor Emerging Markets ETF SAI01/26/2018 | pdfA supplementary document to the Fund’s prospectus that includes additional information about the Fund and its operations.
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Transactions in ETF shares will result in brokerage commissions and will generate tax consequences. All regulated investment companies are obliged to distribute portfolio gains to shareholders.
IOPV, or Indicative Optimized Portfolio Value, is a calculation disseminated by the stock exchange that approximates the Fund’s NAV every fifteen seconds throughout the trading day.
Premium/discount reflects the relationship between an ETF’s market price and its net asset value (NAV). Because ETFs are traded on an exchange, their market prices are in part driven by supply and demand dynamics. The ETF’s market price may be above its NAV (reflecting a premium) or below its NAV (reflecting a discount).
Investors may acquire ETF Shares and tender them for redemption through the Fund in Creation Unit Aggregations only. Please see the prospectus for more details.
The MSCI information may only be used for your internal use, may not be reproduced or re-disseminated in any form and may not be used as a basis for or a component of any financial instruments or products or indices. None of the MSCI information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision and may not be relied on as such. Historical data and analysis should not be taken as an indication or guarantee of any future performance analysis, forecast or prediction. The MSCI information is provided on an “as is” basis and the user of this information assumes the entire risk of any use made of this information. MSCI, each of its affiliates and each other person involved in or related to compiling, computing or creating any MSCI information (collectively, the “MSCI Parties”) expressly disclaims all warranties (including, without limitation, any warranties or originality, accuracy, completeness, timeliness, non-infringement, merchantability and fitness for a particular purpose) with respect to this information. Without limiting any of the foregoing, in no event shall any MSCI Party have any liability for any direct, indirect, special, incidental, punitive, consequential (including, without limitation, lost profits) or any other damages. (www. msci.com)
Sources for all data: Bloomberg, MSCI, and Hartford Funds.
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