Hartford Multifactor Developed Markets (ex-US) ETF

$30.72NAV (as of 04/16/2021)

+0.16 (+0.51%) NAV Change

0.15% Premium Discount (as of 04/16/2021)

$30.77Closing Market Price (as of 04/16/2021)

+0.18 (+0.59%) Closing Market Price Change

Objective

Hartford Multifactor Developed Markets (ex-US) ETF ("RODM") seeks to provide investment results that, before fees and expenses, correspond to the total return performance of an index that tracks the performance of companies located in major developed markets of Europe, Canada and the Pacific Region.

Overview

Designed to provide equity exposure to developed markets (ex-US) with potentially less volatility over a complete market cycle than traditional capitalization-weighted indices

More about Hartford Multifactor Developed Markets (ex-US) ETF

Our systematic, rules-based index methodology is designed to simultaneously address risks while seeking exposures to return-enhancing factors:

Set Risk Parameters

Seek to improve diversification versus a cap-weighted benchmark by reducing concentration at the country, sector, and individual company levels

Select Securities

Seek companies with a favorable combination of low valuation (50%), high momentum (30%), and high quality (20%) investment factors

Reconstitute and Rebalance

Reapply the investment process twice a year in March and September to ensure the portfolio stays true to the rules-based index methodology

Underlying Index: Hartford Risk-Optimized Multifactor Developed Markets (ex-US) Index (Bloomberg Ticker: LRODMX)

CharacteristicsAllocations, exposures and holdings are subject to change. Percentages may be rounded.

Characteristics

Allocations, exposures and holdings are subject to change. Percentages may be rounded.

Country Allocation(%)
(as of 3/31/2021)

		RODM
	JAPAN	23
	CANADA	11
	UNITED KINGDOM	11
	AUSTRALIA	8
	SWITZERLAND	7
	FRANCE	6
	GERMANY	5
	HONG KONG	5
	SWEDEN	4
	NETHERLANDS	4
Total of Top 10 Countries(%)		84
	Other (12 countries)	16	12

		MSCI World ex USA Index
	JAPAN	MSCI World ex USA Index	22
	UNITED KINGDOM	12
	FRANCE	10
	CANADA	10
	GERMANY	9
	SWITZERLAND	8
	AUSTRALIA	7
	NETHERLANDS	5
	SWEDEN	3
	HONG KONG	3
Total of Top 10 Countries(%)		88
	Other (13 countries)	12	13

Holdings Characteristics
(as of 3/31/2021)
	Fund	MSCI World ex USA Index
Price/Book	1.6x	1.9x
Nominal Companies	484	948
Effective Companies	300	293
Nominal Countries	22	23
Effective Countries	10	9
Debt to Equity	93.6%	127.2%

Return Characteristics
(as of 3/31/2021)
	Fund
Standard Deviation (5 Year)	13.63
Alpha (5 Year)	-0.84
Beta (5 Year)	0.89
R Squared (5 Year)	94.74
Information Ratio (5 Year)	-0.49
Up Capture (5 Year)	85.57
Sharpe Ratio (5 Year)	0.49
Down Capture (5 Year)	88.40

Fundamental characteristics are based on industry-standard calculation methodologies and determined by Hartford Funds.

Top Ten Holdings (%)

(as of 4/16/2021)
KUEHNE NAGEL INTL AG REG COMMON STOCK CHF1.0	0.79
INVESTOR AB B SHS COMMON STOCK SEK6.25	0.76
MERCK KGAA COMMON STOCK	0.76
WESFARMERS LTD COMMON STOCK	0.69
NOVO NORDISK A/S B COMMON STOCK DKK.2	0.69
BOUYGUES SA COMMON STOCK EUR1.0	0.69
KONINKLIJKE AHOLD DELHAIZE N COMMON STOCK EUR.01	0.69
ROCHE HOLDING AG GENUSSCHEIN COMMON STOCK	0.68
LOBLAW COMPANIES LTD COMMON STOCK	0.68
FORTESCUE METALS GROUP LTD COMMON STOCK	0.66
Total of Top Ten Holdings	7.09

Full Portfolio Holdings

Market Cap Distribution %
(as of 3/31/2021)
	Fund	MSCI World ex USA Index
Less than $2B	0	0
$2B - $10B	44	10
$10B - $100B	50	67
Greater than $100B	5	23

Sector Exposure (%)

(as of 3/31/2021)
label	currentpercentage
Financials	16
Industrials	14
Health Care	12
Consumer Discretionary	12
Consumer Staples	11
Communication Services	8
Materials	7
Information Technology	7
Utilities	7
Real Estate	6
Energy	2

Based on Global Industry Classification Standard (GICS), which was developed by and is the exclusive property and a service mark of MSCI Inc. (MSCI) and Standard & Poor’s, a division of The McGraw-Hill Companies, Inc. (S&P). Excludes cash. May not total to 100% due to rounding and/or pooled vehicle allocations.

Distributions and Capital Gains
Ex-Dividend Date	Record Date	Payable Date	Ordinary Income	Short Term Capital Gains	Long Term Capital Gains	Total Distribution
12/23/2020	12/24/2020	12/29/2020	$0.3894	$0.0000	$0.0000	$0.3894
6/25/2020	6/26/2020	6/30/2020	$0.4098	$0.0000	$0.0000	$0.4098

Past distributions are not indicative of future distributions.

Performance (%)
	YTD	1YR	3YR	5YR	SI¹
	% (as of 3/31/2021)	Average Annual Total Returns % (as of 3/31/2021)
Hartford Multifactor Developed Markets (ex-US) ETF(RODM, NAV)	4.72	38.88	3.53	7.20	5.59
Hartford Multifactor Developed Markets (ex-US) ETF(RODM, Market Price)	5.02	39.02	3.16	7.16	5.57
Underlying Index (Hartford Risk-Optimized Multifactor Developed Markets (ex-US) Index - LRODMX)	4.76	39.10	3.58	7.32	5.75
MSCI World ex USA Index	4.04	45.86	6.34	8.92	---

Performance (%)
	YTD	1YR	3YR	5YR	SI¹
	% (as of 3/31/2021)	Average Annual Total Returns % (as of 3/31/2021)
Hartford Multifactor Developed Markets (ex-US) ETF(RODM, NAV)	4.72	38.88	3.53	7.20	5.59
Hartford Multifactor Developed Markets (ex-US) ETF(RODM, Market Price)	5.02	39.02	3.16	7.16	5.57
Underlying Index (Hartford Risk-Optimized Multifactor Developed Markets (ex-US) Index - LRODMX)	4.76	39.10	3.58	7.32	5.75
MSCI World ex USA Index	4.04	45.86	6.34	8.92	---

SI = Since Inception.

Fund Inception: 02/25/2015

Operating Expenses:

Net 0.29% | Gross 0.29%

Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.

Index performance returns do not reflect any management fees, transaction costs, or expenses.

ETF shares are bought and sold at market price, not net asset value (NAV). Total returns are calculated using the daily 4:00 p.m. Eastern Time NAV. Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where Fund shares are listed. Market price returns do not represent the returns an investor would receive if they traded shares at other times. Brokerage commissions apply and will reduce returns.

¹ Index "inception" return is based on the fund's inception date.

Key Facts & Trading Details

Key Facts (as of 4/16/2021)
Ticker	RODM
Inception	February 25, 2015
Underlying Index	LRODMX
Net Assets	$2,009,339,040.05
Shares Outstanding	65,400,000
Distributor	ALPS Distributors, Inc.

View Premium/Discount History

Trading Details (as of 4/16/2021)
Ticker	RODM
CUSIP	518416102
IOPV TICKER	RODM.IV
Stock Exchange	NYSE Arca
Close	$30.77
Change	$0.18
Change %	0.59%
Net Asset Value(NAV)	$30.72
NAV Change	$0.16
NAV Change %	0.51%
Premium/Discount	0.15%
30 Day Median Bid/Ask Spread	0.03%

Insights & Literature

Important Risks: Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • The Fund is not actively managed but rather attempts to track the performance of an index. The Fund's returns may diverge from that of the index. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse regulatory, political and economic developments. These risks may be greater in particular geographic regions or countries. • Investments focused in a country, region, sector, industry or group of industries may increase volatility and risk. • Mid-cap securities can have greater risks and volatility than large-cap securities.

Transactions in ETF shares will result in brokerage commissions and will generate tax consequences. All regulated investment companies are obliged to distribute portfolio gains to shareholders.

IOPV, or Indicative Optimized Portfolio Value, is a calculation disseminated by the stock exchange that approximates the Fund’s NAV every fifteen seconds throughout the trading day.

Premium/discount reflects the relationship between an ETF’s market price and its net asset value (NAV). Because ETFs are traded on an exchange, their market prices are in part driven by supply and demand dynamics. The ETF’s market price may be above its NAV (reflecting a premium) or below its NAV (reflecting a discount).

The MSCI information may only be used for your internal use, may not be reproduced or re-disseminated in any form and may not be used as a basis for or a component of any financial instruments or products or indices. None of the MSCI information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision and may not be relied on as such. Historical data and analysis should not be taken as an indication or guarantee of any future performance analysis, forecast or prediction. The MSCI information is provided on an “as is” basis and the user of this information assumes the entire risk of any use made of this information. MSCI, each of its affiliates and each other person involved in or related to compiling, computing or creating any MSCI information (collectively, the “MSCI Parties”) expressly disclaims all warranties (including, without limitation, any warranties or originality, accuracy, completeness, timeliness, non-infringement, merchantability and fitness for a particular purpose) with respect to this information. Without limiting any of the foregoing, in no event shall any MSCI Party have any liability for any direct, indirect, special, incidental, punitive, consequential (including, without limitation, lost profits) or any other damages. (www. msci.com)

Sources for all data: Bloomberg, MSCI and Hartford Funds.

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