Hartford Multifactor Developed Markets (ex-US) ETF

$29.57NAV (as of 01/21/2020)

-0.03 (-0.12%) NAV Change

0.04% Premium Discount (as of 01/21/2020)

$29.58Closing Market Price (as of 01/21/2020)

-0.13 (-0.44%) Closing Market Price Change

Objective

Hartford Multifactor Developed Markets (ex-US) ETF ("RODM") seeks to provide investment results that, before fees and expenses, correspond to the total return performance of an index that tracks the performance of companies located in major developed markets of Europe, Canada and the Pacific Region.

Overview

Designed to provide equity exposure to developed markets (ex-US) with potentially less volatility over a complete market cycle than traditional capitalization-weighted indices

Hartford Multifactor Developed Markets (ex-US) ETF Performance Update
A quarterly analysis of RODM’s returns and rankings

Learn More >

More about Hartford Multifactor Developed Markets (ex-US) ETF

Our systematic, rules-based index methodology is designed to simultaneously address risks while seeking exposures to return-enhancing factors:

Set Risk Parameters

Seek to improve diversification versus a cap-weighted benchmark by reducing concentration at the country, sector, and individual company levels

Select Securities

Seek companies with a favorable combination of low valuation (50%), high momentum (30%), and high quality (20%) investment factors

Reconstitute and Rebalance

Reapply the investment process twice a year in March and September to ensure the portfolio stays true to the rules-based index methodology

Underlying Index: Hartford Risk-Optimized Multifactor Developed Markets (ex-US) Index (Bloomberg Ticker: LRODMX)

CharacteristicsAllocations, exposures and holdings are subject to change. Percentages may be rounded.

Characteristics

Allocations, exposures and holdings are subject to change. Percentages may be rounded.

Country Allocation(%)
(as of 12/31/2019)

		RODM
	JAPAN	21
	UNITED KINGDOM	13
	CANADA	11
	AUSTRALIA	8
	GERMANY	6
	SWITZERLAND	6
	FRANCE	6
	HONG KONG	4
	NETHERLANDS	4
	ITALY	3
Total of Top 10 Countries(%)		83
	Other (12 countries)	17	12

		MSCI World ex-USA Index
	JAPAN	MSCI World ex-USA Index	22
	UNITED KINGDOM	14
	FRANCE	10
	CANADA	9
	SWITZERLAND	8
	GERMANY	8
	AUSTRALIA	6
	NETHERLANDS	4
	HONG KONG	3
	SPAIN	3
Total of Top 10 Countries(%)		88
	Other (13 countries)	12	13

Holdings Characteristics
(as of 12/31/2019)
	Fund	MSCI World ex-USA Index
Price/Book	1.6x	1.7x
Nominal Companies	484	993
Effective Companies	295	284
Nominal Countries	22	23
Effective Countries	10	9
Debt to Equity	86.6%	120.9%

Return Characteristics
(as of 12/31/2019)
	Fund
Standard Deviation (3 Year)	9.29%
Alpha (3 Year)	1.75
Beta (3 Year)	0.83
R Squared (3 Year)	95.00
Information Ratio (3 Year)	0.22
Up Capture (3 Year)	87.79
Sharpe Ratio (3 Year)	0.89
Down Capture (3 Year)	73.60

Fundamental characteristics are based on industry-standard calculation methodologies and determined by Hartford Funds.

Top Ten Holdings (%)

(as of 1/17/2020)
RIO TINTO PLC COMMON STOCK GBP.1	0.80
WESFARMERS LTD COMMON STOCK	0.80
CALTEX AUSTRALIA LTD COMMON STOCK	0.78
ZURICH INSURANCE GROUP AG COMMON STOCK CHF.1	0.78
MERCK KGAA COMMON STOCK	0.78
BOUYGUES SA COMMON STOCK EUR1.0	0.76
LEGAL + GENERAL GROUP PLC COMMON STOCK GBP.025	0.73
SWISS LIFE HOLDING AG REG COMMON STOCK CHF5.1	0.72
BALOISE HOLDING AG REG COMMON STOCK CHF.1	0.70
ROCHE HOLDING AG GENUSSCHEIN COMMON STOCK	0.68
Total of Top Ten Holdings	7.53

Full Portfolio Holdings

Market Cap Distribution %
(as of 12/31/2019)
	Fund	MSCI World ex-USA Index
Less than $2B	0	0
$2B - $10B	42	13
$10B - $100B	52	67
Greater than $100B	6	20

Sector Exposure (%)

(as of 12/31/2019)
label	currentpercentage
Financials	22
Industrials	13
Health Care	12
Consumer Discretionary	11
Consumer Staples	9
Communication Services	7
Real Estate	6
Information Technology	6
Utilities	6
Energy	5
Materials	5

Based on Global Industry Classification Standard (GICS), which was developed by and is the exclusive property and a service mark of MSCI Inc. (MSCI) and Standard & Poor’s, a division of The McGraw-Hill Companies, Inc. (S&P). Excludes cash. May not total to 100% due to rounding and/or pooled vehicle allocations.

Distributions and Capital Gains
Ex-Dividend Date	Record Date	Payable Date	Ordinary Income	Short Term Capital Gains	Long Term Capital Gains	Total Distribution
12/20/2019	12/23/2019	12/26/2019	$0.3497	$0.0000	$0.0000	$0.3497
6/25/2019	6/26/2019	6/28/2019	$0.4785	$0.0000	$0.0000	$0.4785

Past distributions are not indicative of future distributions.

Performance (%)
	YTD	1YR	3YR	5YR	SI¹
	% (as of 12/31/2019)	Average Annual Total Returns % (as of 12/31/2019)
Hartford Multifactor Developed Markets (ex-US) ETF(RODM, NAV)	17.10	17.10	9.95	---	6.11
Hartford Multifactor Developed Markets (ex-US) ETF(RODM, Market Price)	17.18	17.18	9.82	---	6.12
Underlying Index (Hartford Risk-Optimized Multifactor Developed Markets (ex-US) Index - LRODMX)	17.09	17.09	10.04	---	6.28
MSCI World ex-USA Index	22.49	22.49	9.34	5.42	---

Performance (%)
	YTD	1YR	3YR	5YR	SI¹
	% (as of 12/31/2019)	Average Annual Total Returns % (as of 12/31/2019)
Hartford Multifactor Developed Markets (ex-US) ETF(RODM, NAV)	17.10	17.10	9.95	---	6.11
Hartford Multifactor Developed Markets (ex-US) ETF(RODM, Market Price)	17.18	17.18	9.82	---	6.12
Underlying Index (Hartford Risk-Optimized Multifactor Developed Markets (ex-US) Index - LRODMX)	17.09	17.09	10.04	---	6.28
MSCI World ex-USA Index	22.49	22.49	9.34	5.42	---

SI = Since Inception.

Fund Inception: 02/25/2015

Operating Expenses:

Net 0.29% | Gross 0.29%

Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.

Index performance returns do not reflect any management fees, transaction costs, or expenses.

ETF Shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Total returns are calculated using the daily 4:00pm Eastern Time net asset value (NAV). Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where Fund shares are listed. Market price returns do not represent the returns you would receive if you traded shares at other times. Brokerage commissions apply and will reduce returns.

¹ Index "inception" return is based on the fund's inception date.

Morningstar Rating

(as of 12/31/2019)

Overall : starrating

628 Products | Foreign Large Blend Category

Based on Risk-Adjusted Returns

Key Facts & Trading Details

Key Facts (as of 1/21/2020)
Ticker	RODM
Inception	February 25, 2015
Underlying Index	LRODMX
Net Assets	$2,919,925,417.43
Shares Outstanding	98,750,000
Distributor	ALPS Distributors, Inc.

View Premium/Discount History

Trading Details (as of 1/21/2020)
Ticker	RODM
CUSIP	518416102
IOPV TICKER	RODM.IV
Stock Exchange	NYSE Arca
Close	$29.58
Change	$-0.13
Change %	-0.44%
Net Asset Value(NAV)	$29.57
NAV Change	$-0.03
NAV Change %	-0.12%
Premium/Discount	0.04%

Insights & Literature

Important Risks: Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments. • Investments focused in a sector, industry or group of industries may increase volatility and risk. • The Fund is not actively managed but rather attempts to track the performance of an index. The Fund's returns may diverge from that of the index.

Transactions in ETF shares will result in brokerage commissions and will generate tax consequences. All regulated investment companies are obliged to distribute portfolio gains to shareholders.

IOPV, or Indicative Optimized Portfolio Value, is a calculation disseminated by the stock exchange that approximates the Fund’s NAV every fifteen seconds throughout the trading day.

Premium/discount reflects the relationship between an ETF’s market price and its net asset value (NAV). Because ETFs are traded on an exchange, their market prices are in part driven by supply and demand dynamics. The ETF’s market price may be above its NAV (reflecting a premium) or below its NAV (reflecting a discount).

Investors may acquire ETF Shares and tender them for redemption through the Fund in Creation Unit Aggregations only. Please see the prospectus for more details.

The MSCI information may only be used for your internal use, may not be reproduced or re-disseminated in any form and may not be used as a basis for or a component of any financial instruments or products or indices. None of the MSCI information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision and may not be relied on as such. Historical data and analysis should not be taken as an indication or guarantee of any future performance analysis, forecast or prediction. The MSCI information is provided on an “as is” basis and the user of this information assumes the entire risk of any use made of this information. MSCI, each of its affiliates and each other person involved in or related to compiling, computing or creating any MSCI information (collectively, the “MSCI Parties”) expressly disclaims all warranties (including, without limitation, any warranties or originality, accuracy, completeness, timeliness, non-infringement, merchantability and fitness for a particular purpose) with respect to this information. Without limiting any of the foregoing, in no event shall any MSCI Party have any liability for any direct, indirect, special, incidental, punitive, consequential (including, without limitation, lost profits) or any other damages. (www. msci.com)

Sources for all data: Bloomberg, MSCI and Hartford Funds.

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