Effective 9/11/19, the Hartford Multifactor US Equity ETF (Fund) changed its principal investment strategy, custom underlying index and reference index. See the Fund's prospectus, as supplemented, for more information.
Objective
Hartford Multifactor US Equity ETF ("ROUS") seeks to provide investment results that, before fees and expenses, correspond to the total return performance of an index that tracks the performance of exchange traded U.S. equity securities.
Overview
Designed to provide equity exposure to the US market with potentially less volatility over a complete market cycle than traditional capitalization-weighted indices.
Our systematic, rules-based index methodology is designed to simultaneously address risks while seeking exposures to return-enhancing factors:
Set Risk Parameters
Seek to improve diversification versus a cap-weighted benchmark by reducing concentration at the sector, market cap, and individual company levels
Select Securities
Seek companies with a favorable combination of low valuation (50%), high momentum (30%), and high quality (20%) investment factors
Reconstitute and Rebalance
Reapply the investment process twice a year in March and September to ensure the portfolio stays true to the rules-based index methodology
CharacteristicsAllocations, exposures and holdings are subject to change. Percentages may be rounded.
| Fund | Russell 1000 Index | |
|---|---|---|
| Price/Book | 4.3x | 4.5x |
| Price/Earnings | 21.8x | 26.0x |
| Return on Equity | 27.7% | 23.9% |
| Nominal Companies | 351 | 1005 |
| Effective Companies | 197 | 96 |
| Debt to Equity | 200.9% | 185.9% |
| Index Dividend Yield (%) | 1.51 | 1.31 |
Sector Exposure (%)
| label | currentpercentage |
|---|---|
| Information Technology | 24 |
| Health Care | 15 |
| Consumer Discretionary | 11 |
| Financials | 9 |
| Communication Services | 9 |
| Industrials | 9 |
| Consumer Staples | 8 |
| Utilities | 5 |
| Materials | 4 |
| Real Estate | 4 |
| Energy | 1 |
Based on Global Industry Classification Standard (GICS), which was developed by and is the exclusive property and a service mark of MSCI Inc. (MSCI) and Standard & Poor’s, a division of The McGraw-Hill Companies, Inc. (S&P). Excludes cash. May not total to 100% due to rounding and/or pooled vehicle allocations.
Top Ten Holdings (%)
| TARGET CORP COMMON STOCK USD.0833 | 1.27 |
| VERIZON COMMUNICATIONS INC COMMON STOCK USD.1 | 1.23 |
| WALMART INC COMMON STOCK USD.1 | 1.21 |
| FACEBOOK INC CLASS A COMMON STOCK USD.000006 | 1.08 |
| BERKSHIRE HATHAWAY INC CL B COMMON STOCK USD.0033 | 1.08 |
| ELI LILLY + CO COMMON STOCK | 1.01 |
| APPLE INC COMMON STOCK USD.00001 | 0.98 |
| ALPHABET INC CL A COMMON STOCK USD.001 | 0.97 |
| JOHNSON + JOHNSON COMMON STOCK USD1.0 | 0.94 |
| UNITEDHEALTH GROUP INC COMMON STOCK USD.01 | 0.94 |
| Total of Top Ten Holdings | 10.71 |
| Fund | Russell 1000 Index | |
|---|---|---|
| Less than $2B | 0 | 0 |
| $2B - $10B | 15 | 5 |
| $10B - $100B | 48 | 38 |
| Greater than $100B | 37 | 57 |
| Ex-Dividend Date | Record Date | Payable Date | Ordinary Income | Short Term Capital Gains | Long Term Capital Gains | Total Distribution |
|---|---|---|---|---|---|---|
| 3/25/2021 | 3/26/2021 | 3/30/2021 | $0.1378 | $0.0000 | $0.0000 | $0.1378 |
| 12/23/2020 | 12/24/2020 | 12/29/2020 | $0.2573 | $0.0000 | $0.0000 | $0.2573 |
| 9/25/2020 | 9/28/2020 | 9/30/2020 | $0.1498 | $0.0000 | $0.0000 | $0.1498 |
| 6/25/2020 | 6/26/2020 | 6/30/2020 | $0.1576 | $0.0000 | $0.0000 | $0.1576 |
Past distributions are not indicative of future distributions.
|
Average Annual Total Returns % (as of
5/31/2021)
|
|||||
| 1YR | 3YR | 5YR | SI1 | ||
|---|---|---|---|---|---|
| Hartford Multifactor US Equity ETF(ROUS, NAV) | 34.49 | 10.27 | 13.04 | 9.75 | |
| Hartford Multifactor US Equity ETF(ROUS, Market Price) | 34.61 | 10.27 | 13.05 | 9.76 | |
| Underlying Index (Hartford Multifactor Large Cap Spliced Index) | 34.75 | 10.44 | 13.26 | --- | |
| Russell 1000 Index | 42.66 | 18.43 | 17.46 | --- | |
|
Average Annual Total Returns % (as of
3/31/2021)
|
|||||
| 1YR | 3YR | 5YR | SI1 | ||
|---|---|---|---|---|---|
| Hartford Multifactor US Equity ETF(ROUS, NAV) | 48.05 | 9.07 | 11.92 | 9.11 | |
| Hartford Multifactor US Equity ETF(ROUS, Market Price) | 48.36 | 9.10 | 11.96 | 9.14 | |
| Underlying Index (Hartford Multifactor Large Cap Spliced Index) | 48.36 | 9.23 | 12.15 | --- | |
| Russell 1000 Index | 60.59 | 17.31 | 16.66 | --- | |
Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.
Index performance returns do not reflect any management fees, transaction costs, or expenses.
Effective 9/11/19, the Fund's custom underlying index changed from the Hartford Risk-Optimized Multifactor US Equity Index ("US Equity Index") to Hartford Multifactor Large Cap Index ("Large Cap Index"). The Hartford Multifactor Large Cap Spliced Index reflects the performance of the US Equity Index through 9/11/19 and the performance of the Large Cap Index thereafter. The Fund’s performance and historical returns shown for the periods prior to 9/11/19 are not necessarily indicative of the performance that the Fund would have generated based on its current custom underlying index.
ETF shares are bought and sold at market price, not net asset value (NAV). Total returns are calculated using the daily 4:00 p.m. Eastern Time NAV. Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where Fund shares are listed. Market price returns do not represent the returns an investor would receive if they traded shares at other times. Brokerage commissions apply and will reduce returns.
| Ticker | ROUS |
| Inception | February 25, 2015 |
| Underlying Index | LROLCX |
| Net Assets | $385,903,574.31 |
| Shares Outstanding | 9,725,000 |
| Distributor | ALPS Distributors, Inc. |
| Ticker | ROUS |
| CUSIP | 518416409 |
| IOPV TICKER | ROUS.IV |
| Stock Exchange | NYSE Arca |
| Close | $39.74 |
| Change | $0.10 |
| Change % | 0.26% |
| Net Asset Value(NAV) | $39.68 |
| NAV Change | $0.10 |
| NAV Change % | 0.26% |
| Premium/Discount | 0.15% |
| 30 Day Median Bid/Ask Spread | 0.13% |
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Fact Sheet03/31/2021 | pdfThis Fact Sheet summarizes the ETF's investment approach, portfolio statistics, top holdings, and current performance. |
Multifactor US Equity ETF Summary ProspectuspdfA summary of a fund's full-length prospectus that provides key information potential investors should consider before making an investment decision.
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Semi Annual ReportpdfAn unaudited financial report, which includes a fund's financial statements. These reports are intended for shareholders and others who have reviewed the fund's prospectus.
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Annual ReportpdfAn audited financial report, which includes a fund's financial statements. These reports are intended for shareholders and others who have reviewed the fund's prospectus.
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Quarterly Attribution Report - ROUS03/31/2021 | pdfHartford Multifactor US Equity ETF attribution report.
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Hartford Multifactor ETF Flyer03/31/2021 | pdfHartford Multifactor ETFs are designed for growth and structured for resilience. |
Hartford Funds ETF Flyer03/31/2021 | pdfExchange-traded funds (ETFs) designed by Hartford Funds - both strategic beta and actively managed - seek to provide investors with the tools to take greater control over the risks and opportunities in their portfolios.
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Hartford Multifactor US Equity ETF Pitchbook03/31/2021 | pdfThis Pitchbook reviews the ETF's investment approach, investment team, investment process, and general portfolio parameters.
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Hartford Multifactor ETFs Pitchbook03/31/2021 | pdfThis Pitchbook reviews the ETF's investment approach, investment team, investment process, and general portfolio parameters.
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Hartford Multifactor ETF Introductory Pitchbook03/31/2021 | pdfThis Pitchbook reviews the ETF's investment approach, investment team, investment process, and general portfolio parameters.
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Multifactor US Equity ETF Statutory ProspectuspdfA legal document that discloses essential information about a fund, including investment objectives, risks, fees, expenses, fund manager background and other information.
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Multifactor US Equity ETF SAIpdfA document that supplements the fund's prospectus with additional information about the fund including its operations and risks.
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Transactions in ETF shares will result in brokerage commissions and will generate tax consequences. All regulated investment companies are obliged to distribute portfolio gains to shareholders.
IOPV, or Indicative Optimized Portfolio Value, is a calculation disseminated by the stock exchange that approximates the Fund’s NAV every fifteen seconds throughout the trading day.
Premium/discount reflects the relationship between an ETF’s market price and its net asset value (NAV). Because ETFs are traded on an exchange, their market prices are in part driven by supply and demand dynamics. The ETF’s market price may be above its NAV (reflecting a premium) or below its NAV (reflecting a discount).
Sources for all data: Bloomberg, MSCI and Hartford Funds.
222052 LAT002003