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    Mutual Funds and ETFs - 800-456-7526
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    Friday: 8:00 a.m. – 5:00 p.m. ET

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    Monday-Friday: 9:30 a.m. – 5:00 p.m. ET

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    888-843-7824
    Monday-Friday: 9:00 a.m. - 6:00 p.m. ET

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NAV Transfer/Rollover Program

Do your clients need a change? The Hartford offers the NAV Transfer/Rollover program for CHET Advisor.


Program Highlights

Subject to the conditions below, the front-end load normally associated with Class A share purchases is waived when contributions from other 529 plans are rolled over to a 529 plan managed by The Hartford.


How to Participate

Firms that wish to participate in the NAV Transfer/Rollover Program must 1) have an executed Sales and Supervision Agreement, and 2) must then submit a signed NAV Transfer/Rollover Program Agreement. A firm's participation in the program is effective the first day of the month following receipt of the NAV Transfer/Rollover Program Agreement by The Hartford.

 

If rolling over from an in-state to an out-of-state 529 plan, some states may require the recapture of prior state tax deductions. Clients must also consider possible withdrawal charges by their existing plan, market value adjustments and differences in ongoing investment fees. As with all matters of a tax or legal nature, your clients should consult their own tax or legal counsel for advice.


To obtain a copy of this NAV Transfer/Rollover Program Agreement, contact:

Dealer Support
(888)-843-7824, Option 2 - Ext. 14130
MutualFundsDealerSupport@Hartfordlife.com


Qualifying Transfers/Rollovers
 

  • rollovers must be received directly from the original plan.
  • rollovers must come into A share class to receive NAV pricing.
  • rollover assets are subject to an 18 month 1% Contingent Deferral Sales Charge (CDSC).
  • All subsequent contributions will be subject to the standard A share sales charge and CDSC schedules.



Commissions on Qualifying Rollovers

You will be paid a 1% up-front commission and standard trail commission for A share purchases. No other up-front commission will be paid on the transfer/rollover.

Please note: For firms that sign the NAV Transfer/Rollover Program Agreement, all transfer/rollovers into A Shares will be treated as part of the program for compensation purposes.

Refer to the current Offering Statement and the Sales and Supervision Agreement for additional details and requirements.

 

Questions?

If you have any questions, please contact The Hartford at 1-800-456-PLAN (7526) Monday through Thursday, 8:15 AM to 7:00 PM and Friday 8:15 AM to 5:00 PM ET.

The Hartford reserves the right to amend or cancel the NAV Transfer/Rollover Program at any time without prior notice.

Rollovers must be submitted in accordance with the rules of the program as more fully described in the offering statement, as amended from time to time.

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CHET Advisor is administered by the Treasurer of the State of Connecticut as the trustee of the Connecticut Higher Education Trust Program and Hartford Funds Management Company, LLC (“HFMC”) serves as Plan Manager.

Investments in CHET Advisor are not guaranteed or insured by the State of Connecticut, the Connecticut Higher Education Trust Program, the Connecticut State Treasurer's Office, HFMC, The Hartford Financial Services Group, Inc., the investment sub-advisors for the Underlying Funds or any depository institution and are subject to investment risks, including the loss of the principal amount invested, and may not be appropriate for all investors.

CHET Advisor is only available to account owners who are Connecticut (CT) residents. CT provides certain tax advantages to CT taxpayers that invest in CHET Advisor. Before investing, an investor should consider whether the investor’s or designated beneficiary’s home state offers any state tax or other state benefits such as financial aid, scholarship funds, and protection from creditors that are only available for investments in such state’s 529 plan.

Investors should carefully consider the investment objectives, risks, charges and expenses of CHET Advisor and its Underlying Funds before investing. This and other information can be found in the Disclosure Booklet for CHET Advisor and the prospectuses or other disclosure documents for the Underlying Funds, which can be obtained in the College Savings pages of www.hartfordfunds.com or by calling 877-407-2828. Please read them carefully before investing or sending money. CHET Advisor is distributed by Hartford Funds Distributors, LLC. Member SIPC

This information is written in connection with the promotion or marketing of the matter(s) addressed in this material. The information cannot be used or relied upon for the purpose of avoiding IRS penalties. These materials are not intended to provide tax, accounting or legal advice. As with all matters of a tax or legal nature, your clients should consult their own tax or legal counsel for advice.

"The Hartford" is The Hartford Financial Services Group, Inc. and its subsidiaries.

No state funds have been used to produce these materials nor have materials been produced at taxpayer expense.

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