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Hartford Funds Distributors, LLC (HFD), and our ultimate parent company, The Hartford Financial Services Group, Inc. (“The Hartford”) and its subsidiaries, have developed business continuity plans to respond to events that significantly disrupt our business.

 

Business Continuity Planning

After a significant business disruption, our goal is to recover and resume business operations as quickly as possible while safeguarding our employees and property, protecting the firms’ books and records, and allowing our customers to continue to transact business. In short, our business continuity plans are designed to permit our firms to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

As such, our business continuity strategy addresses data backup and recovery of mission critical systems, processing in alternate operational facilities until primary facilities are operational; finding alternative methods to communicate with customers, employees and regulators; providing an alternate physical location for our employees, which may include work from home solutions, and rerouting telecommunications to alternate facilities.

 

Varying Disruptions

Significant business disruptions can vary in terms of their physical scope – some may be small enough to impact our firm or a piece of our firm, while others may be large enough to impact the whole business district, city or region where our firm is located. The severity of a disruption can vary from minimal to severe. In any disruption to our firm or to a building housing our firm, our goal is to recover and resume business by transferring our operations to locations outside of the affected area. In either situation, our plan is to continue our business operations. If the business disruption is so severe that it prevents us from remaining in business, we will provide customers with alternative means to gain prompt access to their funds and securities.

 

Contact Us

If you need to contact us after a significant business disruption, please call us at the numbers below. If you are unable to reach us by telephone, please use our website (www.hartfordfunds.com) to obtain information.

Hartford Funds 1-888-843-7824
529 College Savings Plans 1-866-574-3542

 

All information and representations herein are as of 9/18, unless otherwise noted. 

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The material on this site is for informational and educational purposes only. The material should not be considered tax or legal advice and is not to be relied on as a forecast. The material is also not a recommendation or advice regarding any particular security, strategy or product. Hartford Funds does not represent that any products or strategies discussed are appropriate for any particular investor so investors should seek their own professional advice before investing. Hartford Funds does not serve as a fiduciary. Content is current as of the publication date or date indicated, and may be superseded by subsequent market and economic conditions.

Investing involves risk, including the possible loss of principal. Investors should carefully consider a fund's investment objectives, risks, charges and expenses. This and other important information is contained in the mutual fund, ETF or closed-end interval fund prospectus or summary prospectus, which can be obtained from a financial professional and should be read carefully before investing.

Mutual funds and the closed-end interval fund are distributed by Hartford Funds Distributors, LLC (HFD), Member FINRA/SIPC. Exchange-traded products are distributed by ALPS Distributors, Inc. (ALPS). Advisory services may be provided by Hartford Funds Management Company, LLC (HFMC) or its wholly owned subsidiary, Lattice Strategies LLC (Lattice). Certain funds are sub-advised by Wellington Management Company LLP and/or Schroder Investment Management North America Inc. Schroder Investment Management North America Ltd. serves as a secondary sub-adviser to certain funds. Hartford Funds refers to Hartford Funds Management Group, Inc. and its subsidiaries, including HFD, HFMC, and Lattice, which are not affiliated with any sub-adviser or ALPS. The funds and other products referred to on this Site may be offered and sold only to persons in the United States and its territories.

© Copyright 2021 Hartford Funds Management Group, Inc. All Rights Reserved. Not FDIC Insured | No Bank Guarantee | May Lose Value