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ETF Regulatory Documents

 
FUND/CLASS PROSPECTUS STATEMENT OF ADDITIONAL INFORMATION (SAI) TAILORED SHAREHOLDER REPORT FINANCIAL STATEMENTS AND OTHER INFORMATION  QUARTERLY HOLDINGS REPORT  PROXY VOTING
(N-PX)
SUMMARY STATUTORY ANNUAL SEMI-ANNUAL ANNUAL SEMI-ANNUAL
Hartford AAA CLO ETF (TRPA) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX
Hartford Alpha Capture Growth ETF (ACGO) Summary Statutory SAI
- - - - -
-
-
Hartford Alpha Capture Value ETF (ACVU) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX
Hartford Core Bond ETF (HCRB) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX
Hartford Disciplined US Equity ETF (HDUS) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX
Hartford Dynamic Bond ETF (DYNB) Summary Statutory SAI
- Semi-Annual - Semi-Annual Q1 Holdings
Q3 Holdings
-
Hartford Equity Premium Income ETF (HEMI) Summary Statutory SAI
- Semi-Annual - Semi-Annual Q1 Holdings
-
-
Hartford Large Cap Growth ETF (HFGO) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX
Hartford Multifactor Developed Markets (ex-US) ETF (RODM) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX
Hartford Multifactor Emerging Markets ETF (ROAM) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX
Hartford Multifactor Small Cap ETF (ROSC) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX
Hartford Multifactor US Equity ETF (ROUS) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX
Hartford Municipal Opportunities ETF (HMOP) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX
Hartford Strategic Income ETF (HFSI) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX
Hartford Schroders Tax-Aware Bond ETF (HTAB) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX
Hartford Total Return Bond ETF (HTRB) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX
Hartford US Quality Growth ETF (HQGO) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX
Hartford US Value ETF (VMAX) Summary Statutory SAI
Annual Semi-Annual Annual Semi-Annual Q1 Holdings
Q3 Holdings
N-PX

Click here for daily NAV prices for the funds listed above.

 

 

PDF  Wellington Management Global Proxy Procedures and Policy Guidelines

PDF  Schroders Environmental, Social and Governance Policy

PDF  BNY Mellon Proxy Policy and Procedures

 

Hartford Funds ETFs PCF


 

Glossary

 

Summary Prospectus: A summary of a fund's full-length prospectus that provides key information potential investors should consider before making an investment decision.

Statutory Prospectus: A legal document that discloses essential information about a fund, including investment objectives, risks, fees, expenses, fund manager background and other information.

Statement of Additional Information (SAI): A document that supplements the fund's prospectus with additional information about the fund including its operations and risks.

Tailored Shareholder Report – Annual Report: An unaudited annual report, which includes performance information, expense information, key fund statistics, and certain portfolio holdings information. These reports are intended for shareholders and others who have reviewed the fund’s prospectus.

Tailored Shareholder Report – Semi-Annual Report: An unaudited semi-annual report, which includes expense information, key fund statistics and certain portfolio holdings information. These reports are intended for shareholders and others who have reviewed the fund’s prospectus.

Financial Statements and Other Information - Annual Report: An audited financial report, which includes a fund's financial statements. These reports are intended for shareholders and others who have reviewed the fund's prospectus.

Financial Statements and Other Information - Semi-Annual Report: An unaudited financial report, which includes a fund's financial statements. These reports are intended for shareholders and others who have reviewed the fund's prospectus.

Quarterly Holding Report: A unaudited listing of the fund’s holdings. These reports are intended for shareholders and others who have reviewed the fund’s prospectus.

Proxy Voting (N-PX): A copy of a fund’s annual Form N-PX filing, which includes its proxy voting record.

Effective on 6/30/25, the Hartford Schroders Commodity Strategy ETF was liquidated.

Effective on 6/30/25, the Hartford Multifactor International Small Company ETF was liquidated.

Effective on 6/30/25, the Hartford Multifactor Diversified International ETF was liquidated.

Effective on 6/30/25, the Hartford Longevity Economy ETF was liquidated.

5485215 HFA003550

The material on this site is for informational and educational purposes only. The material should not be considered tax or legal advice and is not to be relied on as a forecast. The material is also not a recommendation or advice regarding any particular security, strategy or product. Hartford Funds does not represent that any products or strategies discussed are appropriate for any particular investor so investors should seek their own professional advice before investing. Hartford Funds does not serve as a fiduciary. Content is current as of the publication date or date indicated, and may be superseded by subsequent market and economic conditions.

Investing involves risk, including the possible loss of principal. Investors should carefully consider a fund's investment objectives, risks, charges and expenses. This and other important information is contained in the mutual fund, or ETF summary prospectus and/or prospectus, which can be obtained from a financial professional and should be read carefully before investing.

Mutual funds are distributed by Hartford Funds Distributors, LLC (HFD), Member FINRA|SIPC. ETFs are distributed by ALPS Distributors, Inc. (ALPS). Advisory services may be provided by Hartford Funds Management Company, LLC (HFMC) or its wholly owned subsidiary, Lattice Strategies LLC (Lattice). Certain funds are sub-advised by Wellington Management Company LLP and/or Schroder Investment Management North America Inc (SIMNA). Schroder Investment Management North America Ltd. (SIMNA Ltd) serves as a secondary sub-adviser to certain funds. HFMC, Lattice, Wellington Management, SIMNA, and SIMNA Ltd. are all SEC registered investment advisers. The funds and other products referred to on this Site may be offered and sold only to persons in the United States and its territories.

Hartford Funds refers to HFD, Lattice, and HFMC, which are currently not affiliated with any sub-adviser or ALPS.

On June 3, 2026, The Hartford Insurance Group, Inc. (“The Hartford”) and Wellington announced that they had reached a definitive agreement under which Wellington Investment Advisors Holdings, LLP, Wellington’s corporate parent, will acquire Hartford Funds. Upon closing Hartford Funds will be integrated into Wellington’s U.S. Wealth business. The deal is expected to close in the first quarter of 2027, subject to regulatory and fund approvals. Upon closing, Hartford Funds would become an affiliate of Wellington. For more information, click here.

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