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Executive Order Regarding Certain Chinese Companies

On June 3, 2021, the President of the United States issued Executive Order 14032 (the “Order”) entitled “Addressing the Threat from Securities Investments that Finance Certain Companies of the People’s Republic of China.” The Order restricts U.S. persons from transacting in publicly traded securities of specified companies (referred to as “Chinese Military-Industrial Complex Companies”) that are involved in the defense and related materiel sector or the surveillance technology sector of the Chinese economy. The Chinese Military-Industrial Complex Companies are identified on a list maintained by the Department of the Treasury’s Office of Foreign Assets Control (OFAC). The restrictions set forth in the Order begin to take effect on August 2, 2021. Hartford Funds and the Hartford Funds Family of Funds intend to comply with the Order. Information regarding a particular fund’s or exchange traded fund’s portfolio holdings are publicly available on our website. Please note that portfolio holdings for the mutual funds will be posted no earlier than 25 days after month-end in accordance with its policy and may not reflect current holdings. Hartford Funds will continue to closely monitor the situation to ensure compliance with the Order and all related amendments.

Last Updated: June 17, 2021

 

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The material on this site is for informational and educational purposes only. The material should not be considered tax or legal advice and is not to be relied on as a forecast. The material is also not a recommendation or advice regarding any particular security, strategy or product. Hartford Funds does not represent that any products or strategies discussed are appropriate for any particular investor so investors should seek their own professional advice before investing. Hartford Funds does not serve as a fiduciary. Content is current as of the publication date or date indicated, and may be superseded by subsequent market and economic conditions.

Investing involves risk, including the possible loss of principal. Investors should carefully consider a fund's investment objectives, risks, charges and expenses. This and other important information is contained in the mutual fund, ETF or closed-end interval fund prospectus or summary prospectus, which can be obtained from a financial professional and should be read carefully before investing.

Mutual funds and the closed-end interval fund are distributed by Hartford Funds Distributors, LLC (HFD), Member FINRA/SIPC. Exchange-traded products are distributed by ALPS Distributors, Inc. (ALPS). Advisory services may be provided by Hartford Funds Management Company, LLC (HFMC) or its wholly owned subsidiary, Lattice Strategies LLC (Lattice). Certain funds are sub-advised by Wellington Management Company LLP and/or Schroder Investment Management North America Inc. Schroder Investment Management North America Ltd. serves as a secondary sub-adviser to certain funds. Hartford Funds refers to Hartford Funds Management Group, Inc. and its subsidiaries, including HFD, HFMC, and Lattice, which are not affiliated with any sub-adviser or ALPS. The funds and other products referred to on this Site may be offered and sold only to persons in the United States and its territories.

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