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Domestic Equity etf

Hartford Equity Premium Income ETF   

TICKER
HEMI

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      Domestic Equity etf

      Hartford Equity Premium Income ETF   
      Ticker - HEMI

      Active Equity Portfolio

       

      A fundamental, active, and growth-oriented core equity approach

      Income Potential

       

      An options overlay may generate high and reliable income

      Sub-advised by Wellington

       

      Wellington prioritizes independent thought and collaboration across all major asset classes

      Objective: Seeks to generate current income in a tax efficient manner while maintaining the potential for capital appreciation.

      Portfolio Management
      Senior Managing Director
      Partner, and Director, Global Derivatives
      0
      YRS
      MANAGING THIS FUND
      19
      YRS
      AT WELLINGTON MANAGEMENT
      32
      YRS
      EXPERIENCE IN THIS INDUSTRY
      Senior Managing Director
      Equity Portfolio Manager
      0
      YRS
      MANAGING THIS FUND
      14
      YRS
      AT WELLINGTON MANAGEMENT
      29
      YRS
      EXPERIENCE IN THIS INDUSTRY

      The portfolio managers are supported by the full resources of Wellington.

      Performance

      PERFORMANCE %
       
      CUMULATIVE %
      (as of 11/30/2025)
      AVERAGE ANNUAL TOTAL RETURNS %
      (as of 11/30/2025)
      YTD 1YR 3YR 5YR 10YR SI
      Hartford Equity Premium Income ETF (HEMI, NAV ) --- --- --- --- --- ---
      Hartford Equity Premium Income ETF (HEMI, Market Price) --- --- --- --- --- ---
      Benchmark Index 17.81 15.00 20.57 15.28 14.63 ---
       
      CUMULATIVE %
      (as of 9/30/2025)
      AVERAGE ANNUAL TOTAL RETURNS %
      (as of 9/30/2025)
      YTD 1YR 3YR 5YR 10YR SI1
      Hartford Equity Premium Income ETF (HEMI, NAV ) --- --- --- --- --- ---
      Hartford Equity Premium Income ETF (HEMI, Market Price) --- --- --- --- --- ---
      Benchmark Index 14.83 17.60 24.94 16.47 15.30 ---

      SI = Since Inception. Fund Inception: 12/16/2025

      Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.

      Index performance returns do not reflect any management fees, transaction costs, or expenses.

      ETF shares are bought and sold at market price, not net asset value (NAV). Total returns are calculated using the daily 4:00 p.m. Eastern Time NAV. Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where Fund shares are listed. Market price returns do not represent the returns an investor would receive if they traded shares at other times. Brokerage commissions apply and will reduce returns.

      Characteristics

      Fund Essentials (as of 12/17/2025)
      Ticker HEMI
      Inception Date 12/16/2025
      Net Assets $9,876,796
      Gross Operating Expenses 0.58%
      Net Operating Expenses 0.49%
      Shares Outstanding 250,001
      Distributor ALPS Distributors, Inc.
      CUSIP 41653L834
      Morningstar Category ---
      Lipper Classification ---
      Yields (%) (as of 11/30/25)
      Distribution Yield at NAV
      ---
      30-Day SEC Yield
      ---
      Unsubsidized 30-Day SEC Yield
      ---
      FUND STATS
      Dividend Frequency
      Monthly
      TRADING DETAILS (as of 12/17/2025)
      Ticker HEMI
      CUSIP 41653L834
      IOPV TICKER ---
      Stock Exchange Cboe BZX Exchange, Inc.
      Market Price Close $39.55
      Market Price Change $39.55
      Net Asset Value(NAV)
      NAV Change
      Premium/Discount 0.11%
      30 Day Median Bid/Ask Spread
      0.30%

      The Hartford Equity Premium Income ETF launched on December 17, 2025 and the calculation for the 30 Day Median Bid-Ask Spread will not display 30 calendar days of data until January 15, 2026.

      Top Ten Holdings (%) (as of 12/18/2025)
      NVIDIA CORP COMMON STOCK USD.001 7.87
      APPLE INC COMMON STOCK USD.00001 7.54
      MICROSOFT CORP COMMON STOCK USD.00000625 6.96
      ALPHABET INC CL A COMMON STOCK USD.001 6.29
      AMAZON.COM INC COMMON STOCK USD.01 4.82
      US DOLLAR 4.05
      BROADCOM INC COMMON STOCK 3.16
      META PLATFORMS INC CLASS A COMMON STOCK USD.000006 2.78
      ELI LILLY + CO COMMON STOCK 2.36
      JPMORGAN CHASE + CO COMMON STOCK USD1.0 2.35
      Total of Top Ten Holdings % 48.18

      For information on the composition of the distributions, please see the 19(a) notices.

      19(a) notices are posted monthly shortly after the fund's monthly declaration of a distribution. A 19(a) notice provides the accounting source of each distribution, either net investment income or accounting return of capital. Data in the 19(a) notices are rough point in time estimates and should not be used for tax reporting purposes. The characterization of fund distributions for income tax purposes will be provided to shareholders at the end of the year in a Form 1099-DIV.

      Resources

      Important Risks: The Fund is new and has a limited operating history. Investing involves risk, including the possible loss of principal. Security prices of the Fund's underlying holdings will fluctuate in value depending on general market and economic conditions and the prospects of individual companies. The market price of the Fund's shares will fluctuate in response to changes in the Fund's net asset value, intraday value of the Fund's holdings, and the supply and demand for shares on the exchange. • The Fund is actively managed and does not seek to replicate the performance of a specified index. • The Fund sells (writes) options contracts on an underlying ETF and/or underlying index and is subject to the risks associated with writing (selling) call options, which include the risk that the Fund may be required to sell an underlying security at a disadvantageous price or below the market price of such underlying security, at the time the option is exercised. During the life of a written call option, the Fund forgoes the opportunity to participate in increases in the market value of the underlying security or instrument covering the option above the sum of the premium and the exercise price, potentially causing underperformance in rising markets, but retains the risk of loss should the price of the underlying security or instrument decline. The use of call options could increase the volatility of the Fund's returns and may increase the risk of loss to the Fund. These types of transactions generally result in certain tax consequences to the Fund, including a return of capital to shareholders. • The Fund may trade FLEX options, which are subject to additional risks including the risk that the value of the FLEX options may not correlate to the NAV of the option's underlying ETF and/or an underlying index and such options may expire with little or no value. In addition, the Fund may suffer significant losses if the Options Clearing Corporation on which the FLEX options trades are settled is unable or unwilling to perform its obligations. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, valuation, and counterparty risk. • The securities of large market capitalization companies may underperform other segments of the market. • Because the Fund is non-diversified, it may invest in a smaller number of issuers, and may be more exposed to risks and volatility than a more broadly diversified fund. • The Fund may effect creations and redemptions partly or wholly for cash, rather than in-kind, which may make the Fund less tax-efficient and incur more fees than an ETF that primarily or wholly effects creations and redemptions in-kind.
      Transactions in ETF shares will result in brokerage commissions and will generate tax consequences. All regulated investment companies are obliged to distribute portfolio gains to shareholders.
      Premium/discount reflects the relationship between an ETF's market price and its net asset value (NAV). Because ETFs are traded on an exchange, their market prices are in part driven by supply and demand dynamics. The ETF's market price may be above its NAV (reflecting a premium) or below its NAV (reflecting a discount).
      Sources for all data: Hartford Funds and Wellington Management.
      4990488 LAT002892