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Domestic Equity etf

Hartford Equity Premium Income ETF   

TICKER
HEMI

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Domestic Equity etf

Hartford Equity Premium Income ETF   
Ticker - HEMI

Active Equity Portfolio

 

A fundamental, active, and growth-oriented core equity approach

Income Potential

 

An options overlay may generate high and reliable income

Sub-advised by Wellington

 

Wellington prioritizes independent thought and collaboration across all major asset classes

Objective: Seeks to generate current income in a tax efficient manner while maintaining the potential for capital appreciation.

Portfolio Management
Senior Managing Director
Partner, and Director, Global Derivatives
0
YRS
MANAGING THIS FUND
20
YRS
AT WELLINGTON MANAGEMENT
33
YRS
EXPERIENCE IN THIS INDUSTRY
Senior Managing Director
Equity Portfolio Manager
0
YRS
MANAGING THIS FUND
15
YRS
AT WELLINGTON MANAGEMENT
30
YRS
EXPERIENCE IN THIS INDUSTRY

The portfolio managers are supported by the full resources of Wellington.

Performance

PERFORMANCE %
 
CUMULATIVE %
(as of 12/31/2025)
AVERAGE ANNUAL TOTAL RETURNS %
(as of 12/31/2025)
YTD 1YR 3YR 5YR 10YR SI
Hartford Equity Premium Income ETF (HEMI, NAV ) --- --- --- --- --- 0.70
Hartford Equity Premium Income ETF (HEMI, Market Price) --- --- --- --- --- 0.70
Benchmark Index 17.88 17.88 23.01 14.42 14.82 ---
Morningstar Derivative Income Category 10.47 10.47 13.49 9.12 8.02 ---
 
CUMULATIVE %
(as of 12/31/2025)
AVERAGE ANNUAL TOTAL RETURNS %
(as of 12/31/2025)
YTD 1YR 3YR 5YR 10YR SI1
Hartford Equity Premium Income ETF (HEMI, NAV ) --- --- --- --- --- 0.70
Hartford Equity Premium Income ETF (HEMI, Market Price) --- --- --- --- --- 0.70
Benchmark Index 17.88 17.88 23.01 14.42 14.82 ---
Morningstar Derivative Income Category 10.47 10.47 13.49 9.12 8.02 ---

SI = Since Inception. Fund Inception: 12/16/2025

Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.

Index performance returns do not reflect any management fees, transaction costs, or expenses.

ETF shares are bought and sold at market price, not net asset value (NAV). Total returns are calculated using the daily 4:00 p.m. Eastern Time NAV. Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where Fund shares are listed. Market price returns do not represent the returns an investor would receive if they traded shares at other times. Brokerage commissions apply and will reduce returns.

Characteristics

Fund Essentials (as of 1/30/2026)
Ticker HEMI
Inception Date 12/16/2025
Net Assets $11,134,400
Gross Operating Expenses 0.58%
Net Operating Expenses 0.49%
Shares Outstanding 275,001
Distributor ALPS Distributors, Inc.
CUSIP 41653L834
Morningstar Category Derivative Income
Lipper Classification Options Arbitrage/Opt Strategies Funds
Yields (%) (as of 11/30/25)
Distribution Yield at NAV
---
30-Day SEC Yield
---
Unsubsidized 30-Day SEC Yield
---
FUND STATS (as of 12/31/2025)
# of Holdings
75
Active Share
48%
Dividend Frequency
Monthly
TRADING DETAILS (as of 1/30/2026)
Ticker HEMI
CUSIP 41653L834
IOPV TICKER ---
Stock Exchange Cboe BZX Exchange, Inc.
Market Price Close ---
Market Price Change ---
Net Asset Value (NAV) $40.49
NAV Change
Premium/Discount ---
30 Day Median Bid/Ask Spread
---
Top Ten Holdings (%) (as of 1/30/2026)
NVIDIA CORP COMMON STOCK USD.001 8.60
APPLE INC COMMON STOCK USD.00001 6.96
ALPHABET INC CL A COMMON STOCK USD.001 6.61
MICROSOFT CORP COMMON STOCK USD.00000625 6.15
AMAZON.COM INC COMMON STOCK USD.01 5.12
US DOLLAR 3.50
BROADCOM INC COMMON STOCK 3.11
META PLATFORMS INC CLASS A COMMON STOCK USD.000006 3.07
ELI LILLY + CO COMMON STOCK 2.25
JPMORGAN CHASE + CO COMMON STOCK USD1.0 2.22
Total of Top Ten Holdings % 47.59
distributions and capital gains
Ex-dividend date record date payable date ordinary income short term capital gains long term capital gains total distribution
1/30/2026 1/30/2026 2/3/2026 $0.3432 $0.0000 $0.0000 $0.3432
Past distributions are not indicative of future distributions.

For information on the composition of the distributions, please see the 19(a) notices.

19(a) notices are posted monthly shortly after the fund's monthly declaration of a distribution. A 19(a) notice provides the accounting source of each distribution, either net investment income or accounting return of capital. Data in the 19(a) notices are rough point in time estimates and should not be used for tax reporting purposes. The characterization of fund distributions for income tax purposes will be provided to shareholders at the end of the year in a Form 1099-DIV.

Resources

Important Risks: The Fund is new and has a limited operating history. Investing involves risk, including the possible loss of principal. Security prices of the Fund's underlying holdings will fluctuate in value depending on general market and economic conditions and the prospects of individual companies. The market price of the Fund's shares will fluctuate in response to changes in the Fund's net asset value, intraday value of the Fund's holdings, and the supply and demand for shares on the exchange. • The Fund is actively managed and does not seek to replicate the performance of a specified index. • The Fund sells (writes) options contracts on an underlying ETF and/or underlying index and is subject to the risks associated with writing (selling) call options, which include the risk that the Fund may be required to sell an underlying security at a disadvantageous price or below the market price of such underlying security, at the time the option is exercised. During the life of a written call option, the Fund forgoes the opportunity to participate in increases in the market value of the underlying security or instrument covering the option above the sum of the premium and the exercise price, potentially causing underperformance in rising markets, but retains the risk of loss should the price of the underlying security or instrument decline. The use of call options could increase the volatility of the Fund's returns and may increase the risk of loss to the Fund. These types of transactions generally result in certain tax consequences to the Fund, including a return of capital to shareholders. • The Fund may trade FLEX options, which are subject to additional risks including the risk that the value of the FLEX options may not correlate to the NAV of the option's underlying ETF and/or an underlying index and such options may expire with little or no value. In addition, the Fund may suffer significant losses if the Options Clearing Corporation on which the FLEX options trades are settled is unable or unwilling to perform its obligations. • Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, valuation, and counterparty risk. • The securities of large market capitalization companies may underperform other segments of the market. • Because the Fund is non-diversified, it may invest in a smaller number of issuers, and may be more exposed to risks and volatility than a more broadly diversified fund. • The Fund may effect creations and redemptions partly or wholly for cash, rather than in-kind, which may make the Fund less tax-efficient and incur more fees than an ETF that primarily or wholly effects creations and redemptions in-kind.
Transactions in ETF shares will result in brokerage commissions and will generate tax consequences. All regulated investment companies are obliged to distribute portfolio gains to shareholders.
Premium/discount reflects the relationship between an ETF's market price and its net asset value (NAV). Because ETFs are traded on an exchange, their market prices are in part driven by supply and demand dynamics. The ETF's market price may be above its NAV (reflecting a premium) or below its NAV (reflecting a discount).
Sources for all data: Hartford Funds and Wellington Management.
4990488 LAT002892