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Effective 11/6/19, the Hartford Multifactor Small Cap ETF changed its principal investment strategy, custom underlying index and reference index. See the Fund’s prospectus for more information.
Lower Valuations
Seeks to invest in companies with lower valuations compared to the Russell 2000 Index while also taking into account fundamentals
Quality Driven
Implements systematic company, valuation and size parameters that are designed to invest in more profitable companies
Rules-based index methodology
Systematically designed to address risks while seeking exposures to return-enhancing factors
Objective: Hartford Multifactor Small Cap ETF ("ROSC") seeks to provide investment results that, before fees and expenses, correspond to the total return performance of an index that tracks the performance of small capitalization exchange traded equity securities.
Underlying Index: Hartford Multifactor Small Cap Index (Bloomberg Ticker: LROSCX)
Performance
PERFORMANCE %
SI = Since Inception. Fund Inception: 03/23/2015
Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.
Index performance returns do not reflect any management fees, transaction costs, or expenses.
Effective 11/6/19, the Fund's custom underlying index changed from the Hartford Risk-Optimized Multifactor Global Small Cap Equity Index ("Global Small Cap Equity Index") to Hartford Multifactor Small Cap Index ("Small Cap Index"). The Hartford Multifactor Small Cap Spliced Index reflects the performance of the Global Small Cap Equity Index through 11/6/19 and the performance of the Small Cap Index thereafter. The Fund’s performance and historical returns shown for the periods prior to 11/6/19 are not necessarily indicative of the performance that the Fund would have generated based on its current custom underlying index.
ETF shares are bought and sold at market price, not net asset value (NAV). Total returns are calculated using the daily 4:00 p.m. Eastern Time NAV. Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where Fund shares are listed. Market price returns do not represent the returns an investor would receive if they traded shares at other times. Brokerage commissions apply and will reduce returns.
Hartford Multifactor Small Cap ETF Morningstar Ratings
overall
(as of 6/30/2026)
Overall, 5 stars, 3-Year, 4 stars, 5-Year, 4 stars, and 10-Year, 5 stars, rated against 453, 453, 432 and 362 products, respectively. Morningstar RatingTM
is calculated for products with at least a 3-year history, based on a risk-adjusted return measure (excluding any applicable sale charges) and accounts for variations in a product's monthly performance. 5 stars are assigned to the top 10%; 4 stars to the next 22.5%, 3 stars to the next 35%, 2 stars to the next 22.5% and 1 star to the bottom 10%. ETFs and mutual funds are considered a single population. The Overall Rating is derived from a weighted average of the performance figures associated with its 3-, 5-, and 10-year (if applicable) Morningstar Rating metrics. For more information about these ratings, including their methodology, please go to global.morningstar.com/managerdisclosures
. Ratings for other share classes may vary and are subject to change monthly. Past performance is no guarantee of future performance.
©2026 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/ or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.
©2026 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/ or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.
453 PRODUCTS
|
Small Value Category
Based on Risk-Adjusted Returns
3 YEAR
(as of 6/30/2026)
Overall, 5 stars, 3-Year, 4 stars, 5-Year, 4 stars, and 10-Year, 5 stars, rated against 453, 453, 432 and 362 products, respectively. Morningstar RatingTM
is calculated for products with at least a 3-year history, based on a risk-adjusted return measure (excluding any applicable sale charges) and accounts for variations in a product's monthly performance. 5 stars are assigned to the top 10%; 4 stars to the next 22.5%, 3 stars to the next 35%, 2 stars to the next 22.5% and 1 star to the bottom 10%. ETFs and mutual funds are considered a single population. The Overall Rating is derived from a weighted average of the performance figures associated with its 3-, 5-, and 10-year (if applicable) Morningstar Rating metrics. For more information about these ratings, including their methodology, please go to global.morningstar.com/managerdisclosures
. Ratings for other share classes may vary and are subject to change monthly. Past performance is no guarantee of future performance.
©2026 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/ or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.
©2026 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/ or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.
453 PRODUCTS
|
Small Value Category
Based on Risk-Adjusted Returns
5 YEAR
(as of 6/30/2026)
Overall, 5 stars, 3-Year, 4 stars, 5-Year, 4 stars, and 10-Year, 5 stars, rated against 453, 453, 432 and 362 products, respectively. Morningstar RatingTM
is calculated for products with at least a 3-year history, based on a risk-adjusted return measure (excluding any applicable sale charges) and accounts for variations in a product's monthly performance. 5 stars are assigned to the top 10%; 4 stars to the next 22.5%, 3 stars to the next 35%, 2 stars to the next 22.5% and 1 star to the bottom 10%. ETFs and mutual funds are considered a single population. The Overall Rating is derived from a weighted average of the performance figures associated with its 3-, 5-, and 10-year (if applicable) Morningstar Rating metrics. For more information about these ratings, including their methodology, please go to global.morningstar.com/managerdisclosures
. Ratings for other share classes may vary and are subject to change monthly. Past performance is no guarantee of future performance.
©2026 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/ or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.
©2026 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/ or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.
432 PRODUCTS
|
Small Value Category
Based on Risk-Adjusted Returns
10 YEAR
(as of 6/30/2026)
Overall, 5 stars, 3-Year, 4 stars, 5-Year, 4 stars, and 10-Year, 5 stars, rated against 453, 453, 432 and 362 products, respectively. Morningstar RatingTM
is calculated for products with at least a 3-year history, based on a risk-adjusted return measure (excluding any applicable sale charges) and accounts for variations in a product's monthly performance. 5 stars are assigned to the top 10%; 4 stars to the next 22.5%, 3 stars to the next 35%, 2 stars to the next 22.5% and 1 star to the bottom 10%. ETFs and mutual funds are considered a single population. The Overall Rating is derived from a weighted average of the performance figures associated with its 3-, 5-, and 10-year (if applicable) Morningstar Rating metrics. For more information about these ratings, including their methodology, please go to global.morningstar.com/managerdisclosures
. Ratings for other share classes may vary and are subject to change monthly. Past performance is no guarantee of future performance.
©2026 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/ or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.
©2026 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/ or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.
362 PRODUCTS
|
Small Value Category
Based on Risk-Adjusted Returns
Characteristics
Fund Essentials
(as of 7/10/2026)
FUND STATS (as of 5/31/2026)
| Turnover | 25% |
|---|
Holdings Characteristics (as of 5/31/2026)
| ETF | Russell 2000 Index | |
|---|---|---|
| Price/Earnings | 12.7x | 17.0x |
| Price/Book | 1.9x | 2.6x |
| Price/Earnings | 14.2x | 20.2x |
| Return on Equity | 17.4% | -1.6% |
| Nominal Companies | 307 | 1896 |
| Effective Companies | 189 | 509 |
| Debt to Equity | 113.5% | 155.8% |
RETURN CHARACTERISTICS (as of 6/30/2026)
|
Standard Deviation (5 Year)
|
18.99 |
|
Alpha (5 Year)
|
2.77 |
|
Beta (5 Year)
|
0.86 |
|
R Squared (5 Year)
|
88.61 |
|
Sharpe Ratio (5 Year)
|
0.38 |
|
Information Ratio (5 Year)
|
0.37 |
|
Up Capture (5 Year)
|
92.25 |
|
Down Capture (5 Year)
|
81.63 |
TRADING DETAILS
(as of 7/10/2026)
| Ticker | ROSC |
| CUSIP | 518416508 |
| IOPV TICKER | ROSC.IV |
| Stock Exchange | NYSE Arca |
| Market Price Close | $55.73 |
| Market Price Change | $0.16 |
| Net Asset Value (NAV) | $55.69 |
| NAV Change | $0.13 |
| Premium/Discount | 0.07% |
| 30 Day Median Bid/Ask Spread | 0.36% |
Top Ten Holdings (%)
(as of 7/13/2026)
| GARRETT MOTION INC COMMON STOCK USD.001 | 1.43 |
| BRIGHTSPRING HEALTH SERVICES COMMON STOCK USD100.0 | 1.41 |
| NATIONAL HEALTHCARE CORP COMMON STOCK USD.01 | 1.16 |
| CATALYST PHARMACEUTICALS INC COMMON STOCK USD.001 | 1.15 |
| PEDIATRIX MEDICAL GROUP INC COMMON STOCK USD.01 | 1.14 |
| INDIVIOR PHARMACEUTICALS INC COMMON STOCK USD.001 | 1.11 |
| HARMONY BIOSCIENCES HOLDINGS COMMON STOCK USD.00001 | 1.09 |
| ORGANON + CO COMMON STOCK USD.01 | 1.09 |
| A10 NETWORKS INC COMMON STOCK USD.00001 | 0.95 |
| TACTILE SYSTEMS TECHNOLOGY I COMMON STOCK USD.001 | 0.87 |
| Total of Top Ten Holdings % | 11.4 |
Market Cap Distribution (%) (as of 5/31/2026)
| ETF | Russell 2000 Index | |
|---|---|---|
| Less than $2B | 50 | 22 |
| $2B - $10B | 48 | 60 |
| $10B - $100B | 2 | 19 |
| Greater than $100B | 0 | 0 |
Sector Exposure (%)
ETF |
REFERENCE INDEX | UNDERWEIGHT / OVERWEIGHT | |||||
|---|---|---|---|---|---|---|---|
| 3/31/26 | 5/31/26 | 5/31/26 | -7 0 7 | ||||
| Consumer Discretionary | 13 | 14 | 8 | ||||
| Health Care | 20 | 20 | 16 | ||||
| Consumer Staples | 6 | 5 | 2 | ||||
| Financials | 19 | 18 | 16 | ||||
| Communication Services | 4 | 4 | 3 | ||||
| Real Estate | 5 | 5 | 5 | ||||
| Utilities | 2 | 2 | 3 | ||||
| Materials | 3 | 3 | 5 | ||||
| Energy | 4 | 3 | 6 | ||||
| Industrials | 13 | 13 | 20 | ||||
| Information Technology | 10 | 12 | 19 | ||||
Based on Global Industry Classification Standard (GICS), which was developed by and is the exclusive property and a service mark of MSCI Inc. (MSCI) and Standard & Poor's, a division of The McGraw-Hill Companies, Inc. (S&P). Excludes cash. May not total to 100% due to rounding and/or pooled vehicle allocations.
distributions and capital gains
| Ex-dividend date | record date | payable date | ordinary income | short term capital gains | long term capital gains | total distribution |
|---|---|---|---|---|---|---|
| 6/25/2026 | 6/25/2026 | 6/29/2026 | $0.2301 | $0.0000 | $0.0000 | $0.2301 |
| 3/25/2026 | 3/25/2026 | 3/27/2026 | $0.1771 | $0.0000 | $0.0000 | $0.1771 |
| 12/23/2025 | 12/23/2025 | 12/26/2025 | $0.3800 | $0.0000 | $0.0000 | $0.3800 |
| 9/25/2025 | 9/25/2025 | 9/29/2025 | $0.2174 | $0.0000 | $0.0000 | $0.2174 |
Past distributions are not indicative of future distributions.
Insights
Resources
Important Risks: Investing involves risk, including the possible loss of principal. Security prices of the Fund's underlying holdings will fluctuate in value depending on general market and economic conditions and the prospects of individual companies. The market price of the Fund's shares will fluctuate in response to changes in the Fund's net asset value, intraday value of the Fund's holdings, and the supply and demand for shares on the exchange. • The Fund is not actively managed but rather attempts to track the performance of an index. The Fund's returns may diverge from that of the index. • Small cap securities can have greater risks, including liquidity risk, and volatility than large-cap securities. • Investments focused in a particular industry or group of industries are subject to greater market volatility risk.
Transactions in ETF shares will result in brokerage commissions and will generate tax consequences. All regulated investment companies are obliged to distribute portfolio gains to shareholders.
Premium/discount reflects the relationship between an ETF's market price and its net asset value (NAV). Because ETFs are traded on an exchange, their market prices are in part driven by supply and demand dynamics. The ETF's market price may be above its NAV (reflecting a premium) or below its NAV (reflecting a discount).
Sources for all data: Bloomberg, MSCI, and Hartford Funds.
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