• Products

    World Bond Fund Monthly Positioning & Outlook

    View Now >

  • Insights

    Human-Centric Investing Podcast

    Listen to Latest Episode >

  • Practice Management

    Applied Insights Team

    Learn More >

  • Resources

    Tax Center

    View Now >

  • About Us

    Human-Centric Investing

    Learn More >

Domestic Equity etf

Hartford Multifactor Small Cap ETF    Ticker - ROSC


TICKER
ROSC
MORNINGSTAR RATING:
Overall, 5 stars, 3-Year, 4 stars, and 5-Year, 5 stars, rated against 406, 406 and 381 products, respectively. Morningstar RatingTM is calculated for products with at least a 3-year history, based on a risk-adjusted return measure (excluding any applicable sale charges) and accounts for variations in a product's monthly performance. 5 stars are assigned to the top 10%; 4 stars to the next 22.5%, 3 stars to the next 35%, 2 stars to the next 22.5% and 1 star to the bottom 10%. ETFs and mutual funds are considered a single population. The Overall Rating is derived from a weighted average of the performance figures associated with its 3-, 5-, and 10-year (if applicable) Morningstar Rating metrics. For more information about these ratings, including their methodology, please go to global.morningstar.com/managerdisclosures . Ratings for other share classes may vary and are subject to change monthly. Past performance is no guarantee of future performance.
©2021 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/ or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.
overall (as of 8/31/2021)
406 PRODUCTS
Small Value Category
Based on Risk-Adjusted Returns

Actions

Effective 11/6/19, the Hartford Multifactor Small Cap ETF changed its principal investment strategy, custom underlying index and reference index. See the Fund’s prospectus for more information.

Objective

Hartford Multifactor Small Cap ETF ("ROSC") seeks to provide investment results that, before fees and expenses, correspond to the total return performance of an index that tracks the performance of small capitalization exchange traded equity securities.

Overview

Designed to provide equity exposure to small cap markets with potentially less volatility over a complete market cycle than traditional capitalization-weighted indices.


Our systematic, rules-based index methodology is designed to simultaneously address risks while seeking exposures to return-enhancing factors:

Set Risk Parameters

Seek to improve diversification versus a cap-weighted benchmark by reducing concentration at the sector and individual company levels

Select Securities

Seek companies with a favorable combination of low valuation (50%), high momentum (30%), and high quality (20%) investment factors

Reconstitute and Rebalance

Reapply the investment process twice a year in March and September to ensure the portfolio stays true to the rules-based index methodology

Performance

PERFORMANCE %
 
CUMULATIVE %
(as of 8/31/2021)
AVERAGE ANNUAL TOTAL RETURNS %
(as of 8/31/2021)
YTD 1YR 3YR 5YR 10YR SI 1
Hartford Multifactor Small Cap ETF(ROSC, NAV) 25.52 49.74 9.72 12.27 --- 9.92
Hartford Multifactor Small Cap ETF(ROSC, Market Price) 25.59 49.91 9.77 12.29 --- 9.90
Underlying Index (Hartford Multifactor Small Cap Spliced Index) 25.89 50.26 10.01 12.66 --- ---
Reference Index 15.83 47.08 10.75 14.38 13.62 ---
 
CUMULATIVE %
(as of 6/30/2021)
AVERAGE ANNUAL TOTAL RETURNS %
(as of 6/30/2021)
YTD 1YR 3YR 5YR 10YR SI1
Hartford Multifactor Small Cap ETF(ROSC, NAV) 24.79 59.70 10.31 13.31 --- 10.09
Hartford Multifactor Small Cap ETF(ROSC, Market Price) 24.86 59.90 10.33 13.20 --- 10.08
Underlying Index (Hartford Multifactor Small Cap Spliced Index) 25.09 60.25 10.61 13.70 --- ---
Reference Index 17.54 62.03 13.52 16.47 12.34 ---

SI = Since Inception. Fund Inception: 03/23/2015

Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.

Index performance returns do not reflect any management fees, transaction costs, or expenses.

Effective 11/6/19, the Fund's custom underlying index changed from the Hartford Risk-Optimized Multifactor Global Small Cap Equity Index ("Global Small Cap Equity Index") to Hartford Multifactor Small Cap Index ("Small Cap Index"). The Hartford Multifactor Small Cap Spliced Index reflects the performance of the Global Small Cap Equity Index through 11/6/19 and the performance of the Small Cap Index thereafter. The Fund’s performance and historical returns shown for the periods prior to 11/6/19 are not necessarily indicative of the performance that the Fund would have generated based on its current custom underlying index.

ETF shares are bought and sold at market price, not net asset value (NAV). Total returns are calculated using the daily 4:00 p.m. Eastern Time NAV. Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where Fund shares are listed. Market price returns do not represent the returns an investor would receive if they traded shares at other times. Brokerage commissions apply and will reduce returns.

1 Index "inception" return is based on the fund's inception date.

Hartford Multifactor Small Cap ETF Morningstar Ratings
overall
(as of 8/31/2021)
Overall, 5 stars, 3-Year, 4 stars, and 5-Year, 5 stars, rated against 406, 406 and 381 products, respectively. Morningstar RatingTM is calculated for products with at least a 3-year history, based on a risk-adjusted return measure (excluding any applicable sale charges) and accounts for variations in a product's monthly performance. 5 stars are assigned to the top 10%; 4 stars to the next 22.5%, 3 stars to the next 35%, 2 stars to the next 22.5% and 1 star to the bottom 10%. ETFs and mutual funds are considered a single population. The Overall Rating is derived from a weighted average of the performance figures associated with its 3-, 5-, and 10-year (if applicable) Morningstar Rating metrics. For more information about these ratings, including their methodology, please go to global.morningstar.com/managerdisclosures . Ratings for other share classes may vary and are subject to change monthly. Past performance is no guarantee of future performance.
©2021 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/ or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.

406 PRODUCTS
|
Small Value Category
Based on Risk-Adjusted Returns
3 YEAR
(as of 8/31/2021)
Overall, 5 stars, 3-Year, 4 stars, and 5-Year, 5 stars, rated against 406, 406 and 381 products, respectively. Morningstar RatingTM is calculated for products with at least a 3-year history, based on a risk-adjusted return measure (excluding any applicable sale charges) and accounts for variations in a product's monthly performance. 5 stars are assigned to the top 10%; 4 stars to the next 22.5%, 3 stars to the next 35%, 2 stars to the next 22.5% and 1 star to the bottom 10%. ETFs and mutual funds are considered a single population. The Overall Rating is derived from a weighted average of the performance figures associated with its 3-, 5-, and 10-year (if applicable) Morningstar Rating metrics. For more information about these ratings, including their methodology, please go to global.morningstar.com/managerdisclosures . Ratings for other share classes may vary and are subject to change monthly. Past performance is no guarantee of future performance.
©2021 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/ or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.

406 PRODUCTS
|
Small Value Category
Based on Risk-Adjusted Returns
5 YEAR
(as of 8/31/2021)
Overall, 5 stars, 3-Year, 4 stars, and 5-Year, 5 stars, rated against 406, 406 and 381 products, respectively. Morningstar RatingTM is calculated for products with at least a 3-year history, based on a risk-adjusted return measure (excluding any applicable sale charges) and accounts for variations in a product's monthly performance. 5 stars are assigned to the top 10%; 4 stars to the next 22.5%, 3 stars to the next 35%, 2 stars to the next 22.5% and 1 star to the bottom 10%. ETFs and mutual funds are considered a single population. The Overall Rating is derived from a weighted average of the performance figures associated with its 3-, 5-, and 10-year (if applicable) Morningstar Rating metrics. For more information about these ratings, including their methodology, please go to global.morningstar.com/managerdisclosures . Ratings for other share classes may vary and are subject to change monthly. Past performance is no guarantee of future performance.
©2021 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/ or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.

381 PRODUCTS
|
Small Value Category
Based on Risk-Adjusted Returns

Characteristics

KEY FACTS (as of 9/20/2021)
Ticker ROSC
Underlying Index LROSCX
Inception Date 03/23/2015
Net Assets $24,432,410
Total Operating Expenses 0.34%
Shares Outstanding 650,000
Distributor ALPS Distributors, Inc.
Holdings Characteristics
FUND Russell 2000 Index
Price/Book
2.1x 2.9x
Price/Earnings
13.1x 16.8x
Return on Equity
17.2% -5.0%
Nominal Companies
333 1968
Effective Companies
188 989
Nominal Countries
2 12
Effective Countries
1 1
Debt to Equity
155.0% 179.9%
RETURN CHARACTERISTICS
Standard Deviation (5 Year)
18.10
Alpha (5 Year)
0.15
Beta (5 Year)
0.81
R Squared (5 Year)
87.87
Sharpe Ratio (5 Year)
0.65
Information Ratio (5 Year)
-0.31
Up Capture (5 Year)
81.55
Down Capture (5 Year)
80.46
TRADING DETAILS (as of 9/20/2021)
Ticker ROSC
CUSIP 518416508
IOPV TICKER ROSC.IV
Stock Exchange NYSE Arca
Close $37.53
Change $-0.78
Change % -2.03%
Net Asset Value(NAV) $37.59
NAV Change $-0.76
NAV Change % -1.98%
Premium/Discount -0.15%
30 Day Median Bid/Ask Spread
0.26%
Top Ten Holdings (%) (as of 9/20/2021)
IDT CORP CLASS B COMMON STOCK USD.01 1.04
AMERICAN NATIONAL GROUP INC COMMON STOCK USD.01 1.01
VANDA PHARMACEUTICALS INC COMMON STOCK USD.001 0.99
RENT A CENTER INC COMMON STOCK USD.01 0.97
MYR GROUP INC/DELAWARE COMMON STOCK USD.01 0.97
OWENS + MINOR INC COMMON STOCK USD2.0 0.94
HAVERTY FURNITURE COMMON STOCK USD1.0 0.93
INSIGHT ENTERPRISES INC COMMON STOCK USD.01 0.92
MERIDIAN BIOSCIENCE INC COMMON STOCK 0.91
HIBBETT INC COMMON STOCK USD.01 0.88
Total of Top Ten Holdings % 9.56
Market Cap Distribution (%)

Market Cap Header

FUND Russell 2000 Index

Market Cap Header3

Less than $2B 51 30
$2B - $10B 49 68
$10B - $100B 0 1
Greater than $100B 0 0
Sector Exposure (%)

Exposure Chart Header

FUND
REFERENCE INDEX UNDERWEIGHT / OVERWEIGHT

Exposure Chart Header2

6/30/21 7/31/21 7/31/21 -3 0 3
Consumer Discretionary 15 15 12
Consumer Staples 6 6 3
Communication Services 5 5 3
Financials 15 15 15
Real Estate 7 7 7
Materials 4 4 4
Industrials 13 14 15
Information Technology 13 13 14
Energy 4 3 4
Utilities 1 1 3
Health Care 18 17 20
Based on Global Industry Classification Standard (GICS), which was developed by and is the exclusive property and a service mark of MSCI Inc. (MSCI) and Standard & Poor's, a division of The McGraw-Hill Companies, Inc. (S&P). Excludes cash. May not total to 100% due to rounding and/or pooled vehicle allocations.
distributions and capital gains
Ex-dividend date record date payable date ordinary income short term capital gains long term capital gains total distribution
6/25/2021 6/28/2021 6/30/2021 $0.0435 $0.0000 $0.0000 $0.0435
3/25/2021 3/26/2021 3/30/2021 $0.1056 $0.0000 $0.0000 $0.1056
12/23/2020 12/24/2020 12/29/2020 $0.2720 $0.0000 $0.0000 $0.2720
9/25/2020 9/28/2020 9/30/2020 $0.0938 $0.0000 $0.0000 $0.0938
Past distributions are not indicative of future distributions.

Fund Literature


07/23/2021 - PDF (672 KB)
This Fact Sheet summarizes the ETF's investment approach, portfolio statistics, top holdings, and current performance.
Hartford Multifactor ETFs are designed for growth and structured for resilience.
A summary of a fund's full-length prospectus that provides key information potential investors should consider before making an investment decision.
This Pitchbook reviews the ETF's investment approach, investment team, investment process, and general portfolio parameters.
06/30/2021 - PDF (1 MB)
This Pitchbook reviews the ETF's investment approach, investment team, investment process, and general portfolio parameters.
This Pitchbook reviews the ETF's investment approach, investment team, investment process, and general portfolio parameters.
PDF (3 KB)
An unaudited financial report, which includes a fund's financial statements. These reports are intended for shareholders and others who have reviewed the fund's prospectus.
PDF (13 KB)
A legal document that discloses essential information about a fund, including investment objectives, risks, fees, expenses, fund manager background and other information.
PDF (3 KB)
An audited financial report, which includes a fund's financial statements. These reports are intended for shareholders and others who have reviewed the fund's prospectus.
PDF (13 KB)
A document that supplements the fund's prospectus with additional information about the fund including its operations and risks.
07/14/2021 - PDF (606 KB)
How to pursue better trade execution
06/30/2021 - PDF (542 KB)
Exchange-traded funds (ETFs) designed by Hartford Funds - both strategic beta and actively managed - seek to provide investors with the tools to take greater control over the risks and opportunities in their portfolios.
06/30/2021 - PDF (947 KB)
Hartford Multifactor Small Cap ETF attribution report.
Important Risks: Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • The Fund is not actively managed but rather attempts to track the performance of an index. The Fund's returns may diverge from that of the index. • Small cap securities can have greater risk and volatility than large-cap securities. • Investments focused in a particular sector or industry are subject to greater market volatility risk.
Transactions in ETF shares will result in brokerage commissions and will generate tax consequences. All regulated investment companies are obliged to distribute portfolio gains to shareholders.
IOPV, or Indicative Optimized Portfolio Value, is a calculation disseminated by the stock exchange that approximates the Fund's NAV every fifteen seconds throughout the trading day.
Premium/discount reflects the relationship between an ETF's market price and its net asset value (NAV). Because ETFs are traded on an exchange, their market prices are in part driven by supply and demand dynamics. The ETF's market price may be above its NAV (reflecting a premium) or below its NAV (reflecting a discount).
Sources for all data: Bloomberg, MSCI, and Hartford Funds.

 

223659      LAT002092

The material on this site is for informational and educational purposes only. The material should not be considered tax or legal advice and is not to be relied on as a forecast. The material is also not a recommendation or advice regarding any particular security, strategy or product. Hartford Funds does not represent that any products or strategies discussed are appropriate for any particular investor so investors should seek their own professional advice before investing. Hartford Funds does not serve as a fiduciary. Content is current as of the publication date or date indicated, and may be superseded by subsequent market and economic conditions.

Investing involves risk, including the possible loss of principal. Investors should carefully consider a fund's investment objectives, risks, charges and expenses. This and other important information is contained in the mutual fund, ETF or closed-end interval fund prospectus or summary prospectus, which can be obtained from a financial professional and should be read carefully before investing.

Mutual funds and the closed-end interval fund are distributed by Hartford Funds Distributors, LLC (HFD), Member FINRA/SIPC. Exchange-traded products are distributed by ALPS Distributors, Inc. (ALPS). Advisory services may be provided by Hartford Funds Management Company, LLC (HFMC) or its wholly owned subsidiary, Lattice Strategies LLC (Lattice). Certain funds are sub-advised by Wellington Management Company LLP and/or Schroder Investment Management North America Inc. Schroder Investment Management North America Ltd. serves as a secondary sub-adviser to certain funds. Hartford Funds refers to Hartford Funds Management Group, Inc. and its subsidiaries, including HFD, HFMC, and Lattice, which are not affiliated with any sub-adviser or ALPS. The funds and other products referred to on this Site may be offered and sold only to persons in the United States and its territories.

© Copyright 2021 Hartford Funds Management Group, Inc. All Rights Reserved. Not FDIC Insured | No Bank Guarantee | May Lose Value