Feedback
  • Account Access
  • Contact Us

    Pre-Sales Support

    Mutual Funds and ETFs - 800-456-7526
    Monday-Thursday: 8:00 a.m. – 6:00 p.m. ET
    Friday: 8:00 a.m. – 5:00 p.m. ET

    ETF Trading Support - 415-315-6600
    Monday-Friday: 9:30 a.m. – 5:00 p.m. ET

    Post-Sales and Website Support
    888-843-7824
    Monday-Friday: 9:00 a.m. - 6:00 p.m. ET

  • Advisor Log In

Tax Forms

 

The table below identifies the tax forms you may receive from Hartford Funds. The actual forms you will receive depend upon the types of funds you own and the activity on your accounts during the 2018 tax year.


Allow 1–2 weeks from the mailing date for your tax forms to arrive in your mailbox. Also note that some forms are mailed with inserts that provide important information to help you complete your tax return. Sample inserts are provided in the table below for your convenience.

How to obtain additional copies of your forms
You may view or print your tax forms online. You may also contact us to obtain a duplicate copy in the mail.

Need further assistance?
Contact your personal tax advisor for assistance in filling out your individual tax returns with the information on your mutual fund tax forms. If you have questions about the information on your tax forms, you may contact us.

Form
You will receive this form if you:
Mailing Insert
Mail Date
PDF  1099-DIV Own a non-retirement mutual fund or exchange traded fund account and received:
  • Ordinary dividends or capital gains of $10 or more, whether paid in cash or reinvested in additional shares, and/or
  • Tax exempt dividends of $10 or more on a Hartford tax-free fund, whether paid in cash or reinvested in additional shares.
  • Qualified Dividend Income, Foreign Tax Credit, AMT, Tax-exempt, State Income and US Treasury
2018 1099-DIV

 

January 31
PDF  1099-B Own a non-retirement mutual fund account and sold or exchanged any shares in 2018. Note: 1099-B will also report information concerning your cost basis. 2018 1099-B January 31
PDF  1099-R Took a distribution of $10 or more from your IRA or other retirement account, including return of excess contributions, early distributions and direct rollovers. An exception is trustee-to-trustee transfers which are not reportable on Form 1099-R.  N/A January 31
PDF  1099-Q Took a distribution from a Coverdell Education Savings Account (ESA), including transfers and rollover distributions. (Form 1099-Q may also be issued for 529 college savings plans.) 2018 1099-Q January 31
PDF  1042-S Are a non-resident alien or foreign corporation and received gross dividends on a Hartford Funds account, whether paid in cash or reinvested in additional shares. 1042-S March 15
PDF  5498 Contributed to or had any other reportable event (rollover, recharacterization, Roth conversion) on a Traditional, Roth, SEP or SIMPLE IRA. 2017 5498 May 31
PDF  5498-ESA Contributed to a Coverdell ESA for the 2017 tax year, including transfer and rollover purchases.  N/A May 1

210271