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Value etf

Hartford Multifactor Emerging Markets ETF    Ticker - ROAM


TICKER
ROAM

Key Documents
      Actions

      Effective 9/11/19, the Hartford Multifactor Emerging Markets ETF (Fund) changed its principal investment strategy and custom underlying index. See the Fund's prospectus, as supplemented, for more information.

      Objective

      Hartford Multifactor Emerging Markets ETF ("ROAM") seeks to provide investment results that, before fees and expenses, correspond to the total return performance of an index based upon the emerging markets of the world.

      Overview

      Designed to provide equity exposure to the emerging markets with potentially less volatility over a complete market cycle than traditional capitalization-weighted indices.

       

      Our systematic, rules-based index methodology is designed to simultaneously address risks while seeking exposures to return-enhancing factors:

      Set Risk Parameters

      Seek to improve diversification versus a cap-weighted benchmark by reducing concentration at the country, sector, and individual company levels

      Select Securities

      Seek companies with a favorable combination of low valuation (50%), high momentum (30%), and high quality (20%) investment factors

      Reconstitute and Rebalance

      Rebalance twice a year in March and September and reapply the investment process annually in March to ensure the portfolio stays true to the rules-based index methodology

      Performance

      PERFORMANCE %
       
      CUMULATIVE %
      (as of 10/31/2021)
      AVERAGE ANNUAL TOTAL RETURNS %
      (as of 10/31/2021)
      YTD 1YR 3YR 5YR 10YR SI
      Hartford Multifactor Emerging Markets ETF(ROAM, NAV) 8.92 30.19 7.65 5.42 --- 2.33
      Hartford Multifactor Emerging Markets ETF(ROAM, Market Price) 8.14 28.93 7.34 4.99 --- 2.18
      Underlying Index (Hartford Multifactor Emerging Markets Equity Spliced Index) 9.31 31.01 8.14 5.89 --- ---
      Reference Index -0.27 16.96 12.30 9.39 4.88 ---
       
      CUMULATIVE %
      (as of 9/30/2021)
      AVERAGE ANNUAL TOTAL RETURNS %
      (as of 9/30/2021)
      YTD 1YR 3YR 5YR 10YR SI
      Hartford Multifactor Emerging Markets ETF(ROAM, NAV) 8.48 29.86 5.30 5.44 --- 2.30
      Hartford Multifactor Emerging Markets ETF(ROAM, Market Price) 7.88 27.96 5.19 4.93 --- 2.17
      Underlying Index (Hartford Multifactor Emerging Markets Equity Spliced Index) 8.80 30.75 5.76 5.92 --- ---
      Reference Index -1.25 18.20 8.58 9.23 6.09 ---

      SI = Since Inception. Fund Inception: 02/25/2015

      Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.

      Index performance returns do not reflect any management fees, transaction costs, or expenses.

      Effective 9/11/19, the Fund's custom underlying index changed from the Hartford Risk-Optimized Multifactor Emerging Markets Index ("Emerging Markets Index") to Hartford Multifactor Emerging Markets Equity Index ("Emerging Markets Equity Index"). The Hartford Multifactor Emerging Markets Equity Spliced Index reflects the performance of the Emerging Markets Index through 9/11/19 and the performance of the Emerging Markets Equity Index thereafter. The Fund’s performance and historical returns shown for the periods prior to 9/11/19 are not necessarily indicative of the performance that the Fund would have generated based on its current custom underlying index.

      ETF shares are bought and sold at market price, not net asset value (NAV). Total returns are calculated using the daily 4:00 p.m. Eastern Time NAV. Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where Fund shares are listed. Market price returns do not represent the returns an investor would receive if they traded shares at other times. Brokerage commissions apply and will reduce returns.

      Characteristics

      KEY FACTS (as of 12/3/2021)
      Ticker ROAM
      Underlying Index LROEMX
      Inception Date 02/25/2015
      Net Assets $41,560,706
      Total Operating Expenses 0.44%
      Shares Outstanding 1,700,000
      Distributor ALPS Distributors, Inc.
      Holdings Characteristics
      FUND MSCI Emerging Markets Index
      Return on Equity
      16.0% 13.8%
      Nominal Companies
      318 1352
      Effective Companies
      198 83
      Nominal Countries
      16 27
      Effective Countries
      7 6
      Market Cap Distribution (%)

      Market Cap Header

      FUND MSCI Emerging Markets Index

      Market Cap Header3

      Less than $2B 1 0
      $2B - $10B 34 20
      $10B - $100B 51 49
      Greater than $100B 14 30
      TRADING DETAILS (as of 12/3/2021)
      Ticker ROAM
      CUSIP 518416201
      IOPV TICKER ROAM.IV
      Stock Exchange NYSE Arca
      Close $24.21
      Change $-0.16
      Change % -0.64%
      Net Asset Value(NAV) $24.45
      NAV Change $-0.02
      NAV Change % -0.09%
      Premium/Discount -0.99%
      30 Day Median Bid/Ask Spread
      0.50%
      Top Ten Holdings (%) (as of 12/3/2021)
      SK HYNIX INC COMMON STOCK KRW5000. 1.16
      JD.COM INC ADR ADR USD.00002 1.04
      SAMSUNG ELECTRONICS CO LTD COMMON STOCK KRW100.0 1.02
      INFOSYS LTD SP ADR ADR 1.01
      AMERICA MOVIL SPN ADR CL L ADR 0.96
      WIPRO LTD ADR ADR 0.96
      BANK OF CHINA LTD H COMMON STOCK CNY1.0 0.94
      CHINA CONSTRUCTION BANK H COMMON STOCK CNY1.0 0.93
      ADVANCED INFO SERVICE NVDR NVDR THB1.0 0.89
      TAIWAN SEMICONDUCTOR SP ADR ADR 0.88
      Total of Top Ten Holdings % 9.79
      Top 10 Country Allocation (%)
      Represents 88% of total country allocation
      Sector Exposure (%)

      Exposure Chart Header

      FUND
      REFERENCE INDEX UNDERWEIGHT / OVERWEIGHT

      Exposure Chart Header2

      9/30/21 10/31/21 10/31/21 -4 0 4
      Information Technology 22 22 21
      Communication Services 12 12 11
      Utilities 3 3 2
      Financials 19 20 20
      Consumer Discretionary 16 16 16
      Energy 6 6 6
      Consumer Staples 6 6 6
      Real Estate 2 2 2
      Health Care 4 4 5
      Industrials 3 3 5
      Materials 6 5 9
      Based on Global Industry Classification Standard (GICS), which was developed by and is the exclusive property and a service mark of MSCI Inc. (MSCI) and Standard & Poor's, a division of The McGraw-Hill Companies, Inc. (S&P). Excludes cash. May not total to 100% due to rounding and/or pooled vehicle allocations.
      distributions and capital gains
      Ex-dividend date record date payable date ordinary income short term capital gains long term capital gains total distribution
      6/25/2021 6/28/2021 6/30/2021 $0.3118 $0.0000 $0.0000 $0.3118
      12/23/2020 12/24/2020 12/29/2020 $0.4173 $0.0000 $0.0000 $0.4173
      Past distributions are not indicative of future distributions.

      Fund Literature


      09/30/2021 - PDF (263 KB)
      This Fact Sheet summarizes the ETF's investment approach, portfolio statistics, top holdings, and current performance.
      Hartford Multifactor ETFs are designed for growth and structured for resilience.
      A summary of a fund's full-length prospectus that provides key information potential investors should consider before making an investment decision.
      This Pitchbook reviews the ETF's investment approach, investment team, investment process, and general portfolio parameters.
      This Pitchbook reviews the ETF's investment approach, investment team, investment process, and general portfolio parameters.
      06/30/2021 - PDF (1 MB)
      This Pitchbook reviews the ETF's investment approach, investment team, investment process, and general portfolio parameters.
      PDF (3 KB)
      An unaudited financial report, which includes a fund's financial statements. These reports are intended for shareholders and others who have reviewed the fund's prospectus.
      PDF (13 KB)
      A legal document that discloses essential information about a fund, including investment objectives, risks, fees, expenses, fund manager background and other information.
      PDF (3 KB)
      An audited financial report, which includes a fund's financial statements. These reports are intended for shareholders and others who have reviewed the fund's prospectus.
      PDF (13 KB)
      A document that supplements the fund's prospectus with additional information about the fund including its operations and risks.
      09/30/2021 - PDF (1 MB)
      Hartford Multifactor Emerging Markets ETF attribution report.
      09/30/2021 - PDF (514 KB)
      Exchange-traded funds (ETFs) designed by Hartford Funds - both strategic beta and actively managed - seek to provide investors with the tools to take greater control over the risks and opportunities in their portfolios.
      Investor interest in multifactor strategies continues to accelerate as a potential means to enhance capital growth beyond market beta.
      Important Risks: Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. • The Fund is not actively managed but rather attempts to track the performance of an index. The Fund's returns may diverge from that of the index. • Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse regulatory, political and economic developments. These risks may be greater for investments in emerging markets and in particular geographic regions or countries. • Investments focused in a country, region, sector, industry or group of industries may increase volatility and risk.
      Transactions in ETF shares will result in brokerage commissions and will generate tax consequences. All regulated investment companies are obliged to distribute portfolio gains to shareholders.
      IOPV, or Indicative Optimized Portfolio Value, is a calculation disseminated by the stock exchange that approximates the Fund's NAV every fifteen seconds throughout the trading day.
      Premium/discount reflects the relationship between an ETF's market price and its net asset value (NAV). Because ETFs are traded on an exchange, their market prices are in part driven by supply and demand dynamics. The ETF's market price may be above its NAV (reflecting a premium) or below its NAV (reflecting a discount).
      The MSCI information may only be used for your internal use, may not be reproduced or re-disseminated in any form and may not be used as a basis for or a component of any financial instruments or products or indices. None of the MSCI information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision and may not be relied on as such. Historical data and analysis should not be taken as an indication or guarantee of any future performance analysis, forecast or prediction. The MSCI information is provided on an "as is" basis and the user of this information assumes the entire risk of any use made of this information. MSCI, each of its affiliates and each other person involved in or related to compiling, computing or creating any MSCI information (collectively, the "MSCI Parties") expressly disclaims all warranties (including, without limitation, any warranties or originality, accuracy, completeness, timeliness, non-infringement, merchantability and fitness for a particular purpose) with respect to this information. Without limiting any of the foregoing, in no event shall any MSCI Party have any liability for any direct, indirect, special, incidental, punitive, consequential (including, without limitation, lost profits) or any other damages. (www. msci.com)
      Sources for all data: Bloomberg, MSCI, and Hartford Funds.

       

      223663    LAT002096

      The material on this site is for informational and educational purposes only. The material should not be considered tax or legal advice and is not to be relied on as a forecast. The material is also not a recommendation or advice regarding any particular security, strategy or product. Hartford Funds does not represent that any products or strategies discussed are appropriate for any particular investor so investors should seek their own professional advice before investing. Hartford Funds does not serve as a fiduciary. Content is current as of the publication date or date indicated, and may be superseded by subsequent market and economic conditions.

      Investing involves risk, including the possible loss of principal. Investors should carefully consider a fund's investment objectives, risks, charges and expenses. This and other important information is contained in the mutual fund, or ETF summary prospectus and/or prospectus, which can be obtained from a financial professional and should be read carefully before investing.

      Mutual funds are distributed by Hartford Funds Distributors, LLC (HFD), Member FINRA/SIPC. ETFs are distributed by ALPS Distributors, Inc. (ALPS). Advisory services may be provided by Hartford Funds Management Company, LLC (HFMC) or its wholly owned subsidiary, Lattice Strategies LLC (Lattice). Certain funds are sub-advised by Wellington Management Company LLP and/or Schroder Investment Management North America Inc. Schroder Investment Management North America Ltd. serves as a secondary sub-adviser to certain funds. Hartford Funds refers to Hartford Funds Management Group, Inc. and its subsidiaries, including HFD, HFMC, and Lattice, which are not affiliated with any sub-adviser or ALPS. The funds and other products referred to on this Site may be offered and sold only to persons in the United States and its territories.

      © Copyright 2021 Hartford Funds Management Group, Inc. All Rights Reserved. Not FDIC Insured | No Bank Guarantee | May Lose Value