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Hartford Schroders US Small/Mid Cap Opportunities Fund

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On 10/24/16, the Schroder US Small and Mid Cap Opportunities Fund (the “Predecessor Fund”) was reorganized into the Hartford Schroders US Small/Mid Cap Opportunities Fund, a new Hartford Fund that has substantially the same objective and strategies as the Predecessor Fund. As a result, all data prior to 10/24/16 is that of the Predecessor Fund.

Objective

Seeks capital appreciation.

Overview

A small- and mid-cap fund that seeks companies with compelling business models, strong management teams, and attractive valuation levels.

Hartford Schroders US Small/MidCap Opportunities Fund Update

Monthly portfolio review and outlook

View Update >  Subscribe >

More About Hartford Schroders US Small MidCap Opportunities Fund 

Jenny B. Jones
Portfolio Manager
Robert Kaynor, CFA
Portfolio Manager

Portfolio managers are supported by the full resources of Schroders.

Video Commentaries

schroders-us-smallcap-opportunities-process-thumbnail

Investment Process (2:03)
Portfolio Manager Jenny B. Jones

  

Fund Outlook & Commentary (4:16)
Head of US Equities Management Schroders, Fred Schaefer

Performance

Performance (%)
% (as of 8/31/2018)
Average Annual Total Returns % (as of 8/31/2018)
YTD 1YR 3YR 5YR 10YR SI
Hartford Schroders US Small/Mid Cap Opportunities  I 4.93 14.07 12.12 13.04 10.31 9.51
Benchmark 12.11 23.33 14.96 12.96 11.03 ---
Morningstar Mid-Cap Blend Category 6.82 16.66 11.38 10.53 9.11 ---
Performance (%)
% (as of 6/30/2018)
Average Annual Total Returns % (as of 6/30/2018)
YTD 1YR 3YR 5YR 10YR SI
Hartford Schroders US Small/Mid Cap Opportunities  I -0.34 7.33 9.05 12.71 9.91 9.19
Benchmark 5.46 16.24 10.30 12.29 10.74 ---
Morningstar Mid-Cap Blend Category 1.89 11.18 7.71 10.09 8.60 ---
SI = Since Inception. Fund Inception: 03/31/2006
Operating Expenses:   Net  1.05% |  Gross  1.05%

Performance prior to 10/24/16 for Class I-shares reflects the performance, fees, and expenses of the Investor Class of the predecessor fund Schroder U.S. Small and Mid Cap Opportunities Fund. If Class I fees and expenses were reflected, performance would have differed. SI performance is calculated from 3/31/06.

Performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.

Growth of $10,000

(as of 8/31/2018)
[{"date":"2018/08/31","value":"25989"},{"date":"2018/07/31","value":"25379"},{"date":"2018/06/30","value":"24700"},{"date":"2018/05/31","value":"24682"},{"date":"2018/04/30","value":"24055"},{"date":"2018/03/31","value":"24264"},{"date":"2018/02/28","value":"24177"},{"date":"2018/01/31","value":"25501"},{"date":"2017/12/31","value":"24822"},{"date":"2017/11/30","value":"24812"},{"date":"2017/10/31","value":"23988"},{"date":"2017/09/30","value":"23627"},{"date":"2017/08/31","value":"22854"},{"date":"2017/07/31","value":"23146"},{"date":"2017/06/30","value":"23078"},{"date":"2017/05/31","value":"22786"},{"date":"2017/04/30","value":"22545"},{"date":"2017/03/31","value":"22494"},{"date":"2017/02/28","value":"22562"},{"date":"2017/01/31","value":"21944"},{"date":"2016/12/31","value":"21532"},{"date":"2016/11/30","value":"21244"},{"date":"2016/10/31","value":"20231"},{"date":"2016/09/30","value":"20636"},{"date":"2016/08/31","value":"20417"},{"date":"2016/07/31","value":"20299"},{"date":"2016/06/30","value":"19573"},{"date":"2016/05/31","value":"19741"},{"date":"2016/04/30","value":"19252"},{"date":"2016/03/31","value":"18982"},{"date":"2016/02/29","value":"17698"},{"date":"2016/01/31","value":"17377"},{"date":"2015/12/31","value":"18255"},{"date":"2015/11/30","value":"18965"},{"date":"2015/10/31","value":"18663"},{"date":"2015/09/30","value":"17863"},{"date":"2015/08/31","value":"18588"},{"date":"2015/07/31","value":"19494"},{"date":"2015/06/30","value":"19207"},{"date":"2015/05/31","value":"19147"},{"date":"2015/04/30","value":"18799"},{"date":"2015/03/31","value":"18890"},{"date":"2015/02/28","value":"18618"},{"date":"2015/01/31","value":"17667"},{"date":"2014/12/31","value":"17984"},{"date":"2014/11/30","value":"17828"},{"date":"2014/10/31","value":"17442"},{"date":"2014/09/30","value":"16851"},{"date":"2014/08/31","value":"17430"},{"date":"2014/07/31","value":"16671"},{"date":"2014/06/30","value":"17262"},{"date":"2014/05/31","value":"16568"},{"date":"2014/04/30","value":"16323"},{"date":"2014/03/31","value":"16658"},{"date":"2014/02/28","value":"16593"},{"date":"2014/01/31","value":"15847"},{"date":"2013/12/31","value":"16246"},{"date":"2013/11/30","value":"15760"},{"date":"2013/10/31","value":"15483"},{"date":"2013/09/30","value":"14951"},{"date":"2013/08/31","value":"14275"},{"date":"2013/07/31","value":"14603"},{"date":"2013/06/30","value":"13763"},{"date":"2013/05/31","value":"13876"},{"date":"2013/04/30","value":"13394"},{"date":"2013/03/31","value":"13415"},{"date":"2013/02/28","value":"12800"},{"date":"2013/01/31","value":"12719"},{"date":"2012/12/31","value":"11981"},{"date":"2012/11/30","value":"11751"},{"date":"2012/10/31","value":"11684"},{"date":"2012/09/30","value":"11895"},{"date":"2012/08/31","value":"11693"},{"date":"2012/07/31","value":"11433"},{"date":"2012/06/30","value":"11443"},{"date":"2012/05/31","value":"11135"},{"date":"2012/04/30","value":"11953"},{"date":"2012/03/31","value":"12078"},{"date":"2012/02/29","value":"11857"},{"date":"2012/01/31","value":"11462"},{"date":"2011/12/31","value":"10895"},{"date":"2011/11/30","value":"10878"},{"date":"2011/10/31","value":"10812"},{"date":"2011/09/30","value":"9645"},{"date":"2011/08/31","value":"10612"},{"date":"2011/07/31","value":"11305"},{"date":"2011/06/30","value":"11769"},{"date":"2011/05/31","value":"12092"},{"date":"2011/04/30","value":"12215"},{"date":"2011/03/31","value":"11807"},{"date":"2011/02/28","value":"11646"},{"date":"2011/01/31","value":"11238"},{"date":"2010/12/31","value":"11049"},{"date":"2010/11/30","value":"10380"},{"date":"2010/10/31","value":"10306"},{"date":"2010/09/30","value":"10019"},{"date":"2010/08/31","value":"9091"},{"date":"2010/07/31","value":"9434"},{"date":"2010/06/30","value":"8961"},{"date":"2010/05/31","value":"9425"},{"date":"2010/04/30","value":"10065"},{"date":"2010/03/31","value":"9842"},{"date":"2010/02/28","value":"9397"},{"date":"2010/01/31","value":"9072"},{"date":"2009/12/31","value":"9369"},{"date":"2009/11/30","value":"8933"},{"date":"2009/10/31","value":"8618"},{"date":"2009/09/30","value":"8905"},{"date":"2009/08/31","value":"8497"},{"date":"2009/07/31","value":"8349"},{"date":"2009/06/30","value":"7764"},{"date":"2009/05/31","value":"7672"},{"date":"2009/04/30","value":"7375"},{"date":"2009/03/31","value":"6549"},{"date":"2009/02/28","value":"6132"},{"date":"2009/01/31","value":"6577"},{"date":"2008/12/31","value":"6994"},{"date":"2008/11/30","value":"6781"},{"date":"2008/10/31","value":"7338"},{"date":"2008/09/30","value":"8868"},{"date":"2008/08/31","value":"10000"}]

 
Growth of $10,000

Reflects Class A, excluding sales charges. If sales charges and taxes had been included, the value would have been lower. Results for other classes will vary.

Morningstar Analyst Rating

silver

Morningstar awarded the Fund a Silver analyst rating on 6/20/181

View Morningstar Analyst Report

I-Share Morningstar Ratings
(as of 8/31/2018)
  • Overall
    infoIcon:
Calendar Year Returns (%)
Fund Benchmark
2017 15.56 16.81
2016 18.36 17.59
2015 1.74 -2.90
2014 11.02 7.07
2013 35.92 36.80
2012 10.29 17.88
2011 -1.21 -2.51
2010 18.26 26.71
2009 34.26 34.39
2008 -32.35 -36.79

Excludes sales charges. If sales charges and taxes had been included, the value would have been lower.

Characteristics Holdings are subject to change. Percentages may be rounded.

Statistics
As of Date 8/31/2018
Net Assets $1.0 billion
# of Holdings 110
% in Equities 93%
Turnover (6/30/2018) 35%
Holdings Characteristics
(as of 8/31/2018)
Fund Russell 2500 Index
Asset Weighted Market Cap $ 8.8 billion $ 5.3 billion
Median Market Cap $ 7.2 billion $ 1.4 billion
Price/Book 4.0x 6.0x
Price/Earnings 16.41 21.10
Return on Equity 15.2% 7.7%
Return Characteristics
(as of 8/31/2018)
Fund
Alpha 2.91
Beta (3 years) 0.74
Down Capture 72.60
Information Ratio 0.02
R Squared (3 years) 89.10
Sharpe Ratio 1.33
Up Capture 83.79
Market Cap Distribution %
(as of 08/31/2018)
Less than $2 billion 2.3
$2 billion - $5 billion 19.3
$5 billion - $10 billion 50.7
Greater than $10 billion 27.7
Fund Essentials
Inception Date 03/31/2006
Symbol SMDIX
CUSIP 41665H235
Fund Number 1489

Top Ten Holdings (%)

(as of 8/31/2018)
label percentageholding
Aramark 2.24
Advance Auto Parts, Inc. 2.02
iShares Russell 2000 ETF 1.66
Fortune Brands Home & Security, Inc. 1.59
KAR Auction Services, Inc. 1.53
VeriSign, Inc. 1.52
Leidos Holdings, Inc. 1.51
Equity LifeStyle Properties, Inc. 1.43
Hexcel Corp. 1.38
Catalent, Inc. 1.36
Total Portfolio % 16.24

Sector Exposure

(as of 8/31/2018)
label currentpercentage
Financial Services 17%
Producer Durables 16%
Consumer Discretionary 14%
Technology 13%
Health Care 8%
Materials & Processing 8%
Cash and Cash Equivalents 7%
Real Estate 5%
Energy 3%
Utilities 3%
Other 3%
Consumer Staples 2%

Based on the Russell Global Sectors classification (RGS) system. May not total to 100% due to rounding.

Insights

pdf

Environmental, Social, and Governance Policy for Listed Assets 

Wed Sep 12 09:30:00 EDT 2018
A detailed explanation of Schroders Investment Management's approach to ESG.
pdf

The 5-Minute Forecast 3Q18 

Wed Jul 18 11:24:00 EDT 2018
A concise summary of the Hartford Funds Multi-Asset Team’s views on the main challenges facing investors: Growth, Income, Volatility, Inflation, and Taxes.
pdf

Hartford Schroders US Small/Mid Cap Opportunities Fund Outlook & Commentary 

Sat Jun 30 14:59:00 EDT 2018
Head of US Equities Management Schroders, Fred Schaefer, provides a review of the Fund's 2Q18 performance and outlook.

Literature

Fund Literature

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Fact Sheet

06/30/2018 | pdf
Get FINRA Letter

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Expanded Commentary

06/30/2018 | pdf

Max 100

Summary Prospectus

03/01/2018 | pdf

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Pitchbook

06/30/2018 | pdf

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Semi Annual Report

04/30/2018 | pdf

Available For
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Statutory Prospectus

03/01/2018 | pdf

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Annual Report

10/31/2017 | pdf

Available For
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SAI

03/01/2018 | pdf

Available For
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A WORD ABOUT RISK

Investing involves risk, including the possible loss of principal. There is no guarantee a fund will achieve its stated objective. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. Small- and mid-cap securities can have greater risks and volatility than large-cap securities. The main risk of real estate related securities is that the value of the underlying real estate may decrease in value.

1 The Morningstar Analyst Rating is not a credit or risk rating. It is a subjective evaluation performed by the manager research analysts of Morningstar. Morningstar evaluates funds based on five key pillars, which are process, performance, people, parent, and price. Analysts use this five pillar evaluation to determine how they believe funds are likely to perform over the long term on a risk-adjusted basis. They consider quantitative and qualitative factors in their research, and the weighting of each pillar may vary. The Analyst Rating scale is Gold, Silver, Bronze, Neutral, Negative. A Morningstar Analyst Rating of Gold, Silver, or Bronze reflects an Analyst’s conviction in a fund’s prospects for outperformance. Analyst Ratings are continuously monitored and reevaluated at least every 14 months. The Morningstar Analyst Rating should not be used as the sole basis in evaluating a mutual fund. Morningstar Analyst Ratings involve unknown risks and uncertainties which may cause Morningstar’s expectations not to occur or to differ significantly from what we expected. For more detailed information about Morningstar’s Analyst rating, including its methodology, please go to hartfordfunds.com/MorningstarAnalystMethodology.

© 2018 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/ or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.

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