The Fi360 Fiduciary Score^® is a robust tool to help identify and monitor plan investment options as part of the initial and ongoing due-diligence process. It’s an objective means of evaluating and comparing investments.

Hartford Funds has contracted with fi360 herein to provide resources that are designed to help financial professionals operating in the retirement space with plan evaluation and support, education and practice management. Note that fi360 is not an affiliate or subsidiary of Hartford Funds.

The fi360 Fiduciary Score is a peer percentile ranking of an investment against a set of quantitative due diligence criteria selected to reflect prudent fiduciary management. For each investment with at least a three-year history, Broadridge Financial Solutions calculates the fi360 Fiduciary Score based on the following due diligence criteria: regulatory oversight, minimum track record, stability of the organization, assets in the investment, composition consistency with asset class, style consistency, expense ratio/fees relative to peers, risk-adjusted performance relative to peers, and performance relative to peers. Investments are evaluated on a monthly basis. If an investment does not meet an individual due diligence criterion, points are assigned. Investments that satisfy all of the due diligence criteria receive a fi360 Fiduciary Score of 0. Every other investment is given a Score of 1-100 based on their point total, and representing their percentile ranking within their peer group. The fi360 Fiduciary Score Average is a one-, three-, five-, or ten-year rolling average of an investment’s fi360 Fiduciary Score. The Average is also calculated on a monthly basis. The fi360 Fiduciary Score represents a suggested course of action and is not intended, nor should it be used, as the sole source of information for reaching an investment decision. Visit www.fi360.com/fi360-Fiduciary-Score for the complete methodology document. “fi360” and “fi360 Fiduciary Score” are registered trademarks of Broadridge Financial Solutions. The fi360 Fiduciary Score and data are copyright © 2021 Broadridge Financial Solutions. All Rights Reserved. All Rights Reserved. The information contained herein is reprinted with permission of Broadridge Financial Solutions. The information (1) is proprietary to Broadridge Financial Solutions, and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate,complete, or timely. Neither Broadridge Financial Solutions nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance cannot guarantee future results. The fi360 Fiduciary Score and the data it represents are protected intellectual property of Broadridge Financial Solutions alone. This material is provided for educational purposes only and is not intended to provide legal, tax or investment advice. Hartford Funds is not affiliated with Broadridge Financial Solutions.