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Hartford Funds 403(b) Beneficiary Change Request Form

Request a beneficiary change for a 403(b) account.

Executor's Statement of Alternate Value for Non-qualified Mutual Fund Accounts

Provide an Alternate Cost Basis Value for the proceeds from a decedent's account.

Mutual Funds IRA Beneficiary Change Request Form

Request a beneficiary change for an IRA account.

Hartford Funds IRA Distribution Request Form

Request a distribution from a Traditional, Roth, SEP, or Simple IRA account.

Cost Basis Method Election for Non-Qualified Mutual Fund Accounts

Elect a cost basis method for non-qualified account types.

Additional Investment Form for Retirement Accounts

Make additional contributions to retirement accounts

Mutual Funds Automatic Investment Form

Establish an automatic investment program from your bank to one or more mutual fund.

Return of Excess Contribution Request Form

Request a return of an excess contribution to a Traditional, Roth, or SEP IRA account.

Hartford Funds Coverdell Education Savings Account Distribution Request Form

Request a distribution from a Coverdell ESA.

Hartford Funds Trading Authorization Form

Establish an authorized agent to buy, sell, or trade mutual funds.

Hartford Funds - Transfer on Death (TOD) Form

Establish a beneficiary for non-qualified accounts registered to an individual, joint tenants with rights or survivorship, or tenants by entirety.

Mutual Fund Redemption Form - Non-Qualified

Request a distribution from a non-qualified account.

Inheritance Claim Form for Non-Retirement Accounts

To initiate a claim on a non-retirement account where the owner has passed away.

Death Claim Right to Act Form

Identify who is authorized to act on behalf of a beneficiary for a death claim (e.g. executor, trustee, power of attorney, etc.).

Coverdell Education Savings Accounts Death Beneficiary Change Request Form for Mutual Fund Accounts

Change the current death beneficiary designation to a Coverdell ESA.

Hartford Funds Power of Attorney Form

Corporate Resolution Form

Hartford Funds Broker Dealer Change Form

Request a change to a Registered Representative's Broker Dealer.

Hartford Funds Internal Roth Conversion

Convert an existing Traditional, SIMPLE, or SEP IRA to a Roth IRA.

Hartford Funds SIMPLE IRA Investment Transmittal Form

Communicate investment needs for each payroll submission and organize investment allocations of employee salary reduction contributions.

Hartford Funds Coverdell Education Savings Account Return of Excess Contribution Form (Use Only for Coverdell ESA Plans with UMB Bank n.a. as Custodian)

Request a return of an excess contribution to a Coverdell ESA.

SIMPLE IRA Plan Employer Notification to Eligible Employees

Use along with a Summary Plan Description to notify employees of their eligibility to participate in a SIMPLE IRA Plan.

Hartford Funds SIMPLE IRA Plan Employee Salary Reduction

Establish a salary reduction election for a SIMPLE IRA.

Traditional Individual Retirement Account Information Kit

Explains the basic federal tax rules for Traditional IRAs.

Roth Individual Retirement Account Information Kit

Explains the basic federal tax rules for Roth IRAs.

Hartford Funds SEP IRA Adoption Agreement

Establish a SEP IRA.

Mutual Fund Trustee Certification Form

Certify trust information for a Hartford Funds account.,

Hartford Funds Change of Ownership Form

Hartford Funds 403(b) Distribution Request Form

Request a distribution from a 403(b) account.

Hartford Funds Inherited IRA Distribution Form - Non-Spouse

Submit a death claim for a Traditional, Roth, SIMPLE, or SEP IRA account - Non-Spouse

Mutual Fund 403(b) Required Minimum Distribution (RMD) Form

Instructions and application to request a 403(b) Required Minimum Distribution (RMD).

Mutual Fund SEP IRA Investment Transmittal Form

Communicate investment needs for each payroll submission and organize investment allocations of employer contributions.

Coverdell Education Savings Account Custodial Agreement and Disclosure Statement

Explains the basic questions regarding Coverdell ESA accounts.

Hartford Funds Required Minimum Distribution (RMD) Instructions and Application Form

The Secure Act, signed into law on December 20, 2019, included changes to retirement accounts that are effective immediately. Contact your financial advisor for more information.

Hartford Funds Traditional/Roth IRA Adoption Agreement

Establish a Traditional or Roth IRA.

Hartford Funds Retirement Asset Transfer Form

Initiate a direct rollover or transfer of assets from an existing Trustee/Custodian to a Hartford Funds retirement account.

Hartford Funds SIMPLE IRA Application Non-Designated Financial Institution Plan

Mutual Fund Bank or Credit Union Information Form

Add or change the bank or credit union linked to a Hartford Funds account.

Hartford Funds Account Application

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Hartford Funds SIMPLE IRA Return of Excess Contribution Form

Use this form to request a return of an excess employee contribution and/or employer contribution made to a SIMPLE IRA.

Legal Entity Beneficial Ownership Form

Mutual Fund Plan Administration Online Access Request

Establish Electronic Funds Transfer or ACH Debit Authorization

UMB Bank, n.a. Traditional Individual Retirement Custodial Account Agreement

UMB Bank, n.a. SEP Individual Retirement Custodial Account

Hartford Funds Inherited IRA Distribution Form - Spouse

Submit a death claim for a Traditional, Roth, SIMPLE, or SEP IRA account - Spouse

SIMPLE Individual Retirement Custodial Account

UMB Bank, n.a. SIMPLE Individual Retirement Custodial Account

403(b) Custodial Account Agreement

403(b) Custodial Account Agreement with UMB Bank, n.a. as Custodian

Hartford Funds - Letter of Intent

Hartford Funds Account Application – Class Y

Hartford Funds - Mutual Funds List For Non-Retirement Accounts Class A and C

Mutual Fund Substantially Equal Periodic Payments Under Section I.R.C. 72(t) Form

Enroll in substantially equal periodic payments.

Hartford Funds Account Application - Class F

Beneficiary Identification Form for Mutual Fund Accounts

Identify beneficiaries by name when the deceased’s beneficiary designation lists unspecified members of a group (e.g. “per stirpes” or “equally to all surviving children”)

Coverdell Education Savings Account Death Claim Form for Mutual Fund Accounts

Establish a Death Beneficiary Coverdell ESA or appoint a new Responsible Individual.

Hartford Funds - Mutual Funds List For Retirement Accounts Class A and C

Hartford Funds Coverdell Education Savings Account Administration Form

Use this form to transfer your existing Coverdell Education Savings Account (“Coverdell ESA”) to a new Designated Beneficiary, replace the Responsible Individual on existing Coverdell ESA, or change the death beneficiary on an existing Coverdell ESA.

Hartford Funds UGMA/UTMA Custodian Termination Form

To remove the custodian from a Uniform Gifts to Minors Act (UGMA) or Uniform Transfers to Minors Act (UTMA) account held at Hartford Funds once the minor has reached their state’s age of trust termination.

Hartford Funds Non-Qualified Transfer Form

Transfer non-qualified assets to Hartford Funds.

Hartford Funds Coverdell Education Savings Account Transfer of Assets Form

Initiate a transfer from an existing trustee/custodian to Hartford Funds.

Additional Investment Form for Non-Retirement Accounts

Make additional investments to a non-retirement account

Hartford Funds Systematic Withdrawal Plan Form

Enroll in systematic withdrawals from non-qualified accounts.