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Request a beneficiary change for a 403(b) account.
Provide an Alternate Cost Basis Value for the proceeds from a decedent's account.
Request a beneficiary change for an IRA account.
Request a distribution from a Traditional, Roth, SEP, or Simple IRA account.
Elect a cost basis method for non-qualified account types.
Make additional contributions to retirement accounts
Establish an automatic investment program from your bank to one or more mutual fund.
Request a return of an excess contribution to a Traditional, Roth, or SEP IRA account.
Request a distribution from a Coverdell ESA.
Establish an authorized agent to buy, sell, or trade mutual funds.
Establish a beneficiary for non-qualified accounts registered to an individual, joint tenants with rights or survivorship, or tenants by entirety.
Request a distribution from a non-qualified account.
To initiate a claim on a non-retirement account where the owner has passed away.
Identify who is authorized to act on behalf of a beneficiary for a death claim (e.g. executor, trustee, power of attorney, etc.).
Change the current death beneficiary designation to a Coverdell ESA.
Request a change to a Registered Representative's Broker Dealer.
Convert an existing Traditional, SIMPLE, or SEP IRA to a Roth IRA.
Communicate investment needs for each payroll submission and organize investment allocations of employee salary reduction contributions.
Use along with a Summary Plan Description to notify employees of their eligibility to participate in a SIMPLE IRA Plan.
Establish a salary reduction election for a SIMPLE IRA.
Explains the basic federal tax rules for Traditional IRAs.
Explains the basic federal tax rules for Roth IRAs.
Certify trust information for a Hartford Funds account.,
Request a distribution from a 403(b) account.
Submit a death claim for a Traditional, Roth, SIMPLE, or SEP IRA account - Non-Spouse
Instructions and application to request a 403(b) Required Minimum Distribution (RMD).
Communicate investment needs for each payroll submission and organize investment allocations of employer contributions.
Explains the basic questions regarding Coverdell ESA accounts.
The Secure Act, signed into law on December 20, 2019, included changes to retirement accounts that are effective immediately. Contact your financial advisor for more information.
Establish a Traditional or Roth IRA.
Initiate a direct rollover or transfer of assets from an existing Trustee/Custodian to a Hartford Funds retirement account.
Hartford Funds SIMPLE IRA Application Non-Designated Financial Institution Plan
Add or change the bank or credit union linked to a Hartford Funds account.
Use this form to request a return of an excess employee contribution and/or employer contribution made to a SIMPLE IRA.
Establish Electronic Funds Transfer or ACH Debit Authorization
UMB Bank, n.a. SEP Individual Retirement Custodial Account
Submit a death claim for a Traditional, Roth, SIMPLE, or SEP IRA account - Spouse
UMB Bank, n.a. SIMPLE Individual Retirement Custodial Account
403(b) Custodial Account Agreement with UMB Bank, n.a. as Custodian
Hartford Funds - Mutual Funds List For Non-Retirement Accounts Class A and C
Enroll in substantially equal periodic payments.
Identify beneficiaries by name when the deceased’s beneficiary designation lists unspecified members of a group (e.g. “per stirpes” or “equally to all surviving children”)
Establish a Death Beneficiary Coverdell ESA or appoint a new Responsible Individual.
Hartford Funds - Mutual Funds List For Retirement Accounts Class A and C
Use this form to transfer your existing Coverdell Education Savings Account (“Coverdell ESA”) to a new Designated Beneficiary,
replace the Responsible Individual on existing Coverdell ESA, or change the death beneficiary on an existing Coverdell ESA.
To remove the custodian from a Uniform Gifts to Minors Act (UGMA) or Uniform Transfers to Minors Act (UTMA) account held at Hartford Funds once the minor has reached their state’s age of trust termination.
Transfer non-qualified assets to Hartford Funds.
Initiate a transfer from an existing trustee/custodian to Hartford Funds.
Make additional investments to a non-retirement account
Enroll in systematic withdrawals from non-qualified accounts.