63 results for "Mutual Fund Forms"
Date(newest to oldest)
Date(oldest to newest)
PRACTICE MANAGEMENT ( 0 RESULTS)
Request a beneficiary change for a 403(b) account.
To initiate a claim on a non-retirement account where the owner has passed away.
Request a beneficiary change for an IRA account.
Request a distribution from a Traditional, Roth, SEP, or Simple IRA account.
Request a change to a Registered Representative's Broker Dealer.
Hartford Funds Power of Attorney Form
Make additional contributions to retirement accounts
Corporate Resolution Form
Elect a cost basis method for non-qualified account types.
Establish an authorized agent to buy, sell, or trade mutual funds.
Hartford Funds - Letter of Intention
This online feature can greatly simplify SIMPLE and SEP plan administrative tasks.
Establish Electronic Funds Transfer or ACH Debit Authorization
Establish Substantially Equal Periodic Payments from a 403(b)
Request a distribution from a Coverdell ESA.
Request a distribution from a non-qualified account.
Submit a death claim for a Traditional, Roth, SIMPLE, or SEP IRA account.
Establish a beneficiary for non-qualified accounts registered to an individual, joint tenants with rights or survivorship, or tenants by entirety.
Certify trust information for a Hartford Funds account.,
Hartford Funds Change of Ownership Form
Hartford Funds Account Application
Explains the basic federal tax rules for Traditional and Roth IRAs.
Explains the basic questions regarding Coverdell ESA accounts.
Identify who is authorized to act on behalf of a beneficiary for a death claim (e.g. executor, trustee, power of attorney, etc.).
Provide an Alternate Cost Basis Value for the proceeds from a decedent's account.
Change the current death beneficiary designation to a Coverdell ESA.
Instructions to establish foreign status for tax withholding purposes.
The Secure Act, signed into law on December 20, 2019, included changes to retirement accounts that are effective immediately. Contact your financial advisor for more information.
Instructions and application to request a 403(b) Required Minimum Distribution (RMD).
Establish an automatic investment program from your bank to one or more mutual fund.
Add or change the bank or credit union linked to a Hartford Funds account.
Legal Entity Beneficial Ownership Form
The Secure Act, signed into law on December 20, 2019, included changes to retirement accounts that are effective immediately. Contact your financial advisor for more information. Revised forms are expected to be posted in the coming weeks.
Establish a salary reduction election for a SIMPLE IRA.
Request a return of an excess contribution to a Traditional, Roth, SIMPLE, or SEP IRA account.
Request a return of an excess contribution to a Coverdell ESA.
Use along with a Summary Plan Description to notify employees of their eligibility to participate in a SIMPLE IRA Plan.
403(b) Custodial Account Agreement with UMB Bank, n.a. as Custodian
Convert an existing Traditional, SIMPLE, or SEP IRA to a Roth IRA.
Hartford Funds - Mutual Funds List For Non-Retirement Accounts Class A and C
Hartford Funds - Mutual Funds List For Retirement Accounts Class A and C
Hartford Funds Account Application – Class Y
Communicate investment needs for each payroll submission and organize investment allocations of employer contributions.
Hartford Funds Account Application - Class F
Communicate investment needs for each payroll submission and organize investment allocations of employee salary reduction contributions.
Establish a Death Beneficiary Coverdell ESA or appoint a new Responsible Individual.
UMB Bank, n.a. SIMPLE IndividualRetirement Custodial Account
Initiate a direct rollover or transfer of assets from an existing Trustee/Custodian to a Hartford Funds retirement account.
Request for Taxpayer Identification Number and Certification
Elect the amount of federal tax withholding from pension or annuity payments.
Establish foreign status for tax withholding purposes.
Request a distribution from a 403(b) account.
Enroll in substantially equal periodic payments.
Make a one-time change to the Life Expectancy Method if taking substantially equal periodic payments under 72(t).
To remove the custodian from a Uniform Gifts to Minors Act (UGMA) or Uniform Transfers to Minors Act (UTMA) account held at Hartford Funds once the minor has reached their state’s age of trust termination.
Identify beneficiaries by name when the deceased’s beneficiary designation lists unspecified members of a group (e.g. “per stirpes” or “equally to all surviving children”).
Transfer non-qualified assets to Hartford Funds.
Establish a Traditional or Roth IRA.
Hartford Funds SIMPLE IRA Application Non-Designated Financial Institution Plan
Initiate a transfer from an existing trustee/custodian to Hartford Funds.
Make additional investments to a non-retirement account
Enroll in systematic withdrawals from non-qualified accounts.
Your session has expired. Please login again.